SEC 13F Intelligence

NOVABAY PHARMACEUTICALS INC

CUSIP 66987P409

Novabay Pharmaceuticals Inc has 26 institutional holders in Filings Flow’s 13F database, together reporting 6.09M shares worth $34M as of Q4 2025. The largest reported holders are Blackrock, Inc., Vanguard Group Inc, and Geode Capital Management, LLC.

Institutional Holders
26
Q4 2025
Reported Value
$34M
Ticker
unmapped
private placement or foreign
Quarters Tracked
7

Ownership Trend

Institutional holders
Q2 ’24: 6Q2 ’24Q3 ’24: 11Q3 ’24Q4 ’24: 13Q4 ’24Q1 ’25: 15Q1 ’25Q2 ’25: 13Q2 ’25Q3 ’25: 14Q3 ’25Q4 ’25: 26Q4 ’25filingsflow.com
Total reported value
Q2 ’24: $25,319Q2 ’24Q3 ’24: $87,086Q3 ’24Q4 ’24: $99,331Q4 ’24Q1 ’25: $84,325Q1 ’25Q2 ’25: $126,743Q2 ’25Q3 ’25: $289,925Q3 ’25Q4 ’25: $34MQ4 ’25filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
C2C Wealth Management, LLC$128M AUM0.21%$253,80045.0KQ4 2025
Rangeley Capital, LLC$103M AUM0.02%$19,26233.2KQ2 2025OLDER
Compound Planning, Inc.$3.3B AUM0.00%$94,87016.8KQ4 2025
Apollon Wealth Management, LLC$6.2B AUM0.00%$155,44427.6KQ4 2025
TWO SIGMA SECURITIES, LLC$861M AUM0.00%$14,08224.3KQ2 2025OLDER
ExodusPoint Capital Management, LP$12.6B AUM0.00%$113,70220.2KQ4 2025
OMERS ADMINISTRATION Corp$15.6B AUM0.00%$119,56821.2KQ4 2025
Virtu Financial LLC$2.4B AUM0.00%$14,00011.1KQ3 2025OLDER
XTX Topco Ltd$5.8B AUM0.00%$11,78020.3KQ2 2025OLDER
GEODE CAPITAL MANAGEMENT, LLC$1.61T AUM0.00%$7M1.26MQ4 2025
Tower Research Capital LLC (TRC)$3.8B AUM0.00%$16,8303.0KQ4 2025
Qube Research & Technologies Ltd$89.9B AUM0.00%$230,25940.8KQ4 2025
NORTHERN TRUST CORP$756.6B AUM0.00%$2M273.8KQ4 2025
BlackRock, Inc.$5.72T AUM0.00%$10M1.83MQ4 2025
VANGUARD GROUP INC$6.90T AUM0.00%$10M1.83MQ4 2025
CHARLES SCHWAB INVESTMENT MANAGEMENT INC$654.5B AUM0.00%$525,99293.3KQ4 2025
GOLDMAN SACHS GROUP INC$870.9B AUM0.00%$588,483104.3KQ4 2025
JANE STREET GROUP, LLC$777.2B AUM0.00%$395,19570.1KQ4 2025
STATE STREET CORP$2.90T AUM0.00%$2M313.7KQ4 2025
VICTORY CAPITAL MANAGEMENT INC$156.1B AUM0.00%$80,95714.4KQ4 2025
UBS Group AG$666.3B AUM0.00%$189,49333.6KQ4 2025
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$263,63646.7KQ4 2025
Bank of New York Mellon Corp$543.9B AUM0.00%$145,50725.8KQ4 2025
CITIGROUP INC$234.5B AUM0.00%$26,3734.7KQ4 2025
MORGAN STANLEY$1.67T AUM0.00%$115,78320.5KQ4 2025
NVWM, LLC$449M AUM0.00%$173Q4 2025
Addison Advisors LLC$452M AUM0.00%$61Q4 2025
SBI Securities Co., Ltd.$3.6B AUM0.00%$3153Q1 2025OLDER
BANK OF AMERICA CORP /DE/$1.37T AUM0.00%$6,7511.2KQ4 2025
ROYAL BANK OF CANADA$570.1B AUM0.00%$1,000190Q4 2025
Blue Trust, Inc.$8.7B AUM0.00%$12Q1 2025OLDER
Allworth Financial LP$24.7B AUM0.00%$11Q1 2025OLDER
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM0.00%$61Q4 2025
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$13Q1 2025OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.