PGIM ROCK ETF TR
CUSIP 69420N205
Pgim Rock Etf Tr has 23 institutional holders in Filings Flow’s 13F database, together reporting 1.66M shares worth $48M as of Q1 2026. The largest reported holders are Compass Advisory Group LLC, Prudential Financial Inc, and Long Island Wealth Management, Inc..
Institutional Holders
23
Q1 2026
Reported Value
$48M
Ticker
unmapped
private placement or foreign
Quarters Tracked
3
Ownership Trend
Institutional holders
Total reported value
Holders
Mixed quarters
| Manager | % of Portfolio | Value | Shares | Quarter |
|---|---|---|---|---|
| AMERICAN ASSET MANAGEMENT INC.$115M AUM | 3.87% | $4M | 146.7K | Q1 2026OLDER |
| Compass Advisory Group LLC$374M AUM | 2.49% | $9M | 305.7K | Q1 2026OLDER |
| Long Island Wealth Management, Inc.$216M AUM | 2.30% | $5M | 163.2K | Q1 2026OLDER |
| LeClair Wealth Partners LLC$289M AUM | 1.68% | $5M | 159.8K | Q1 2026OLDER |
| Blue Water Asset Management$289M AUM | 1.68% | $5M | 159.8K | Q1 2026OLDER |
| JIM SAULNIER & ASSOCIATES, LLC$205M AUM | 1.33% | $3M | 90.2K | Q1 2026OLDER |
| Spire Wealth Management$3.3B AUM | 0.08% | $3M | 82.7K | Q2 2026 |
| DHJJ Financial Advisors, Ltd.$302M AUM | 0.05% | $164,455 | 5.4K | Q1 2026OLDER |
| First Heartland Consultants, Inc.$1.5B AUM | 0.02% | $337,596 | 10.5K | Q2 2026 |
| KINTRA WEALTH, LLC$1.4B AUM | 0.02% | $265,075 | 8.7K | Q1 2026OLDER |
| PRUDENTIAL FINANCIAL INC$81.2B AUM | 0.01% | $9M | 285.2K | Q1 2026OLDER |
| COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM | 0.00% | $3M | 111.2K | Q1 2026OLDER |
| KESTRA PRIVATE WEALTH SERVICES, LLC$8.1B AUM | 0.00% | $347,378 | 11.4K | Q1 2026OLDER |
| INDEPENDENT FINANCIAL GROUP, LLC$5.3B AUM | 0.00% | $207,878 | 6.4K | Q2 2026 |
| Kestra Advisory Services, LLC$26.4B AUM | 0.00% | $884,252 | 29.1K | Q1 2026OLDER |
| NBC SECURITIES, INC.$1.3B AUM | 0.00% | $24,493 | 805 | Q1 2026OLDER |
| ST GERMAIN D J CO INC$2.5B AUM | 0.00% | $17,526 | 576 | Q1 2026OLDER |
| Advisory Services Network, LLC$7.5B AUM | 0.00% | $51,421 | 1.7K | Q1 2026OLDER |
| Cetera Investment Advisers$94.0B AUM | 0.00% | $384,620 | 12.6K | Q1 2026OLDER |
| RAYMOND JAMES FINANCIAL INC$324.4B AUM | 0.00% | $207,721 | 6.8K | Q1 2026OLDER |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM | 0.00% | $355,350 | 11.7K | Q1 2026OLDER |
| PNC FINANCIAL SERVICES GROUP, INC.$173.2B AUM | 0.00% | $15,426 | 507 | Q1 2026OLDER |
| ROYAL BANK OF CANADA$570.1B AUM | 0.00% | $4,000 | 136 | Q1 2026OLDER |
| UBS Group AG$666.3B AUM | 0.00% | $1,460 | 48 | Q1 2026OLDER |
Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.