NORTHERN LTS FD TR IV
CUSIP 66538H179
Northern Lts Fd Tr IV has 69 institutional holders in Filings Flow’s 13F database, together reporting 71.22M shares worth $851M as of Q1 2026. The largest reported holders are Orion Porfolio Solutions, LLC, Lpl Financial LLC, and Osaic Holdings, Inc..
Institutional Holders
69
Q1 2026
Reported Value
$851M
Ticker
unmapped
private placement or foreign
Quarters Tracked
4
Ownership Trend
Institutional holders
Total reported value
Holders
Mixed quarters
| Manager | % of Portfolio | Value | Shares | Quarter |
|---|---|---|---|---|
| AMG Asset Management Group, Inc.$129M AUM | 6.18% | $8M | 565.1K | Q1 2026OLDER |
| Madrona Financial Services, LLC$457M AUM | 2.90% | $13M | 939.9K | Q1 2026OLDER |
| Orion Porfolio Solutions, LLC$11.7B AUM | 2.72% | $320M | 22.69M | Q1 2026OLDER |
| Encompass More Asset Management$597M AUM | 2.59% | $15M | 1.10M | Q1 2026OLDER |
| Echo45 Advisors LLC$178M AUM | 2.55% | $5M | 321.5K | Q1 2026OLDER |
| San Luis Wealth Advisors LLC$604M AUM | 2.02% | $12M | 866.0K | Q1 2026OLDER |
| Copley Financial Group, Inc.$166M AUM | 1.86% | $3M | 219.5K | Q1 2026OLDER |
| Defined Financial Planning LLC$121M AUM | 1.74% | $2M | 147.4K | Q3 2025OLDER |
| Virtue Capital Management, LLC$657M AUM | 1.32% | $9M | 625.2K | Q1 2026OLDER |
| Silver Grove Financial Group, Inc.$124M AUM | 0.92% | $1M | 80.9K | Q1 2026OLDER |
| Tactive Advisors, LLC$406M AUM | 0.74% | $3M | 207.4K | Q2 2026 |
| Sonoma Allocations LLC$322M AUM | 0.73% | $2M | 161.3K | Q2 2026 |
| GWN SECURITIES INC.$523M AUM | 0.67% | $3M | 247.7K | Q1 2026OLDER |
| Mission Financial Group, LLC$108M AUM | 0.39% | $423,989 | 30.1K | Q1 2026OLDER |
| POTOMAC FUND MANAGEMENT INC /ADV$2.9B AUM | 0.35% | $10M | 713.6K | Q1 2026OLDER |
| Astoria Portfolio Advisors LLC.$470M AUM | 0.22% | $1M | 73.7K | Q1 2026OLDER |
| OSAIC HOLDINGS, INC.$68.3B AUM | 0.15% | $103M | 7.34M | Q1 2026OLDER |
| COLUMBIA ADVISORY PARTNERS LLC$157M AUM | 0.13% | $195,941 | 13.7K | Q4 2025OLDER |
| SILVER OAK SECURITIES, INCORPORATED$1.4B AUM | 0.13% | $2M | 127.4K | Q1 2026OLDER |
| United Advisor Group, LLC$811M AUM | 0.12% | $971,421 | 69.0K | Q1 2026OLDER |
| Ashton Thomas Private Wealth, LLC$4.2B AUM | 0.12% | $5M | 356.1K | Q1 2026OLDER |
| Pine Valley Investments Ltd Liability Co$2.2B AUM | 0.11% | $2M | 163.2K | Q2 2026 |
| MONEYWISE, INC.$229M AUM | 0.10% | $226,787 | 16.1K | Q1 2026OLDER |
| INTEGRITY ALLIANCE, LLC.$2.6B AUM | 0.09% | $2M | 166.1K | Q1 2026OLDER |
