SEC 13F Intelligence

OPTINOSE INC

CUSIP 68404V100

Optinose Inc has 45 institutional holders in Filings Flow’s 13F database, together reporting 44.05M shares worth $80M as of Q4 2022. The largest reported holders are Nantahala Capital Management, LLC, Mvm Partners, LLC, and Great Point Partners LLC.

Institutional Holders
45
Q4 2022
Reported Value
$80M
Ticker
unmapped
private placement or foreign
Quarters Tracked
7

Ownership Trend

Institutional holders
Q4 ’18: 49Q4 ’18Q1 ’19: 44Q1 ’19Q2 ’19: 52Q2 ’19Q3 ’19: 55Q3 ’19Q2 ’21: 51Q2 ’21Q4 ’21: 32Q4 ’21Q4 ’22: 45Q4 ’22filingsflow.com
Total reported value
Q4 ’18: $62MQ4 ’18Q1 ’19: $147MQ1 ’19Q2 ’19: $158MQ2 ’19Q3 ’19: $286MQ3 ’19Q2 ’21: $35MQ2 ’21Q4 ’21: $23MQ4 ’21Q4 ’22: $80MQ4 ’22filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Rosalind Advisors, Inc.$249M AUM3.55%$6M8.29MQ3 2024OLDER
GREAT POINT PARTNERS LLC$435M AUM2.54%$9M12.86MQ3 2024OLDER
Stonepine Capital Management, LLC$250M AUM2.41%$4M5.69MQ3 2024OLDER
Velan Capital Investment Management LP$160M AUM1.34%$1M2.15MQ3 2024OLDER
Bleichroeder LP$579M AUM0.73%$3M4.05MQ3 2024OLDER
Nantahala Capital Management, LLC$2.7B AUM0.49%$10M14.36MQ3 2024OLDER
KINGDON CAPITAL MANAGEMENT, L.L.C.$911M AUM0.42%$4M5.60MQ3 2024OLDER
EASTERLY INVESTMENT PARTNERS LLC$1.3B AUM0.13%$2M2.36MQ3 2024OLDER
PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C.$1.0B AUM0.12%$838,8991.25MQ3 2024OLDER
RICE HALL JAMES & ASSOCIATES, LLC$1.8B AUM0.04%$764,2191.14MQ3 2024OLDER
GMT CAPITAL CORP$2.2B AUM0.03%$744,1701.11MQ3 2024OLDER
Palumbo Wealth Management LLC$410M AUM0.02%$52,51478.4KQ3 2024OLDER
Alpine Global Management, LLC$668M AUM0.01%$85,05381.8KQ2 2024OLDER
PRELUDE CAPITAL MANAGEMENT, LLC$1.3B AUM0.01%$241,200360.0KQ3 2024OLDER
J. Goldman & Co LP$3.4B AUM0.01%$452,250675.0KQ3 2024OLDER
FreeGulliver LLC$237M AUM0.01%$19,06228.4KQ3 2024OLDER
HighMark Wealth Management LLC$246M AUM0.01%$16,75025.0KQ3 2024OLDER
Aster Capital Management (DIFC) Ltd$306M AUM0.01%$39,18258.5KQ3 2024OLDER
Y-Intercept (Hong Kong) Ltd$5.1B AUM0.00%$88,19884.8KQ2 2024OLDER
BRIDGEWAY CAPITAL MANAGEMENT, LLC$5.0B AUM0.00%$162,877243.1KQ3 2024OLDER
D. E. Shaw & Co., Inc.$166.3B AUM0.00%$3M5.00MQ3 2024OLDER
Paloma Partners Management Co$510M AUM0.00%$86,46783.1KQ2 2024OLDER
Centiva Capital, LP$13.6B AUM0.00%$136,448131.2KQ2 2024OLDER
Tradition Wealth Management, LLC$1.4B AUM0.00%$12,51812.0KQ2 2024OLDER
Catalyst Funds Management Pty Ltd$591M AUM0.00%$4,8247.2KQ3 2024OLDER
XTX Topco Ltd$5.8B AUM0.00%$14,49421.6KQ3 2024OLDER
Verition Fund Management LLC$15.4B AUM0.00%$167,344160.9KQ2 2024OLDER
Arete Wealth Advisors, LLC$1.3B AUM0.00%$1010.0KQ2 2024OLDER
Engineers Gate Manager LP$8.0B AUM0.00%$36,07653.8KQ3 2024OLDER
MASSACHUSETTS FINANCIAL SERVICES CO /MA/$297.5B AUM0.00%$2M3.08MQ3 2024OLDER
