SEC 13F Intelligence

PHIO PHARMACEUTICALS CORP

CUSIP 71880W204

Phio Pharmaceuticals Corp has 6 institutional holders in Filings Flow’s 13F database, together reporting 1.27M shares worth $392,000 as of Q3 2019. The largest reported holders are Ubs Group AG, Cvi Holdings, LLC, and Sg Americas Securities, LLC.

Institutional Holders
6
Q3 2019
Reported Value
$392,000
Ticker
unmapped
private placement or foreign
Quarters Tracked
4

Ownership Trend

Institutional holders
Q4 ’18: 8Q4 ’18Q1 ’19: 11Q1 ’19Q2 ’19: 8Q2 ’19Q3 ’19: 6Q3 ’19filingsflow.com
Total reported value
Q4 ’18: $636,000Q4 ’18Q1 ’19: $571,000Q1 ’19Q2 ’19: $692,000Q2 ’19Q3 ’19: $392,000Q3 ’19filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
CVI Holdings, LLC$116M AUM0.21%$180,000499.4KQ3 2019OLDER
TWO SIGMA SECURITIES, LLC$861M AUM0.00%$18,00048.4KQ2 2019OLDER
UBS Group AG$666.3B AUM0.00%$427,00045.4KQ4 2019OLDER
RENAISSANCE TECHNOLOGIES LLC$63.9B AUM0.00%$57,000333.9KQ4 2019OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$33,00085.6KQ2 2019OLDER
HSBC HOLDINGS PLC$191.6B AUM0.00%$5,00029.4KQ4 2019OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$9,00033.1KQ3 2019OLDER
Advisor Group, Inc.$14.5B AUM$03Q4 2019OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.