| Strategic Equity Management$266M AUM | 0.09% | $226,787 | 16.1K | Q1 2026OLDER |
| CFS Investment Advisory Services, LLC$1.5B AUM | 0.08% | $1M | 79.5K | Q1 2026OLDER |
| Dynamic Advisor Solutions LLC$3.5B AUM | 0.07% | $3M | 179.9K | Q2 2026 |
| LPL Financial LLC$376.6B AUM | 0.07% | $254M | 18.06M | Q1 2026OLDER |
| VICTORY FINANCIAL GROUP, LLC$814M AUM | 0.07% | $535,617 | 38.0K | Q1 2026OLDER |
| Gibbs Wealth Management$762M AUM | 0.06% | $490,594 | 34.8K | Q1 2026OLDER |
| World Investment Advisors$6.2B AUM | 0.06% | $4M | 282.7K | Q1 2026OLDER |
| Richmond Investment Services, LLC$619M AUM | 0.05% | $328,374 | 23.3K | Q1 2026OLDER |
| GeoWealth Management, LLC$2.8B AUM | 0.05% | $1M | 91.8K | Q1 2026OLDER |
| Ausdal Financial Partners, Inc.$2.3B AUM | 0.05% | $1M | 74.2K | Q1 2026OLDER |
| FLORIDA FINANCIAL ADVISORS, LLC$418M AUM | 0.04% | $161,175 | 11.3K | Q4 2025OLDER |
| Global Retirement Partners, LLC$5.6B AUM | 0.04% | $2M | 167.6K | Q4 2025OLDER |
| Balefire, LLC$613M AUM | 0.04% | $246,704 | 17.1K | Q2 2026 |
| Synergy Investment Management, LLC$306M AUM | 0.04% | $113,921 | 8.1K | Q1 2026OLDER |
| CWM, LLC$38.1B AUM | 0.04% | $14M | 1.00M | Q1 2026OLDER |
| CreativeOne Wealth, LLC$4.3B AUM | 0.03% | $1M | 103.5K | Q1 2026OLDER |
| INDEPENDENT FINANCIAL GROUP, LLC$678M AUM | 0.03% | $974,034 | 70.9K | Q1 2026OLDER |
| Integrity Advisory Solutions, LLC$757M AUM | 0.03% | $252,431 | 17.9K | Q1 2026OLDER |
| FOUNDATIONS INVESTMENT ADVISORS, LLC$8.1B AUM | 0.03% | $3M | 187.6K | Q1 2026OLDER |
| Atria Investments, Inc$8.9B AUM | 0.02% | $2M | 150.2K | Q3 2025OLDER |
| Mach-1 Financial Group, LLC$284M AUM | 0.02% | $152,075 | 10.7K | Q3 2025OLDER |
| MONEY CONCEPTS CAPITAL CORP$1.8B AUM | 0.02% | $415,529 | 29.5K | Q1 2026OLDER |
| Koshinski Asset Management, Inc.$1.6B AUM | 0.02% | $365,686 | 26.0K | Q1 2026OLDER |
| Sigma Planning Corp$3.6B AUM | 0.02% | $765,240 | 54.3K | Q1 2026OLDER |
| Oak Harvest Investment Services$958M AUM | 0.02% | $191,645 | 13.4K | Q4 2025OLDER |
| KINGSWOOD WEALTH ADVISORS, LLC$2.1B AUM | 0.02% | $412,204 | 29.3K | Q1 2026OLDER |
| PFG Advisors$2.1B AUM | 0.02% | $387,186 | 27.5K | Q1 2026OLDER |
| Mutual Advisors, LLC$4.7B AUM | 0.02% | $813,287 | 57.8K | Q1 2026OLDER |
| OLD MISSION CAPITAL LLC$6.3B AUM | 0.01% | $485,247 | 33.9K | Q4 2025OLDER |
| ENVESTNET ASSET MANAGEMENT INC$373.6B AUM | 0.01% | $37M | 2.65M | Q1 2026OLDER |
| COLDSTREAM CAPITAL MANAGEMENT INC$8.1B AUM | 0.01% | $494,433 | 35.1K | Q1 2026OLDER |
