SEC 13F Intelligence

NORTHERN LTS FD TR IV

CUSIP 66538H419

Northern Lts Fd Tr IV has 107 institutional holders in Filings Flow’s 13F database, together reporting 9.85M shares worth $361M as of Q1 2026. The largest reported holders are Inspire Advisors, LLC, Oneascent Financial Services LLC, and Bare Financial Services, Inc.

Institutional Holders
107
Q1 2026
Reported Value
$361M
Ticker
unmapped
private placement or foreign
Quarters Tracked
6

Ownership Trend

Institutional holders
Q2 ’21: 28Q2 ’21Q4 ’21: 32Q4 ’21Q4 ’22: 46Q4 ’22Q4 ’25: 99Q4 ’25Q1 ’26: 107Q1 ’26Q2 ’26: 8Q2 ’26filingsflow.com
Total reported value
Q2 ’21: $627MQ2 ’21Q4 ’21: $708MQ4 ’21Q4 ’22: $102MQ4 ’22Q4 ’25: $326MQ4 ’25Q1 ’26: $361MQ1 ’26Q2 ’26: $17MQ2 ’26filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Inspire Advisors, LLC$1.2B AUM8.87%$109M2.91MQ1 2026OLDER
Turning Point Benefit Group, Inc.$157M AUM7.43%$12M396.1KQ1 2026OLDER
Christian Investment Advisors, Inc.$158M AUM6.03%$8M212.8KQ3 2025OLDER
Bare Financial Services, Inc$378M AUM5.17%$20M522.7KQ1 2026OLDER
Sound Financial Strategies Group, LLC$147M AUM4.31%$6M169.1KQ1 2026OLDER
PAX Financial Group, LLC$586M AUM2.88%$17M451.5KQ1 2026OLDER
Legacy Wealth Asset Management, LLC$456M AUM2.45%$11M292.5KQ2 2026
Faithward Advisors, LLC$701M AUM2.37%$17M444.0KQ1 2026OLDER
Plan A Wealth LLC$209M AUM1.44%$3M80.5KQ1 2026OLDER
SageOak Financial, LLC$142M AUM1.23%$2M46.7KQ1 2026OLDER
OneAscent Financial Services LLC$1.8B AUM1.18%$22M583.0KQ1 2026OLDER
Inspire Investing, LLC$1.7B AUM1.14%$14M371.5KQ1 2026OLDER
Fiduciary Alliance LLC$1.7B AUM0.83%$14M346.5KQ1 2026OLDER
Strategic Equity Management$266M AUM0.75%$2M53.5KQ1 2026OLDER
Range Financial Group LLC$298M AUM0.75%$2M59.6KQ1 2026OLDER
CREATIVE FINANCIAL DESIGNS INC /ADV$1.6B AUM0.75%$12M328.1KQ1 2026OLDER
WorthPointe, LLC$369M AUM0.73%$3M71.7KQ1 2026OLDER
MONEYWISE, INC.$229M AUM0.72%$2M43.8KQ1 2026OLDER
Frontier Asset Management, LLC$477M AUM0.71%$3M90.5KQ1 2026OLDER
LifeGuide Financial Advisors, LLC$351M AUM0.57%$2M52.1KQ2 2026
Schwallier Wealth Management LLC$137M AUM0.54%$741,06119.8KQ1 2026OLDER
Optivise Advisory Services LLC$165M AUM0.47%$768,81320.6KQ1 2026OLDER
Mission Financial Group, LLC$108M AUM0.45%$490,88213.1KQ1 2026OLDER
SILVER OAK SECURITIES, INCORPORATED$1.4B AUM0.42%$6M153.8KQ1 2026OLDER
Security Financial Services, INC.$632M AUM0.38%$2M64.1KQ1 2026OLDER
Cornerstone Financial Management LLC$109M AUM0.36%$396,16910.6KQ1 2026OLDER
Larry Mathis Financial Planning, LLC$112M AUM0.27%$306,1498.2KQ1 2026OLDER
Tulsa Wealth Advisors, INC$570M AUM0.24%$1M37.0KQ1 2026OLDER
OneAscent Wealth Management LLC$302M AUM0.22%$674,06718.0KQ1 2026OLDER
EverSource Wealth Advisors, LLC$3.3B AUM0.18%$6M161.5KQ1 2026OLDER
HFG Wealth Management, LLC$182M AUM0.17%$302,1848.1KQ1 2026OLDER
