SEC 13F Intelligence

PRINCIPAL EXCHANGE TRADED FD

CUSIP 74255Y607

Principal Exchange Traded Fd has 90 institutional holders in Filings Flow’s 13F database, together reporting 29.61M shares worth $1.7B as of Q1 2026. The largest reported holders are Principal Financial Group Inc, Envestnet Asset Management Inc, and Principal Securities, Inc..

Institutional Holders
90
Q1 2026
Reported Value
$1.7B
Ticker
unmapped
private placement or foreign
Quarters Tracked
10

Ownership Trend

Institutional holders
Q4 ’18: 4Q4 ’18Q1 ’19: 5Q2 ’19: 5Q2 ’19Q3 ’19: 7Q2 ’21: 9Q2 ’21Q4 ’21: 11Q4 ’22: 10Q4 ’22Q4 ’25: 84Q1 ’26: 90Q1 ’26Q2 ’26: 7filingsflow.com
Total reported value
Q4 ’18: $2MQ4 ’18Q1 ’19: $1MQ2 ’19: $2MQ2 ’19Q3 ’19: $2MQ2 ’21: $19MQ2 ’21Q4 ’21: $1.2BQ4 ’22: $202MQ4 ’22Q4 ’25: $1.5BQ1 ’26: $1.7BQ1 ’26Q2 ’26: $92Mfilingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Veracity Capital LLC$280M AUM4.88%$14M238.5KQ1 2026OLDER
Hudson Capital Management LLC$387M AUM2.91%$11M196.7KQ1 2026OLDER
Henderson Brothers Financial Partners, LLC$395M AUM2.47%$10M170.5KQ1 2026OLDER
RFG - Bristol Wealth Advisors, LLC$371M AUM2.16%$8M139.7KQ1 2026OLDER
PRINCIPAL SECURITIES, INC.$6.8B AUM2.13%$145M2.54MQ1 2026OLDER
PSI Advisors, LLC$418M AUM2.07%$9M150.6KQ1 2026OLDER
Northwest Wealth Advisors, LLC$140M AUM1.54%$2M37.7KQ1 2026OLDER
Wealth Advisors of Tampa Bay, LLC$302M AUM1.41%$4M74.3KQ1 2026OLDER
GTS FINANCIAL, LLC$126M AUM1.21%$2M31.5KQ1 2026OLDER
Integrity Financial Corp /WA$201M AUM0.94%$2M32.8KQ1 2026OLDER
360 Financial, Inc.$332M AUM0.91%$3M52.9KQ1 2026OLDER
FLYNN ZITO CAPITAL MANAGEMENT, LLC$313M AUM0.89%$3M48.3KQ1 2026OLDER
SUMMIT WEALTH GROUP LLC / CO$950M AUM0.70%$5M20.3KQ4 2025OLDER
First Heartland Consultants, Inc.$1.5B AUM0.68%$11M150.8KQ2 2026
Stonebridge Financial Group, LLC / MO$119M AUM0.51%$600,88110.5KQ1 2026OLDER
Kraft, Davis & Associates, LLC$479M AUM0.49%$2M36.0KQ4 2025OLDER
Turning Point Benefit Group, Inc.$157M AUM0.46%$729,43212.5KQ1 2026OLDER
WealthCare Investment Partners, LLC$360M AUM0.45%$2M28.0KQ1 2026OLDER
PRINCIPAL FINANCIAL GROUP INC$187.2B AUM0.38%$719M12.55MQ1 2026OLDER
Arete Wealth Advisors, LLC$1.3B AUM0.28%$4M65.1KQ1 2026OLDER
Redwood Financial Network Corp$153M AUM0.20%$310,8785.4KQ1 2026OLDER
Round Rock Advisors LLC$654M AUM0.19%$1M21.5KQ1 2026OLDER
Brookwood Investment Group LLC$810M AUM0.17%$1M24.1KQ1 2026OLDER
Gilliland Jeter Wealth Management LLC$338M AUM0.16%$531,8729.3KQ1 2026OLDER
