NORTHERN LTS FD TR III
CUSIP 66538R748
Northern Lts Fd Tr III has 53 institutional holders in Filings Flow’s 13F database, together reporting 10.82M shares worth $553M as of Q1 2026. The largest reported holders are Howard Capital Management Inc., Envestnet Asset Management Inc, and Cetera Investment Advisers.
Institutional Holders
53
Q1 2026
Reported Value
$553M
Ticker
unmapped
private placement or foreign
Quarters Tracked
6
Ownership Trend
Institutional holders
Total reported value
Holders
Mixed quarters
| Manager | % of Portfolio | Value | Shares | Quarter |
|---|---|---|---|---|
| McKinney Capital Management, LLC$116M AUM | 13.49% | $16M | 224.9K | Q1 2026OLDER |
| Aegis Wealth Management, Inc.$127M AUM | 12.32% | $16M | 224.5K | Q1 2026OLDER |
| Wealth Watch Advisors, INC$239M AUM | 10.59% | $25M | 362.0K | Q1 2026OLDER |
| Howard Capital Management Inc.$6.1B AUM | 5.00% | $306M | 6.80M | Q1 2026OLDER |
| Optivise Advisory Services LLC$165M AUM | 3.74% | $6M | 88.5K | Q1 2026OLDER |
| Lifestyle Asset Management, Inc.$306M AUM | 2.34% | $7M | 102.4K | Q1 2026OLDER |
| Discipline Wealth Solutions, LLC$950M AUM | 1.15% | $11M | 156.2K | Q1 2026OLDER |
| CPR Investments Inc.$150M AUM | 0.98% | $1M | 18.6K | Q3 2025OLDER |
| PANORAMIC INVESTMENT ADVISORS, LLC$185M AUM | 0.87% | $2M | 23.0K | Q1 2026OLDER |
| Parsonex Advisory Services, Inc.$102M AUM | 0.79% | $1M | 15.2K | Q4 2025OLDER |
| J2 Capital Management Inc$146M AUM | 0.72% | $1M | 15.1K | Q1 2026OLDER |
| J.W. COLE ADVISORS, INC.$3.0B AUM | 0.63% | $19M | 266.5K | Q1 2026OLDER |
| WBI INVESTMENTS, LLC$362M AUM | 0.44% | $2M | 22.7K | Q1 2026OLDER |
| Colonial River Investments, LLC$279M AUM | 0.34% | $948,712 | 13.6K | Q1 2026OLDER |
| Delta Investment Management, LLC$559M AUM | 0.30% | $2M | 24.4K | Q1 2026OLDER |
| Tactive Advisors, LLC$406M AUM | 0.28% | $1M | 14.5K | Q1 2026OLDER |
| VestGen Investment Management$181M AUM | 0.20% | $360,881 | 5.2K | Q1 2026OLDER |
| Worth Financial Advisory Group, LLC$229M AUM | 0.16% | $340,484 | 4.4K | Q4 2025OLDER |
| Orion Porfolio Solutions, LLC$11.7B AUM | 0.16% | $18M | 262.8K | Q1 2026OLDER |
| GTS SECURITIES LLC$2.8B AUM | 0.15% | $4M | 61.7K | Q1 2026OLDER |
| Simplicity Wealth,LLC$1.8B AUM | 0.15% | $3M | 37.8K | Q1 2026OLDER |
| ABSOLUTE CAPITAL MANAGEMENT, LLC$301M AUM | 0.10% | $301,526 | 4.3K | Q1 2026OLDER |
| HighPoint Advisor Group LLC$2.4B AUM | 0.08% | $2M | 28.8K | Q1 2026OLDER |
| Fiduciary Alliance LLC$1.7B AUM | 0.04% | $672,274 | 9.1K | Q1 2026OLDER |
| Bison Wealth, LLC$1.1B AUM | 0.04% | $429,968 | 5.1K | Q2 2026 |
| Cetera Investment Advisers$94.0B AUM | 0.04% | $35M | 495.0K | Q1 2026OLDER |
| Brooklyn Investment Group$3.2B AUM | 0.03% | $1M | 15.7K | Q1 2026OLDER |
| IFP Advisors, Inc$4.8B AUM | 0.03% | $2M | 23.0K | Q1 2026OLDER |