Whitaker-Myers Wealth Managers, LTD.$599M AUM0.17%$994,29926.1KQ2 2026
Van Diest Capital, LLC$127M AUM0.16%$201,0535.4KQ1 2026OLDER
Trust Point Inc.$1.2B AUM0.16%$2M48.2KQ2 2026
MOSAIC FAMILY WEALTH PARTNERS, LLC$977M AUM0.12%$1M31.6KQ1 2026OLDER
Sterling Investment Advisors, Ltd.$552M AUM0.11%$583,28415.6KQ1 2026OLDER
Belpointe Asset Management LLC$2.7B AUM0.10%$3M75.4KQ1 2026OLDER
GEM Asset Management, LLC$227M AUM0.10%$227,7426.1KQ1 2026OLDER
NATIONS FINANCIAL GROUP INC, /IA/ /ADV$1.9B AUM0.10%$2M51.0KQ1 2026OLDER
Harvest Investment Services, LLC$547M AUM0.07%$384,89310.3KQ1 2026OLDER
World Investment Advisors$6.2B AUM0.06%$3M91.4KQ1 2026OLDER
Koss-Olinger Consulting, LLC$1.2B AUM0.05%$540,13614.4KQ1 2026OLDER
GTS SECURITIES LLC$2.8B AUM0.05%$1M34.2KQ1 2026OLDER
LaSalle St. Investment Advisors, LLC$710M AUM0.04%$301,3988.1KQ1 2026OLDER
Keel Point, LLC$1.5B AUM0.04%$631,10616.9KQ2 2026
GWN SECURITIES INC.$523M AUM0.04%$205,6455.5KQ1 2026OLDER
Rossby Financial, LCC$489M AUM0.04%$173,0104.6KQ1 2026OLDER
Bedel Financial Consulting, Inc.$888M AUM0.04%$312,3198.4KQ1 2026OLDER
Simplicity Wealth,LLC$1.8B AUM0.03%$508,68513.6KQ1 2026OLDER
UNITED CAPITAL FINANCIAL ADVISORS, LLC$16.3B AUM0.02%$4M107.3KQ1 2026OLDER
Strategic Blueprint, LLC$1.7B AUM0.02%$407,67110.9KQ1 2026OLDER
Atria Investments, Inc$8.9B AUM0.02%$2M53.8KQ1 2026OLDER
Continuum Advisory, LLC$1.0B AUM0.02%$214,3195.7KQ1 2026OLDER
AlphaStar Capital Management, LLC$1.4B AUM0.02%$231,3386.6KQ3 2025OLDER
Hilltop Holdings Inc.$1.1B AUM0.02%$211,7405.7KQ1 2026OLDER
Allen Capital Group, LLC$1.1B AUM0.02%$200,3735.4KQ1 2026OLDER
Gateway Wealth Partners, LLC$2.6B AUM0.02%$417,50811.2KQ1 2026OLDER
IFP Advisors, Inc$4.8B AUM0.02%$781,37620.9KQ1 2026OLDER
Clear Creek Financial Management, LLC$1.3B AUM0.02%$205,6825.5KQ1 2026OLDER
Clarity Asset Management, Inc.$198M AUM0.02%$27,683785Q3 2025OLDER
PFG Investments, LLC$2.1B AUM0.01%$299,0858.0KQ1 2026OLDER
COURIER CAPITAL LLC$1.8B AUM0.01%$224,6026.0KQ1 2026OLDER
AE Wealth Management LLC$18.5B AUM0.01%$2M61.6KQ1 2026OLDER
Advisory Services Network, LLC$7.5B AUM0.01%$914,70924.5KQ1 2026OLDER
Kestra Advisory Services, LLC$26.4B AUM0.01%$3M80.8KQ1 2026OLDER
Westside Investment Management, Inc.$653M AUM0.01%$73,2092.0KQ1 2026OLDER
Cornerstone Wealth Management, LLC$2.0B AUM0.01%$212,9245.7KQ1 2026OLDER
Farther Finance Advisors, LLC$10.6B AUM0.01%$1M29.7KQ1 2026OLDER
HUB Investment Partners, LLC$4.2B AUM0.01%$336,5109.0KQ1 2026OLDER
SHP Wealth Management$1.3B AUM0.01%$89,7742.4KQ1 2026OLDER
Ameritas Investment Partners, Inc.$3.3B AUM0.01%$192,8505.2KQ1 2026OLDER
BENJAMIN EDWARDS INC$10.1B AUM0.01%$573,47615.3KQ1 2026OLDER
PEOPLES FINANCIAL SERVICES CORP.$211M AUM0.01%$11,326303Q1 2026OLDER
Focus Partners Wealth$89.9B AUM0.01%$5M126.9KQ1 2026OLDER
