NORTHERN LTS FD TR IV
CUSIP 66538H369
Northern Lts Fd Tr IV has 40 institutional holders in Filings Flow’s 13F database, together reporting 2.46M shares worth $90M as of Q1 2026. The largest reported holders are Faithward Advisors, LLC, Creative Financial Designs Inc /Adv, and Inspire Advisors, LLC.
Institutional Holders
40
Q1 2026
Reported Value
$90M
Ticker
unmapped
private placement or foreign
Quarters Tracked
6
Ownership Trend
Institutional holders
Total reported value
Holders
Mixed quarters
| Manager | % of Portfolio | Value | Shares | Quarter |
|---|---|---|---|---|
| Faithward Advisors, LLC$701M AUM | 3.93% | $28M | 741.6K | Q1 2026OLDER |
| CREATIVE FINANCIAL DESIGNS INC /ADV$1.6B AUM | 1.33% | $22M | 587.5K | Q1 2026OLDER |
| Inspire Advisors, LLC$1.2B AUM | 0.95% | $12M | 312.7K | Q1 2026OLDER |
| OneAscent Financial Services LLC$1.8B AUM | 0.35% | $6M | 173.2K | Q1 2026OLDER |
| Arlington Capital Management, Inc.$177M AUM | 0.28% | $491,448 | 13.2K | Q1 2026OLDER |
| OneAscent Wealth Management LLC$302M AUM | 0.22% | $663,193 | 17.9K | Q1 2026OLDER |
| Turning Point Benefit Group, Inc.$157M AUM | 0.19% | $303,285 | 11.2K | Q1 2026OLDER |
| PFG Advisors$2.1B AUM | 0.12% | $2M | 66.0K | Q1 2026OLDER |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV$1.9B AUM | 0.08% | $2M | 44.1K | Q1 2026OLDER |
| Revisor Wealth Management LLC$362M AUM | 0.07% | $269,914 | 7.3K | Q1 2026OLDER |
| GTS SECURITIES LLC$2.8B AUM | 0.04% | $1M | 34.0K | Q1 2026OLDER |
| Harvest Investment Services, LLC$547M AUM | 0.04% | $239,731 | 6.5K | Q1 2026OLDER |
| SUMMIT WEALTH GROUP LLC / CO$950M AUM | 0.04% | $388,356 | 10.5K | Q1 2026OLDER |
| Focus Financial Network, Inc.$3.2B AUM | 0.02% | $487,445 | 11.2K | Q2 2026 |
| First Heartland Consultants, Inc.$1.5B AUM | 0.01% | $231,207 | 5.3K | Q2 2026 |
| Cyndeo Wealth Partners, LLC$1.9B AUM | 0.01% | $282,338 | 7.6K | Q1 2026OLDER |
| Valmark Advisers, Inc.$8.4B AUM | 0.01% | $934,430 | 25.2K | Q1 2026OLDER |
| AE Wealth Management LLC$18.5B AUM | 0.01% | $2M | 44.5K | Q1 2026OLDER |
| EverSource Wealth Advisors, LLC$3.3B AUM | 0.01% | $224,802 | 6.1K | Q1 2026OLDER |
| Independent Advisor Alliance$9.3B AUM | 0.00% | $342,637 | 9.2K | Q1 2026OLDER |
| Inspire Investing, LLC$1.7B AUM | 0.00% | $41,378 | 1.1K | Q1 2026OLDER |
| Pinnacle Financial Partners, Inc.$13.1B AUM | 0.00% | $340,930 | 9.2K | Q1 2026OLDER |
| HARBOUR INVESTMENTS, INC.$6.5B AUM | 0.00% | $155,212 | 4.2K | Q1 2026OLDER |
| CWM, LLC$38.1B AUM | 0.00% | $873,139 | 23.5K | Q1 2026OLDER |
| JONES FINANCIAL COMPANIES LLLP$208.1B AUM | 0.00% | $5M | 123.4K | Q1 2026OLDER |
| Geneos Wealth Management Inc.$4.3B AUM | 0.00% | $85,984 | 2.3K | Q1 2026OLDER |
| LPL Financial LLC$376.6B AUM | 0.00% | $4M | 110.8K | Q1 2026OLDER |
| SHP Wealth Management$1.3B AUM | 0.00% | $11,059 | 298 | Q1 2026OLDER |
| OSAIC HOLDINGS, INC.$68.3B AUM | 0.00% | $562,892 | 15.2K | Q1 2026OLDER |
| COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM | 0.00% | $425,710 | 11.5K | Q1 2026OLDER |
| IFP Advisors, Inc$4.8B AUM | 0.00% | $25,717 | 693 | Q1 2026OLDER |
| Cetera Investment Advisers$94.0B AUM | 0.00% | $311,934 | 8.4K | Q1 2026OLDER |
| ASSETMARK, INC$49.0B AUM | 0.00% | $68,765 | 1.9K | Q1 2026OLDER |
| CITADEL ADVISORS LLC$618.5B AUM | 0.00% | $668,401 | 18.7K | Q4 2025OLDER |
| Smartleaf Asset Management LLC$2.8B AUM | 0.00% | $2,610 | 73 | Q1 2026OLDER |
| JANE STREET GROUP, LLC$777.2B AUM | 0.00% | $611,197 | 17.1K | Q4 2025OLDER |
| Arax Advisory Partners$3.5B AUM | 0.00% | $1,596 | 43 | Q1 2026OLDER |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM | 0.00% | $333,576 | 9.0K | Q3 2025OLDER |
| Keating Financial Advisory Services, Inc.$619M AUM | 0.00% | $186 | 5 | Q1 2026OLDER |
| SIGNATUREFD, LLC$6.5B AUM | 0.00% | $1,484 | 40 | Q1 2026OLDER |
| PRINCIPAL SECURITIES, INC.$6.8B AUM | 0.00% | $632 | 17 | Q3 2025OLDER |
| UBS Group AG$666.3B AUM | 0.00% | $28,463 | 767 | Q1 2026OLDER |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM | 0.00% | $1,897 | 51 | Q3 2025OLDER |
| WELLS FARGO & COMPANY/MN$530.3B AUM | 0.00% | $3,340 | 90 | Q2 2026 |
| JPMORGAN CHASE & CO$1.56T AUM | 0.00% | $5,005 | 140 | Q1 2026OLDER |
| MORGAN STANLEY$1.67T AUM | 0.00% | $59 | 1 | Q3 2025OLDER |
Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.