CREATIVE FINANCIAL DESIGNS INC /ADV$1.6B AUM0.12%$2M35.3KQ1 2026OLDER
Capital Investment Advisory Services, LLC$1.4B AUM0.12%$2M28.0KQ1 2026OLDER
SAGESPRING WEALTH PARTNERS, LLC$5.5B AUM0.11%$6M102.1KQ1 2026OLDER
Spartan Wealth Advisory Services LLC$1.1B AUM0.10%$1M20.6KQ1 2026OLDER
KPP Advisory Services LLC$689M AUM0.09%$643,98411.2KQ1 2026OLDER
SHEETS SMITH WEALTH MANAGEMENT$1.0B AUM0.09%$883,63512.6KQ2 2026
GREAT VALLEY ADVISOR GROUP, INC.$5.5B AUM0.08%$5M79.7KQ1 2026OLDER
SeaCrest Wealth Management, LLC$903M AUM0.06%$567,1068.1KQ2 2026
Advisory Services Network, LLC$7.5B AUM0.05%$4M68.0KQ1 2026OLDER
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$49.1B AUM0.05%$25M433.9KQ1 2026OLDER
Cornerstone Wealth Management, LLC$2.0B AUM0.05%$937,51516.4KQ1 2026OLDER
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.04%$157M2.73MQ1 2026OLDER
Smartleaf Asset Management LLC$2.8B AUM0.04%$1M20.6KQ1 2026OLDER
&PARTNERS$20.2B AUM0.04%$8M143.3KQ1 2026OLDER
Sigma Planning Corp$3.6B AUM0.04%$1M22.5KQ1 2026OLDER
Venture Visionary Partners LLC$3.0B AUM0.03%$1M17.9KQ1 2026OLDER
PRIVATE TRUST CO NA$1.1B AUM0.03%$346,8706.1KQ1 2026OLDER
Ameritas Investment Partners, Inc.$3.3B AUM0.03%$974,22817.0KQ1 2026OLDER
AMERIPRISE FINANCIAL INC$431.8B AUM0.03%$127M2.21MQ1 2026OLDER
TRUIST FINANCIAL CORP$74.2B AUM0.03%$19M338.5KQ1 2026OLDER
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.02%$80M1.40MQ1 2026OLDER
Global Retirement Partners, LLC$5.6B AUM0.02%$1M21.3KQ4 2025OLDER
Perennial Investment Advisors, LLC$1.3B AUM0.02%$252,1694.4KQ1 2026OLDER
LPL Financial LLC$376.6B AUM0.02%$62M1.08MQ1 2026OLDER
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.02%$11M194.2KQ1 2026OLDER
Kestra Advisory Services, LLC$26.4B AUM0.01%$4M67.6KQ1 2026OLDER
WELLS FARGO & COMPANY/MN$530.3B AUM0.01%$77M1.35MQ2 2026
Cape Investment Advisory, Inc.$301M AUM0.01%$46,877812Q4 2025OLDER
Rockefeller Capital Management L.P.$56.4B AUM0.01%$7M129.9KQ1 2026OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.01%$7M122.3KQ1 2026OLDER
Private Advisor Group, LLC$21.3B AUM0.01%$2M36.7KQ1 2026OLDER
STIFEL FINANCIAL CORP$108.8B AUM0.01%$10M179.4KQ1 2026OLDER
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM0.01%$14M252.8KQ1 2026OLDER
NewEdge Advisors, LLC$27.7B AUM0.01%$2M35.2KQ2 2026
Steward Partners Investment Advisory, LLC$19.6B AUM0.01%$1M20.0KQ1 2026OLDER
MORGAN STANLEY$1.67T AUM0.00%$72M1.25MQ1 2026OLDER
ROYAL BANK OF CANADA$570.1B AUM0.00%$23M406.7KQ1 2026OLDER