SAGESPRING WEALTH PARTNERS, LLC$5.5B AUM0.01%$289,1207.7KQ1 2026OLDER
Independent Advisor Alliance$9.3B AUM0.00%$428,74911.5KQ1 2026OLDER
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.00%$3M87.5KQ1 2026OLDER
Wealth Watch Advisors, INC$239M AUM0.00%$11,017302Q4 2025OLDER
AdvisorNet Financial, Inc$1.9B AUM0.00%$72,8731.9KQ1 2026OLDER
Sanctuary Advisors, LLC$18.5B AUM0.00%$677,73118.1KQ1 2026OLDER
Geneos Wealth Management Inc.$4.3B AUM0.00%$155,3184.2KQ1 2026OLDER
Envestnet Portfolio Solutions, Inc.$18.1B AUM0.00%$571,95515.3KQ1 2026OLDER
N.E.W. Advisory Services LLC$1.3B AUM0.00%$39,8151.1KQ1 2026OLDER
LPL Financial LLC$376.6B AUM0.00%$10M274.1KQ1 2026OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$2M49.6KQ1 2026OLDER
Winch Advisory Services, LLC$438M AUM0.00%$11,170299Q1 2026OLDER
PRINCIPAL SECURITIES, INC.$6.8B AUM0.00%$120,1133.4KQ3 2025OLDER
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM0.00%$3M84.6KQ1 2026OLDER
Pinnacle Financial Partners, Inc.$13.1B AUM0.00%$210,9925.6KQ1 2026OLDER
Root Financial Partners, LLC$2.2B AUM0.00%$32,305864Q1 2026OLDER
Cetera Investment Advisers$94.0B AUM0.00%$1M32.6KQ1 2026OLDER
Blue Trust, Inc.$8.7B AUM0.00%$102,4362.8KQ4 2025OLDER
STIFEL FINANCIAL CORP$108.8B AUM0.00%$1M31.1KQ1 2026OLDER
GOLDMAN SACHS GROUP INC$870.9B AUM0.00%$8M224.4KQ4 2025OLDER
IAG Wealth Partners, LLC$896M AUM0.00%$8,375224Q1 2026OLDER
MML INVESTORS SERVICES, LLC$36.1B AUM0.00%$285,0597.6KQ1 2026OLDER
CWM, LLC$38.1B AUM0.00%$268,9847.2KQ1 2026OLDER
Western Wealth Management, LLC$2.6B AUM0.00%$18,695500Q1 2026OLDER
Camelot Portfolios, LLC$135M AUM0.00%$1,10930Q4 2025OLDER
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.00%$2M50.8KQ1 2026OLDER
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.00%$2M40.1KQ1 2026OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$3M81.9KQ1 2026OLDER
HARBOUR INVESTMENTS, INC.$6.5B AUM0.00%$20,078537Q1 2026OLDER
Smartleaf Asset Management LLC$2.8B AUM0.00%$8,075223Q1 2026OLDER
Keating Financial Advisory Services, Inc.$619M AUM0.00%$1,19632Q1 2026OLDER
Arax Advisory Partners$3.5B AUM0.00%$6,282168Q1 2026OLDER
AQR CAPITAL MANAGEMENT LLC$218.4B AUM0.00%$359,0569.6KQ1 2026OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$676,57218.1KQ1 2026OLDER
NewEdge Advisors, LLC$27.7B AUM0.00%$14,956400Q2 2026
ASSETMARK, INC$49.0B AUM0.00%$9,086243Q1 2026OLDER
ROYAL BANK OF CANADA$570.1B AUM0.00%$32,000937Q3 2025OLDER
MORGAN STANLEY$1.67T AUM0.00%$83,3202.3KQ1 2026OLDER
UBS Group AG$666.3B AUM0.00%$12,403340Q4 2025OLDER
FMR LLC$1.90T AUM0.00%$31,236835Q1 2026OLDER
Allworth Financial LP$24.7B AUM0.00%$37410Q1 2026OLDER
JONES FINANCIAL COMPANIES LLLP$208.1B AUM0.00%$1,24034Q4 2025OLDER
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$1,51643Q3 2025OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.