PRINCIPAL EXCHANGE TRADED FD
CUSIP 74255Y698
Principal Exchange Traded Fd has 2 institutional holders in Filings Flow’s 13F database, together reporting 39.91M shares worth $1.3B as of Q1 2026. The largest reported holders are Principal Financial Group Inc, Principal Securities, Inc., and Envestnet Asset Management Inc.
Institutional Holders
21
Q1 2026
Reported Value
$1.3B
Ticker
unmapped
private placement or foreign
Quarters Tracked
3
Ownership Trend
Institutional holders
Total reported value
Holders
Mixed quarters
| Manager | % of Portfolio | Value | Shares | Quarter |
|---|---|---|---|---|
| PRINCIPAL SECURITIES, INC.$6.8B AUM | 2.06% | $141M | 4.14M | Q1 2026OLDER |
| PRINCIPAL FINANCIAL GROUP INC$187.2B AUM | 0.56% | $1.1B | 31.59M | Q1 2026OLDER |
| Kraft, Davis & Associates, LLC$479M AUM | 0.50% | $2M | 67.4K | Q2 2026 |
| Capital Investment Advisory Services, LLC$1.4B AUM | 0.20% | $3M | 79.6K | Q1 2026OLDER |
| Next Level Private LLC$511M AUM | 0.18% | $912,719 | 25.4K | Q2 2026 |
| Smartleaf Asset Management LLC$2.8B AUM | 0.07% | $2M | 57.0K | Q1 2026OLDER |
| ENVESTNET ASSET MANAGEMENT INC$373.6B AUM | 0.03% | $127M | 3.73M | Q1 2026OLDER |
| GILPIN WEALTH MANAGEMENT, LLC$126M AUM | 0.03% | $33,960 | 1.0K | Q1 2026OLDER |
| Cape Investment Advisory, Inc.$301M AUM | 0.03% | $86,586 | 2.6K | Q4 2025OLDER |
| Wealthspire Retirement, LLC$1.7B AUM | 0.01% | $244,458 | 7.2K | Q1 2026OLDER |
| Private Advisor Group, LLC$21.3B AUM | 0.01% | $2M | 45.2K | Q1 2026OLDER |
| Intentional Wealth Strategies, LLC$107M AUM | 0.01% | $6,011 | 177 | Q1 2026OLDER |
| Western Wealth Management, LLC$2.6B AUM | 0.00% | $20,920 | 616 | Q1 2026OLDER |
| COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM | 0.00% | $545,880 | 16.1K | Q1 2026OLDER |
| LPL Financial LLC$376.6B AUM | 0.00% | $2M | 45.8K | Q1 2026OLDER |
| CITADEL ADVISORS LLC$618.5B AUM | 0.00% | $1M | 33.3K | Q1 2026OLDER |
| MCGUIRE CAPITAL ADVISORS INC$156M AUM | 0.00% | $272 | 8 | Q1 2026OLDER |
| JANE STREET GROUP, LLC$777.2B AUM | 0.00% | $973,226 | 28.7K | Q1 2026OLDER |
| Kestra Advisory Services, LLC$26.4B AUM | 0.00% | $20,270 | 615 | Q4 2025OLDER |
| ASSETMARK, INC$49.0B AUM | 0.00% | $4,619 | 136 | Q1 2026OLDER |
| FMR LLC$1.90T AUM | 0.00% | $44,963 | 1.3K | Q1 2026OLDER |
| MORGAN STANLEY$1.67T AUM | 0.00% | $25,379 | 770 | Q1 2026OLDER |
| WELLS FARGO & COMPANY/MN$530.3B AUM | 0.00% | $1,912 | 58 | Q4 2025OLDER |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM | 0.00% | $441 | 13 | Q1 2026OLDER |
| UBS Group AG$666.3B AUM | 0.00% | $297 | 9 | Q4 2025OLDER |
Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.