PGIM ROCK ETF TR
CUSIP 69420N692
Pgim Rock Etf Tr has 32 institutional holders in Filings Flow’s 13F database, together reporting 3.16M shares worth $80M as of Q1 2026. The largest reported holders are Brucke Financial, Inc., Vise Technologies, Inc., and Apella Capital, LLC.
Institutional Holders
32
Q1 2026
Reported Value
$80M
Ticker
unmapped
private placement or foreign
Quarters Tracked
3
Ownership Trend
Institutional holders
Total reported value
Holders
Mixed quarters
| Manager | % of Portfolio | Value | Shares | Quarter |
|---|---|---|---|---|
| Brucke Financial, Inc.$197M AUM | 9.60% | $19M | 652.9K | Q1 2026OLDER |
| BLVD Private Wealth, LLC$115M AUM | 4.93% | $6M | 195.4K | Q1 2026OLDER |
| AA Financial Advisors, LLC$710M AUM | 1.11% | $8M | 272.5K | Q1 2026OLDER |
| Foguth Wealth Management, LLC.$857M AUM | 0.89% | $8M | 248.8K | Q2 2026 |
| Nicholas Wealth, LLC.$145M AUM | 0.51% | $736,083 | 25.4K | Q1 2026OLDER |
| Vise Technologies, Inc.$5.1B AUM | 0.34% | $17M | 596.9K | Q1 2026OLDER |
| DHJJ Financial Advisors, Ltd.$302M AUM | 0.25% | $760,525 | 26.2K | Q1 2026OLDER |
| Tradition Wealth Management, LLC$1.4B AUM | 0.19% | $3M | 91.0K | Q1 2026OLDER |
| AssuredPartners Investment Advisors, LLC$919M AUM | 0.18% | $2M | 56.3K | Q1 2026OLDER |
| Apella Capital, LLC$7.1B AUM | 0.17% | $12M | 397.7K | Q2 2026 |
| Claro Advisors Inc.$830M AUM | 0.15% | $1M | 42.0K | Q1 2026OLDER |
| Long Island Wealth Management, Inc.$216M AUM | 0.13% | $289,249 | 10.0K | Q1 2026OLDER |
| EHRLICH FINANCIAL GROUP$194M AUM | 0.12% | $205,154 | 7.0K | Q4 2025OLDER |
| Compass Advisory Group LLC$374M AUM | 0.10% | $392,026 | 13.5K | Q1 2026OLDER |
| Wealth Group Ltd$439M AUM | 0.05% | $231,420 | 8.0K | Q1 2026OLDER |
| OneDigital Investment Advisors LLC$10.2B AUM | 0.02% | $2M | 82.7K | Q1 2026OLDER |
| GREAT VALLEY ADVISOR GROUP, INC.$5.5B AUM | 0.02% | $831,000 | 28.7K | Q1 2026OLDER |
| OLD MISSION CAPITAL LLC$6.3B AUM | 0.01% | $335,620 | 11.5K | Q4 2025OLDER |
| Integrated Wealth Concepts LLC$12.5B AUM | 0.01% | $888,067 | 30.6K | Q1 2026OLDER |
| KESTRA PRIVATE WEALTH SERVICES, LLC$8.1B AUM | 0.01% | $493,042 | 17.0K | Q1 2026OLDER |
| Kingsview Wealth Management, LLC$7.3B AUM | 0.00% | $322,683 | 11.1K | Q1 2026OLDER |
| Steward Partners Investment Advisory, LLC$19.6B AUM | 0.00% | $514,837 | 17.8K | Q1 2026OLDER |
| Cetera Investment Advisers$94.0B AUM | 0.00% | $2M | 60.8K | Q1 2026OLDER |
| HARBOUR INVESTMENTS, INC.$6.5B AUM | 0.00% | $89,755 | 3.1K | Q1 2026OLDER |
| Advisory Services Network, LLC$7.5B AUM | 0.00% | $95,642 | 3.3K | Q1 2026OLDER |
| Kestra Advisory Services, LLC$26.4B AUM | 0.00% | $303,804 | 10.5K | Q1 2026OLDER |
| RAYMOND JAMES FINANCIAL INC$324.4B AUM | 0.00% | $3M | 119.3K | Q1 2026OLDER |
| COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM | 0.00% | $394,800 | 13.6K | Q1 2026OLDER |
| OSAIC HOLDINGS, INC.$68.3B AUM | 0.00% | $98,847 | 3.4K | Q1 2026OLDER |
| LPL Financial LLC$376.6B AUM | 0.00% | $344,636 | 11.9K | Q1 2026OLDER |
| PNC FINANCIAL SERVICES GROUP, INC.$173.2B AUM | 0.00% | $38,831 | 1.3K | Q1 2026OLDER |
| ROYAL BANK OF CANADA$570.1B AUM | 0.00% | $105,000 | 3.6K | Q1 2026OLDER |
Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.