SEC 13F Intelligence

NUVEEN NORTH CAROLINA QLTY M

CUSIP 67060P100

Nuveen North Carolina Qlty M has 32 institutional holders in Filings Flow’s 13F database, together reporting 2.36M shares worth $32M as of Q3 2019. The largest reported holders are Rivernorth Capital Management, LLC, Sit Investment Associates Inc, and Armor Investment Advisors, LLC.

Institutional Holders
32
Q3 2019
Reported Value
$32M
Ticker
unmapped
private placement or foreign
Quarters Tracked
4

Ownership Trend

Institutional holders
Q4 ’18: 32Q4 ’18Q1 ’19: 33Q1 ’19Q2 ’19: 34Q2 ’19Q3 ’19: 32Q3 ’19filingsflow.com
Total reported value
Q4 ’18: $15MQ4 ’18Q1 ’19: $18MQ1 ’19Q2 ’19: $21MQ2 ’19Q3 ’19: $32MQ3 ’19filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Armor Investment Advisors, LLC$278M AUM2.36%$3M213.5KQ3 2019OLDER
Almitas Capital LLC$443M AUM1.41%$1M97.7KQ3 2019OLDER
RIVERNORTH CAPITAL MANAGEMENT, LLC$2.0B AUM0.44%$10M716.8KQ3 2019OLDER
Matisse Capital$234M AUM0.24%$199,00014.7KQ3 2019OLDER
INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV$244M AUM0.17%$262,00019.4KQ3 2019OLDER
Family Manage LLC$834M AUM0.12%$328,00024.3KQ3 2019OLDER
Rock Point Advisors, LLC$370M AUM0.10%$216,00016.0KQ3 2019OLDER
SANDERS MORRIS HARRIS LLC$172M AUM0.09%$354,00026.1KQ3 2019OLDER
Point View Wealth Management, Inc.$246M AUM0.08%$180,00013.3KQ3 2019OLDER
Private Portfolio Partners LLC$544M AUM0.07%$153,00011.4KQ2 2019OLDER
Altavista Wealth Management, Inc.$496M AUM0.06%$207,00015.3KQ3 2019OLDER
Oxbow Advisors, LLC$1.2B AUM0.05%$380,00028.2KQ3 2019OLDER
Capital Investment Advisory Services, LLC$1.4B AUM0.04%$136,00010.0KQ3 2019OLDER
ADVANTAGE INVESTMENT MANAGEMENT, LLC$128M AUM0.04%$47,0003.5KQ3 2019OLDER
Hilton Capital Management, LLC$1.3B AUM0.03%$252,00018.9KQ2 2019OLDER
WOLVERINE ASSET MANAGEMENT LLC$10.4B AUM0.02%$1M91.0KQ3 2019OLDER
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.$1.6B AUM0.01%$197,00014.6KQ3 2019OLDER
MCMILLION CAPITAL MANAGEMENT INC$112M AUM0.01%$19,0001.4KQ3 2019OLDER
HighTower Advisors, LLC$94.2B AUM0.01%$2M122.6KQ3 2019OLDER
STEPHENS INC /AR/$8.0B AUM0.01%$308,00022.8KQ3 2019OLDER
Doyle Wealth Management$1.2B AUM0.01%$44,0003.3KQ2 2019OLDER
OPPENHEIMER & CO INC$8.2B AUM0.01%$185,00013.7KQ3 2019OLDER
BB&T SECURITIES, LLC$10.9B AUM0.00%$322,00023.7KQ3 2019OLDER
AQR Arbitrage LLC$6.1B AUM0.00%$148,00010.9KQ3 2019OLDER
RAYMOND JAMES & ASSOCIATES$164.1B AUM0.00%$1M94.3KQ3 2019OLDER
Raymond James Financial Services Advisors, Inc.$75.1B AUM0.00%$431,00031.9KQ3 2019OLDER
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.00%$251,00018.6KQ3 2019OLDER
Advisor Group, Inc.$14.5B AUM0.00%$135,00010.0KQ3 2019OLDER
Carroll Financial Associates, Inc.$1.9B AUM0.00%$9,000727Q3 2019OLDER
LADENBURG THALMANN FINANCIAL SERVICES INC.$15.9B AUM0.00%$63,0004.7KQ3 2019OLDER
Tower Research Capital LLC (TRC)$3.8B AUM0.00%$5,000367Q3 2019OLDER
UBS Group AG$666.3B AUM0.00%$559,00041.3KQ3 2019OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.