| MONEY CONCEPTS CAPITAL CORP$1.8B AUM | 0.03% | $530,010 | 7.6K | Q1 2026OLDER |
| Brookwood Investment Group LLC$810M AUM | 0.02% | $205,636 | 2.7K | Q4 2025OLDER |
| Synergy Asset Management, LLC$942M AUM | 0.02% | $208,653 | 2.7K | Q4 2025OLDER |
| FOUNDATIONS INVESTMENT ADVISORS, LLC$8.1B AUM | 0.02% | $2M | 23.3K | Q1 2026OLDER |
| GDS Wealth Management$1.7B AUM | 0.02% | $300,897 | 4.3K | Q1 2026OLDER |
| AXXCESS WEALTH MANAGEMENT, LLC$3.1B AUM | 0.02% | $1M | 13.0K | Q4 2025OLDER |
| Brookstone Capital Management$8.7B AUM | 0.01% | $1M | 18.3K | Q1 2026OLDER |
| NewEdge Advisors, LLC$27.7B AUM | 0.01% | $3M | 50.0K | Q2 2026 |
| ENVESTNET ASSET MANAGEMENT INC$373.6B AUM | 0.01% | $44M | 635.7K | Q1 2026OLDER |
| VestGen Advisors, LLC$3.8B AUM | 0.01% | $392,316 | 4.7K | Q1 2026OLDER |
| INTEGRITY ALLIANCE, LLC.$2.6B AUM | 0.01% | $235,537 | 3.4K | Q1 2026OLDER |
| Summit Financial, LLC$7.8B AUM | 0.01% | $464,587 | 6.1K | Q3 2025OLDER |
| PRINCIPAL SECURITIES, INC.$6.8B AUM | 0.01% | $362,744 | 5.2K | Q1 2026OLDER |
| LPL Financial LLC$376.6B AUM | 0.00% | $17M | 242.6K | Q1 2026OLDER |
| Atria Investments, Inc$8.9B AUM | 0.00% | $379,983 | 5.4K | Q1 2026OLDER |
| Concurrent Investment Advisors, LLC$9.2B AUM | 0.00% | $375,943 | 5.4K | Q1 2026OLDER |
| Geneos Wealth Management Inc.$4.3B AUM | 0.00% | $90,779 | 1.3K | Q1 2026OLDER |
| OSAIC HOLDINGS, INC.$68.3B AUM | 0.00% | $1M | 17.3K | Q1 2026OLDER |
| RAYMOND JAMES FINANCIAL INC$324.4B AUM | 0.00% | $3M | 48.1K | Q1 2026OLDER |
| Kestra Advisory Services, LLC$26.4B AUM | 0.00% | $264,568 | 3.8K | Q1 2026OLDER |
| KEYBANK NATIONAL ASSOCIATION/OH$27.4B AUM | 0.00% | $246,779 | 3.5K | Q1 2026OLDER |
| Mariner, LLC$85.7B AUM | 0.00% | $571,628 | 8.2K | Q1 2026OLDER |
| TRUIST FINANCIAL CORP$74.2B AUM | 0.00% | $474,425 | 6.8K | Q1 2026OLDER |
| BROWN BROTHERS HARRIMAN & CO$18.6B AUM | 0.00% | $56,772 | 813 | Q1 2026OLDER |
| ASSETMARK, INC$49.0B AUM | 0.00% | $57,540 | 824 | Q1 2026OLDER |
| CITADEL ADVISORS LLC$618.5B AUM | 0.00% | $368,074 | 5.3K | Q1 2026OLDER |
| Steward Partners Investment Advisory, LLC$19.6B AUM | 0.00% | $9,497 | 136 | Q1 2026OLDER |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM | 0.00% | $337,233 | 4.4K | Q4 2025OLDER |
| JANE STREET GROUP, LLC$777.2B AUM | 0.00% | $220,593 | 3.2K | Q1 2026OLDER |
| UBS Group AG$666.3B AUM | 0.00% | $52,442 | 751 | Q1 2026OLDER |
| BANK OF AMERICA CORP /DE/$1.37T AUM | 0.00% | $71,407 | 923 | Q4 2025OLDER |
| WELLS FARGO & COMPANY/MN$530.3B AUM | 0.00% | $28,238 | 365 | Q4 2025OLDER |
| ROYAL BANK OF CANADA$570.1B AUM | 0.00% | $26,000 | 383 | Q3 2025OLDER |
| MORGAN STANLEY$1.67T AUM | 0.00% | $38,846 | 502 | Q1 2026OLDER |
Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.