PGIM ROCK ETF TR
CUSIP 69420N718
Pgim Rock Etf Tr has 29 institutional holders in Filings Flow’s 13F database, together reporting 3.10M shares worth $88M as of Q1 2026. The largest reported holders are Raymond James Financial Inc, Commonwealth Equity Services, LLC, and Aa Financial Advisors, LLC.
Institutional Holders
29
Q1 2026
Reported Value
$88M
Ticker
unmapped
private placement or foreign
Quarters Tracked
3
Ownership Trend
Institutional holders
Total reported value
Holders
Mixed quarters
| Manager | % of Portfolio | Value | Shares | Quarter |
|---|---|---|---|---|
| Maltin Wealth Management, Inc.$262M AUM | 1.63% | $4M | 143.1K | Q1 2026OLDER |
| Fermata Advisors, LLC$495M AUM | 1.25% | $6M | 192.2K | Q2 2026 |
| AA Financial Advisors, LLC$710M AUM | 1.11% | $8M | 264.1K | Q1 2026OLDER |
| Foguth Wealth Management, LLC.$857M AUM | 0.86% | $7M | 230.3K | Q2 2026 |
| AssuredPartners Investment Advisors, LLC$919M AUM | 0.49% | $4M | 149.1K | Q1 2026OLDER |
| DHJJ Financial Advisors, Ltd.$302M AUM | 0.28% | $834,570 | 28.1K | Q1 2026OLDER |
| VICTORY FINANCIAL GROUP, LLC$814M AUM | 0.24% | $2M | 64.5K | Q1 2026OLDER |
| PKS Advisory Services, LLC$430M AUM | 0.15% | $648,976 | 21.8K | Q1 2026OLDER |
| Horizon Wealth Management, LLC$682M AUM | 0.05% | $326,920 | 11.0K | Q1 2026OLDER |
| ADAMSBROWN WEALTH CONSULTANTS LLC$530M AUM | 0.04% | $204,447 | 6.4K | Q2 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM | 0.01% | $10M | 345.2K | Q1 2026OLDER |
| Kestra Advisory Services, LLC$26.4B AUM | 0.01% | $3M | 110.2K | Q1 2026OLDER |
| OneDigital Investment Advisors LLC$10.2B AUM | 0.01% | $1M | 42.5K | Q1 2026OLDER |
| RAYMOND JAMES FINANCIAL INC$324.4B AUM | 0.01% | $34M | 1.15M | Q1 2026OLDER |
| Kingsview Wealth Management, LLC$7.3B AUM | 0.01% | $535,287 | 18.0K | Q1 2026OLDER |
| IHT Wealth Management, LLC$4.3B AUM | 0.01% | $285,312 | 9.6K | Q1 2026OLDER |
| OLD MISSION CAPITAL LLC$6.3B AUM | 0.00% | $277,792 | 9.3K | Q1 2026OLDER |
| Cetera Investment Advisers$94.0B AUM | 0.00% | $3M | 115.5K | Q1 2026OLDER |
| NewEdge Advisors, LLC$27.7B AUM | 0.00% | $1M | 33.7K | Q2 2026 |
| MML INVESTORS SERVICES, LLC$36.1B AUM | 0.00% | $1M | 35.4K | Q1 2026OLDER |
| PNC FINANCIAL SERVICES GROUP, INC.$173.2B AUM | 0.00% | $2M | 80.3K | Q1 2026OLDER |
| ENVESTNET ASSET MANAGEMENT INC$373.6B AUM | 0.00% | $3M | 114.9K | Q1 2026OLDER |
| LPL Financial LLC$376.6B AUM | 0.00% | $874,749 | 29.4K | Q1 2026OLDER |
| JANE STREET GROUP, LLC$777.2B AUM | 0.00% | $1M | 36.1K | Q3 2025OLDER |
| Root Financial Partners, LLC$2.2B AUM | 0.00% | $2,320 | 77 | Q4 2025OLDER |
| CWM, LLC$38.1B AUM | 0.00% | $28,858 | 971 | Q1 2026OLDER |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM | 0.00% | $668,373 | 22.5K | Q1 2026OLDER |
| Steward Partners Investment Advisory, LLC$19.6B AUM | 0.00% | $10,551 | 355 | Q1 2026OLDER |
| Advisory Services Network, LLC$7.5B AUM | 0.00% | $2,526 | 85 | Q1 2026OLDER |
| ROYAL BANK OF CANADA$570.1B AUM | 0.00% | $85,000 | 2.8K | Q4 2025OLDER |
| UBS Group AG$666.3B AUM | 0.00% | $9,097 | 302 | Q4 2025OLDER |
| WELLS FARGO & COMPANY/MN$530.3B AUM | 0.00% | $416 | 14 | Q2 2026 |
Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.