NORTHERN LTS FD TR III
CUSIP 66538R540
Northern Lts Fd Tr III has 33 institutional holders in Filings Flow’s 13F database, together reporting 3.94M shares worth $165M as of Q1 2026. The largest reported holders are Counterpoint Mutual Funds LLC, Raymond James Financial Inc, and U.S. Capital Wealth Advisors, LLC.
Institutional Holders
33
Q1 2026
Reported Value
$165M
Ticker
unmapped
private placement or foreign
Quarters Tracked
3
Ownership Trend
Institutional holders
Total reported value
Holders
Mixed quarters
| Manager | % of Portfolio | Value | Shares | Quarter |
|---|---|---|---|---|
| Counterpoint Mutual Funds LLC$666M AUM | 9.72% | $65M | 1.55M | Q1 2026OLDER |
| Nilsine Partners, LLC$1.3B AUM | 0.80% | $10M | 221.6K | Q1 2026OLDER |
| INSIGNEO ADVISORY SERVICES, LLC$1.4B AUM | 0.62% | $9M | 209.4K | Q1 2026OLDER |
| Outlook Wealth Advisors, LLC$413M AUM | 0.44% | $2M | 43.5K | Q1 2026OLDER |
| Inscription Capital, LLC$951M AUM | 0.44% | $4M | 99.6K | Q1 2026OLDER |
| Stirlingshire Investments, Inc.$114M AUM | 0.43% | $487,794 | 11.7K | Q1 2026OLDER |
| U.S. Capital Wealth Advisors, LLC$4.0B AUM | 0.38% | $15M | 361.8K | Q1 2026OLDER |
| Global Assets Advisory, LLC$349M AUM | 0.33% | $1M | 28.1K | Q3 2025OLDER |
| PUREfi Wealth, LLC$153M AUM | 0.14% | $208,950 | 5.0K | Q1 2026OLDER |
| INDEPENDENT FINANCIAL GROUP, LLC$5.3B AUM | 0.12% | $7M | 125.5K | Q2 2026 |
| Accurate Wealth Management, LLC$831M AUM | 0.11% | $933,683 | 21.8K | Q1 2026OLDER |
| Sunbelt Securities, Inc.$1.6B AUM | 0.07% | $1M | 25.7K | Q1 2026OLDER |
| E&G Advisors, LP$449M AUM | 0.05% | $213,129 | 5.1K | Q1 2026OLDER |
| Concurrent Investment Advisors, LLC$9.2B AUM | 0.04% | $4M | 93.2K | Q1 2026OLDER |
| Hilltop Holdings Inc.$1.1B AUM | 0.04% | $458,645 | 11.0K | Q1 2026OLDER |
| Kovack Advisors, Inc.$1.9B AUM | 0.03% | $618,153 | 14.7K | Q1 2026OLDER |
| Jacobi Capital Management LLC$1.8B AUM | 0.02% | $355,174 | 8.5K | Q1 2026OLDER |
| Steward Partners Investment Advisory, LLC$19.6B AUM | 0.02% | $4M | 92.3K | Q1 2026OLDER |
| Equitable Holdings, Inc.$15.5B AUM | 0.01% | $2M | 45.5K | Q1 2026OLDER |
| OSAIC HOLDINGS, INC.$68.3B AUM | 0.01% | $5M | 123.2K | Q1 2026OLDER |
| NewEdge Advisors, LLC$27.7B AUM | 0.01% | $1M | 33.7K | Q2 2026 |
| RAYMOND JAMES FINANCIAL INC$324.4B AUM | 0.00% | $16M | 377.6K | Q1 2026OLDER |
| Cetera Investment Advisers$94.0B AUM | 0.00% | $5M | 107.9K | Q1 2026OLDER |
| LPL Financial LLC$376.6B AUM | 0.00% | $11M | 252.2K | Q1 2026OLDER |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$49.1B AUM | 0.00% | $1M | 25.6K | Q1 2026OLDER |
| Western Wealth Management, LLC$2.6B AUM | 0.00% | $56,584 | 1.4K | Q1 2026OLDER |
| IFP Advisors, Inc$4.8B AUM | 0.00% | $85,878 | 2.1K | Q1 2026OLDER |
| Mariner, LLC$85.7B AUM | 0.00% | $1M | 34.8K | Q1 2026OLDER |
| STIFEL FINANCIAL CORP$108.8B AUM | 0.00% | $1M | 31.0K | Q1 2026OLDER |
| COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM | 0.00% | $285,830 | 7.1K | Q4 2025OLDER |
| ROYAL BANK OF CANADA$570.1B AUM | 0.00% | $2M | 44.2K | Q1 2026OLDER |
| FIFTH THIRD BANCORP$54.7B AUM | 0.00% | $72,338 | 1.7K | Q1 2026OLDER |
| Kestra Advisory Services, LLC$26.4B AUM | 0.00% | $30,548 | 762 | Q4 2025OLDER |
| ENVESTNET ASSET MANAGEMENT INC$373.6B AUM | 0.00% | $382,880 | 9.2K | Q1 2026OLDER |
| JANE STREET GROUP, LLC$777.2B AUM | 0.00% | $676,914 | 16.2K | Q1 2026OLDER |
| AMERIPRISE FINANCIAL INC$431.8B AUM | 0.00% | $278,572 | 6.7K | Q1 2026OLDER |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM | 0.00% | $228,811 | 5.7K | Q4 2025OLDER |
| JPMORGAN CHASE & CO$1.56T AUM | 0.00% | $299,566 | 7.4K | Q1 2026OLDER |
Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.