SEC 13F Intelligence

NORTHERN LTS FD TR IV

CUSIP 66538H260

Northern Lts Fd Tr IV has 8 institutional holders in Filings Flow’s 13F database, together reporting 7.12M shares worth $172M as of Q1 2026. The largest reported holders are Kingsview Wealth Management, LLC, Lpl Financial LLC, and Citadel Advisors LLC.

Institutional Holders
8
Q1 2026
Reported Value
$172M
Ticker
unmapped
private placement or foreign
Quarters Tracked
5

Ownership Trend

Institutional holders
Q2 ’21: 4Q2 ’21Q4 ’21: 3Q4 ’21Q4 ’22: 3Q4 ’22Q4 ’25: 6Q4 ’25Q1 ’26: 8Q1 ’26filingsflow.com
Total reported value
Q2 ’21: $26MQ2 ’21Q4 ’21: $30MQ4 ’21Q4 ’22: $41MQ4 ’22Q4 ’25: $151MQ4 ’25Q1 ’26: $172MQ1 ’26filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Kingsview Wealth Management, LLC$7.3B AUM2.32%$170M7.05MQ1 2026
Premier Financial Group$587M AUM0.02%$70,2532.9KQ4 2025OLDER
LPL Financial LLC$376.6B AUM0.00%$985,75740.9KQ1 2026
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$146,6896.1KQ1 2026
CITADEL ADVISORS LLC$618.5B AUM0.00%$249,91010.4KQ1 2026
ROYAL BANK OF CANADA$570.1B AUM0.00%$82,0003.4KQ1 2026
MORGAN STANLEY$1.67T AUM0.00%$103,2194.3KQ1 2026
UBS Group AG$666.3B AUM0.00%$27,7921.2KQ1 2026
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.00%$83136Q2 2025OLDER
FMR LLC$1.90T AUM0.00%$27111Q1 2026

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.