| GPS Wealth Strategies Group, LLC$117M AUM | 0.00% | $44,151 | 3.1K | Q3 2025OLDER |
| HARBOUR INVESTMENTS, INC.$6.5B AUM | 0.00% | $301,706 | 21.4K | Q1 2026OLDER |
| Cetera Investment Advisers$94.0B AUM | 0.00% | $4M | 265.7K | Q1 2026OLDER |
| Envestnet Portfolio Solutions, Inc.$18.1B AUM | 0.00% | $708,125 | 50.3K | Q1 2026OLDER |
| Western Wealth Management, LLC$2.6B AUM | 0.00% | $91,619 | 6.5K | Q1 2026OLDER |
| Kestra Advisory Services, LLC$26.4B AUM | 0.00% | $289,130 | 20.5K | Q1 2026OLDER |
| IFC & Insurance Marketing, Inc.$114M AUM | 0.00% | $1 | 104 | Q4 2025OLDER |
| AE Wealth Management LLC$18.5B AUM | 0.00% | $129,604 | 9.2K | Q1 2026OLDER |
| CoreCap Advisors, LLC$3.4B AUM | 0.00% | $14,262 | 987 | Q2 2026 |
| EverSource Wealth Advisors, LLC$3.3B AUM | 0.00% | $12,250 | 870 | Q1 2026OLDER |
| Advisory Services Network, LLC$7.5B AUM | 0.00% | $26,527 | 1.9K | Q1 2026OLDER |
| Steward Partners Investment Advisory, LLC$19.6B AUM | 0.00% | $35,031 | 2.5K | Q1 2026OLDER |
| Fortis Group Advisors, LLC$605M AUM | 0.00% | $1,042 | 74 | Q1 2026OLDER |
| Farther Finance Advisors, LLC$10.6B AUM | 0.00% | $14,646 | 1.0K | Q1 2026OLDER |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM | 0.00% | $152,360 | 10.8K | Q1 2026OLDER |
| RAYMOND JAMES FINANCIAL INC$324.4B AUM | 0.00% | $193,993 | 13.5K | Q4 2025OLDER |
| NBC SECURITIES, INC.$1.3B AUM | 0.00% | $787 | 55 | Q4 2025OLDER |
| GOLDMAN SACHS GROUP INC$870.9B AUM | 0.00% | $417,514 | 29.7K | Q1 2026OLDER |
| Root Financial Partners, LLC$2.2B AUM | 0.00% | $803 | 57 | Q1 2026OLDER |
| PRINCIPAL SECURITIES, INC.$6.8B AUM | 0.00% | $1,506 | 106 | Q3 2025OLDER |
| IFP Advisors, Inc$4.8B AUM | 0.00% | $1,112 | 79 | Q1 2026OLDER |
| ASSETMARK, INC$49.0B AUM | 0.00% | $9,251 | 657 | Q1 2026OLDER |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM | 0.00% | $160,864 | 11.4K | Q1 2026OLDER |
| Allworth Financial LP$24.7B AUM | 0.00% | $2,793 | 195 | Q4 2025OLDER |
| BANK OF AMERICA CORP /DE/$1.37T AUM | 0.00% | $147,725 | 10.3K | Q4 2025OLDER |
| NewEdge Advisors, LLC$27.7B AUM | 0.00% | $2,279 | 162 | Q2 2026 |
| UBS Group AG$666.3B AUM | 0.00% | $37,453 | 2.7K | Q1 2026OLDER |
| ROYAL BANK OF CANADA$570.1B AUM | 0.00% | $7,000 | 525 | Q1 2026OLDER |
| MORGAN STANLEY$1.67T AUM | 0.00% | $1,648 | 116 | Q3 2025OLDER |
| WELLS FARGO & COMPANY/MN$530.3B AUM | 0.00% | $21 | 1 | Q2 2026 |
Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.