ADAR1 Capital Management, LLC$1.7B AUM0.00%$3,1203.0KQ2 2024OLDER
BROWN BROTHERS HARRIMAN & CO$18.6B AUM0.00%$67,000100.0KQ3 2024OLDER
Squarepoint Ops LLC$85.1B AUM0.00%$216,246322.8KQ3 2024OLDER
Jump Financial, LLC$7.5B AUM0.00%$12,94712.4KQ2 2024OLDER
RENAISSANCE TECHNOLOGIES LLC$63.9B AUM0.00%$152,090227.0KQ3 2024OLDER
MILLENNIUM MANAGEMENT LLC$240.3B AUM0.00%$421,511629.1KQ3 2024OLDER
Schonfeld Strategic Advisors LLC$14.2B AUM0.00%$27,56026.5KQ2 2024OLDER
Assenagon Asset Management S.A.$80.2B AUM0.00%$79,23276.2KQ2 2024OLDER
Tower Research Capital LLC (TRC)$3.8B AUM0.00%$5,5448.3KQ3 2024OLDER
Triad Wealth Partners, LLC$1.3B AUM0.00%$239230Q2 2024OLDER
BlackRock Finance, Inc.$4.42T AUM0.00%$5M5.27MQ2 2024OLDER
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.$73.7B AUM0.00%$38,91837.4KQ2 2024OLDER
GEODE CAPITAL MANAGEMENT, LLC$1.61T AUM0.00%$870,1361.30MQ3 2024OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$269,877402.8KQ3 2024OLDER
PRUDENTIAL FINANCIAL INC$81.2B AUM0.00%$32,96449.2KQ3 2024OLDER
Qube Research & Technologies Ltd$89.9B AUM0.00%$28,21742.1KQ3 2024OLDER
SIGNATUREFD, LLC$6.5B AUM0.00%$1,4561.4KQ2 2024OLDER
HighTower Advisors, LLC$94.2B AUM0.00%$20,00030.2KQ3 2024OLDER
NORTHERN TRUST CORP$756.6B AUM0.00%$169,883253.6KQ3 2024OLDER
Bank of New York Mellon Corp$543.9B AUM0.00%$122,399182.7KQ3 2024OLDER
Mariner, LLC$85.7B AUM0.00%$8,17612.2KQ3 2024OLDER
TRUIST FINANCIAL CORP$74.2B AUM0.00%$6,70010.0KQ3 2024OLDER
Arax Advisory Partners$3.5B AUM0.00%$113168Q3 2024OLDER
VICTORY CAPITAL MANAGEMENT INC$156.1B AUM0.00%$10,01314.9KQ3 2024OLDER
STATE STREET CORP$2.90T AUM0.00%$228,673341.3KQ3 2024OLDER
HSBC HOLDINGS PLC$191.6B AUM0.00%$15,23221.7KQ3 2024OLDER
RHUMBLINE ADVISERS$116.9B AUM0.00%$9,4159.1KQ2 2024OLDER
BARCLAYS PLC$416.3B AUM0.00%$3349.7KQ3 2024OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$40,61039.0KQ2 2024OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$28,35142.3KQ3 2024OLDER
Russell Investments Group, Ltd.$93.1B AUM0.00%$3,8385.7KQ3 2024OLDER
Invesco Ltd.$653.3B AUM0.00%$28,59442.7KQ3 2024OLDER
CHARLES SCHWAB INVESTMENT MANAGEMENT INC$654.5B AUM0.00%$24,23736.2KQ3 2024OLDER
MACQUARIE GROUP LTD$16.8B AUM0.00%$3,8183.7KQ2 2024OLDER
Legal & General Group Plc$432.4B AUM0.00%$11,5609.0KQ1 2025
NEW YORK STATE COMMON RETIREMENT FUND$71.6B AUM0.00%$1615Q2 2024OLDER
NATIONAL BANK OF CANADA /FI/$111.5B AUM0.00%$1,0051.5KQ3 2024OLDER
BNP PARIBAS FINANCIAL MARKETS$205.8B AUM0.00%$1,2781.9KQ3 2024OLDER
NISA INVESTMENT ADVISORS, LLC$27.0B AUM0.00%$5250Q2 2024OLDER
Farther Finance Advisors, LLC$10.6B AUM0.00%$58Q3 2024OLDER
UBS Group AG$666.3B AUM0.00%$295441Q3 2024OLDER
CWM, LLC$38.1B AUM$060Q2 2024OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.