NORTHERN LTS FD TR III
CUSIP 66538R730
Northern Lts Fd Tr III has 45 institutional holders in Filings Flow’s 13F database, together reporting 9.73M shares worth $420M as of Q1 2026. The largest reported holders are Howard Capital Management Inc., Envestnet Asset Management Inc, and Cetera Investment Advisers.
Institutional Holders
45
Q1 2026
Reported Value
$420M
Ticker
unmapped
private placement or foreign
Quarters Tracked
6
Ownership Trend
Institutional holders
Total reported value
Holders
Mixed quarters
| Manager | % of Portfolio | Value | Shares | Quarter |
|---|---|---|---|---|
| Aegis Wealth Management, Inc.$127M AUM | 11.24% | $14M | 251.1K | Q1 2026OLDER |
| Wealth Watch Advisors, INC$239M AUM | 8.10% | $19M | 339.8K | Q1 2026OLDER |
| Howard Capital Management Inc.$6.1B AUM | 3.77% | $231M | 6.11M | Q1 2026OLDER |
| Optivise Advisory Services LLC$165M AUM | 3.73% | $6M | 108.1K | Q1 2026OLDER |
| J2 Capital Management Inc$146M AUM | 2.31% | $3M | 59.2K | Q1 2026OLDER |
| Lifestyle Asset Management, Inc.$306M AUM | 2.19% | $7M | 117.5K | Q1 2026OLDER |
| Discipline Wealth Solutions, LLC$950M AUM | 1.08% | $10M | 179.5K | Q1 2026OLDER |
| CPR Investments Inc.$150M AUM | 0.88% | $1M | 21.2K | Q3 2025OLDER |
| PANORAMIC INVESTMENT ADVISORS, LLC$185M AUM | 0.77% | $1M | 25.0K | Q1 2026OLDER |
| Parsonex Advisory Services, Inc.$102M AUM | 0.70% | $1M | 17.1K | Q4 2025OLDER |
| McKinney Capital Management, LLC$116M AUM | 0.36% | $418,361 | 7.3K | Q1 2026OLDER |
| VestGen Investment Management$181M AUM | 0.19% | $342,207 | 6.0K | Q1 2026OLDER |
| Simplicity Wealth,LLC$1.8B AUM | 0.15% | $3M | 45.4K | Q1 2026OLDER |
| HighPoint Advisor Group LLC$2.4B AUM | 0.14% | $3M | 60.3K | Q1 2026OLDER |
| Orion Porfolio Solutions, LLC$11.7B AUM | 0.13% | $16M | 276.6K | Q1 2026OLDER |
| MONEY CONCEPTS CAPITAL CORP$1.8B AUM | 0.13% | $2M | 33.8K | Q3 2025OLDER |
| Worth Financial Advisory Group, LLC$229M AUM | 0.11% | $225,724 | 3.6K | Q4 2025OLDER |
| ABSOLUTE CAPITAL MANAGEMENT, LLC$301M AUM | 0.10% | $299,147 | 5.3K | Q1 2026OLDER |
| J.W. COLE ADVISORS, INC.$3.0B AUM | 0.08% | $2M | 41.8K | Q1 2026OLDER |
| GTS SECURITIES LLC$2.8B AUM | 0.07% | $2M | 35.9K | Q1 2026OLDER |
| Fiduciary Alliance LLC$1.7B AUM | 0.04% | $634,031 | 10.7K | Q1 2026OLDER |
| Delta Investment Management, LLC$559M AUM | 0.04% | $205,307 | 3.3K | Q4 2025OLDER |
| Cetera Investment Advisers$94.0B AUM | 0.04% | $33M | 583.5K | Q1 2026OLDER |
| Brooklyn Investment Group$3.2B AUM | 0.03% | $1M | 19.2K | Q1 2026OLDER |
| Bison Wealth, LLC$1.1B AUM | 0.03% | $361,462 | 5.6K | Q2 2026 |
| IFP Advisors, Inc$4.8B AUM | 0.03% | $2M | 26.5K | Q1 2026OLDER |
| GDS Wealth Management$1.7B AUM | 0.02% | $398,482 | 7.0K | Q1 2026OLDER |
| FOUNDATIONS INVESTMENT ADVISORS, LLC$8.1B AUM | 0.02% | $1M | 25.7K | Q1 2026OLDER |
| Brookstone Capital Management$8.7B AUM | 0.02% | $1M | 24.8K | Q1 2026OLDER |
| INTEGRITY ALLIANCE, LLC.$2.6B AUM | 0.02% | $413,235 | 7.3K | Q1 2026OLDER |
| ENVESTNET ASSET MANAGEMENT INC$373.6B AUM | 0.01% | $45M | 783.9K | Q1 2026OLDER |
| NewEdge Advisors, LLC$27.7B AUM | 0.01% | $3M | 46.0K | Q2 2026 |
| VestGen Advisors, LLC$3.8B AUM | 0.01% | $350,069 | 5.6K | Q1 2026OLDER |
| Sigma Planning Corp$3.6B AUM | 0.01% | $274,972 | 4.4K | Q4 2025OLDER |
| Integrated Wealth Concepts LLC$12.5B AUM | 0.00% | $536,835 | 9.4K | Q1 2026OLDER |
| CREATIVE FINANCIAL DESIGNS INC /ADV$1.6B AUM | 0.00% | $64,384 | 1.1K | Q1 2026OLDER |
| Atria Investments, Inc$8.9B AUM | 0.00% | $348,562 | 6.1K | Q1 2026OLDER |
| Concurrent Investment Advisors, LLC$9.2B AUM | 0.00% | $253,620 | 4.1K | Q4 2025OLDER |
| LPL Financial LLC$376.6B AUM | 0.00% | $10M | 179.8K | Q1 2026OLDER |
| Kestra Advisory Services, LLC$26.4B AUM | 0.00% | $237,223 | 3.8K | Q4 2025OLDER |
| KEYBANK NATIONAL ASSOCIATION/OH$27.4B AUM | 0.00% | $250,220 | 4.4K | Q1 2026OLDER |
| TRUIST FINANCIAL CORP$74.2B AUM | 0.00% | $380,427 | 6.7K | Q1 2026OLDER |
| Mariner, LLC$85.7B AUM | 0.00% | $404,520 | 7.1K | Q1 2026OLDER |
| Spire Wealth Management$2.9B AUM | 0.00% | $11,392 | 200 | Q1 2026OLDER |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$49.1B AUM | 0.00% | $219,526 | 3.6K | Q3 2025OLDER |
| OSAIC HOLDINGS, INC.$68.3B AUM | 0.00% | $212,517 | 3.7K | Q1 2026OLDER |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM | 0.00% | $2M | 26.5K | Q1 2026OLDER |
| RAYMOND JAMES FINANCIAL INC$324.4B AUM | 0.00% | $408,735 | 7.2K | Q1 2026OLDER |
| JANE STREET GROUP, LLC$777.2B AUM | 0.00% | $454,871 | 8.0K | Q1 2026OLDER |
| CITADEL ADVISORS LLC$618.5B AUM | 0.00% | $350,998 | 5.7K | Q4 2025OLDER |
| ASSETMARK, INC$49.0B AUM | 0.00% | $23,239 | 408 | Q1 2026OLDER |
| UBS Group AG$666.3B AUM | 0.00% | $48,814 | 857 | Q1 2026OLDER |
| MORGAN STANLEY$1.67T AUM | 0.00% | $70,970 | 1.1K | Q1 2026OLDER |
| JPMORGAN CHASE & CO$1.56T AUM | 0.00% | $56 | 1 | Q1 2026OLDER |
Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.