Farther Finance Advisors, LLC$10.6B AUM0.00%$382,8596.6KQ1 2026OLDER
MML INVESTORS SERVICES, LLC$36.1B AUM0.00%$1M22.3KQ1 2026OLDER
Clearstead Trust, LLC$613M AUM0.00%$19,484342Q3 2025OLDER
Pinnacle Bancorp, Inc.$339M AUM0.00%$7,108124Q1 2026OLDER
Silver Grove Financial Group, Inc.$124M AUM0.00%$2,40842Q1 2026OLDER
COMERICA BANK$25.1B AUM0.00%$418,6187.3KQ4 2025OLDER
Gotham Asset Management, LLC$32.7B AUM0.00%$317,0955.6KQ3 2025OLDER
CoreCap Advisors, LLC$3.4B AUM0.00%$21,178302Q2 2026
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$5M87.8KQ4 2025OLDER
HARBOUR INVESTMENTS, INC.$6.5B AUM0.00%$35,083612Q1 2026OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$3M43.9KQ1 2026OLDER
JPMORGAN CHASE & CO$1.56T AUM0.00%$6M99.5KQ1 2026OLDER
FIFTH THIRD BANCORP$54.7B AUM0.00%$179,0413.1KQ1 2026OLDER
Mariner, LLC$85.7B AUM0.00%$268,1264.7KQ1 2026OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$2M35.1KQ4 2025OLDER
MCGUIRE CAPITAL ADVISORS INC$156M AUM0.00%$4598Q1 2026OLDER
CWM, LLC$38.1B AUM0.00%$111,1521.9KQ1 2026OLDER
CVA Family Office, LLC$950M AUM0.00%$2,35041Q1 2026OLDER
Parallel Advisors, LLC$5.6B AUM0.00%$12,898225Q2 2026
D. E. Shaw & Co., Inc.$166.3B AUM0.00%$366,7626.4KQ1 2026OLDER
GOLDMAN SACHS GROUP INC$870.9B AUM0.00%$2M31.8KQ1 2026OLDER
Larson Financial Group LLC$3.1B AUM0.00%$5,732100Q1 2026OLDER
Arax Advisory Partners$3.5B AUM0.00%$5,831101Q4 2025OLDER
EverSource Wealth Advisors, LLC$3.3B AUM0.00%$2,69447Q1 2026OLDER
PNC FINANCIAL SERVICES GROUP, INC.$173.2B AUM0.00%$111,1971.9KQ1 2026OLDER
Investment Research & Advisory Group, Inc.$286M AUM0.00%$1723Q1 2026OLDER
HUNTINGTON NATIONAL BANK$18.1B AUM0.00%$9,401164Q1 2026OLDER
US BANCORP \DE\$82.4B AUM0.00%$28,891504Q1 2026OLDER
ASSETMARK, INC$49.0B AUM0.00%$14,560254Q1 2026OLDER
Global Wealth Strategies & Associates$528M AUM0.00%$1152Q4 2025OLDER
Western Wealth Management, LLC$2.6B AUM0.00%$68812Q1 2026OLDER
VANGUARD ADVISERS INC$25.5B AUM0.00%$2,75248Q1 2026OLDER
Allworth Financial LP$24.7B AUM0.00%$2,48343Q4 2025OLDER
Russell Investments Group, Ltd.$93.1B AUM0.00%$6,581114Q4 2025OLDER
AE Wealth Management LLC$18.5B AUM0.00%$74513Q1 2026OLDER
JONES FINANCIAL COMPANIES LLLP$208.1B AUM0.00%$4,73584Q1 2026OLDER
FMR LLC$1.90T AUM0.00%$15,631273Q1 2026OLDER
UBS Group AG$666.3B AUM0.00%$4,64381Q1 2026OLDER
BANK OF AMERICA CORP /DE/$1.37T AUM0.00%$9,468164Q4 2025OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.