SEC 13F Intelligence

NEUBERGER BERMAN ETF TRUST

CUSIP 64135A887

Neuberger Berman Etf Trust has 68 institutional holders in Filings Flow’s 13F database, together reporting 12.43M shares worth $624M as of Q1 2026. The largest reported holders are Morgan Stanley, Neuberger Berman Group LLC, and Lpl Financial LLC.

Institutional Holders
68
Q1 2026
Reported Value
$624M
Ticker
unmapped
private placement or foreign
Quarters Tracked
3

Ownership Trend

Institutional holders
Q4 ’25: 54Q4 ’25Q1 ’26: 68Q1 ’26Q2 ’26: 2Q2 ’26filingsflow.com
Total reported value
Q4 ’25: $564MQ4 ’25Q1 ’26: $624MQ1 ’26Q2 ’26: $4MQ2 ’26filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Rubicon Advisors, GP$115M AUM5.26%$6M119.1KQ1 2026OLDER
Francis Financial, Inc.$539M AUM4.22%$23M449.3KQ1 2026OLDER
ROBINSON SMITH WEALTH ADVISORS LLC$148M AUM3.80%$6M110.7KQ1 2026OLDER
Paulson Wealth Management Inc.$427M AUM3.37%$14M283.8KQ1 2026OLDER
Round Rock Advisors LLC$654M AUM1.93%$13M248.2KQ1 2026OLDER
Convergence Financial, LLC$943M AUM1.76%$12M236.0KQ4 2025OLDER
WETZEL INVESTMENT ADVISORS, INC.$252M AUM0.52%$1M25.6KQ1 2026OLDER
MANCHESTER FINANCIAL INC$521M AUM0.34%$2M35.3KQ1 2026OLDER
YHB Investment Advisors, Inc.$1.4B AUM0.29%$4M79.2KQ1 2026OLDER
Systelligence, LLC$514M AUM0.22%$1M22.1KQ4 2025OLDER
Main Street Financial Solutions, LLC$1.3B AUM0.19%$2M48.4KQ4 2025OLDER
HighPoint Advisor Group LLC$2.4B AUM0.18%$4M85.9KQ1 2026OLDER
Triumph Capital Management$491M AUM0.18%$860,90417.0KQ1 2026OLDER
Integrated Wealth Concepts LLC$12.5B AUM0.16%$20M387.9KQ1 2026OLDER
Kraft, Davis & Associates, LLC$479M AUM0.12%$575,07011.4KQ2 2026
Clearstead Trust, LLC$613M AUM0.10%$587,22211.6KQ1 2026OLDER
J.W. COLE ADVISORS, INC.$3.0B AUM0.08%$3M67.3KQ4 2025OLDER
Claro Advisors Inc.$830M AUM0.08%$680,09013.4KQ1 2026OLDER
Neuberger Berman Group LLC$131.4B AUM0.07%$96M1.90MQ1 2026OLDER
Harvest Investment Services, LLC$547M AUM0.06%$348,5306.9KQ1 2026OLDER
Mutual Advisors, LLC$4.7B AUM0.06%$3M56.9KQ1 2026OLDER
KINGSWOOD WEALTH ADVISORS, LLC$2.1B AUM0.05%$1M21.2KQ1 2026OLDER
ANGELES WEALTH MANAGEMENT, LLC$1.8B AUM0.05%$876,92817.3KQ1 2026OLDER
MAGNOLIA CAPITAL ADVISORS LLC$509M AUM0.04%$204,7364.0KQ4 2025OLDER
Steward Partners Investment Advisory, LLC$19.6B AUM0.04%$7M140.9KQ1 2026OLDER
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$49.1B AUM0.03%$15M299.9KQ1 2026OLDER
Cornerstone Wealth Partners, LLC$176M AUM0.03%$50,9231.0KQ1 2026OLDER
NWF Advisory Services Inc.$886M AUM0.02%$202,8404.0KQ1 2026OLDER
LPL Financial LLC$376.6B AUM0.02%$81M1.60MQ1 2026OLDER
Relyea Zuckerberg Hanson LLC$995M AUM0.02%$204,6674.0KQ1 2026OLDER
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.02%$66M1.31MQ1 2026OLDER
GREAT VALLEY ADVISOR GROUP, INC.$5.5B AUM0.02%$978,32019.3KQ1 2026OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.02%$11M220.2KQ1 2026OLDER
Private Advisor Group, LLC$21.3B AUM0.01%$3M53.3KQ1 2026OLDER
Ausdal Financial Partners, Inc.$2.3B AUM0.01%$263,7435.2KQ1 2026OLDER
NewEdge Advisors, LLC$27.7B AUM0.01%$3M63.7KQ2 2026
Gladstone Institutional Advisory LLC$2.7B AUM0.01%$312,3656.2KQ1 2026OLDER
SAGESPRING WEALTH PARTNERS, LLC$5.5B AUM0.01%$575,91011.4KQ1 2026OLDER
MGO ONE SEVEN LLC$5.0B AUM0.01%$435,4478.6KQ1 2026OLDER
IHT Wealth Management, LLC$4.3B AUM0.01%$373,5817.4KQ1 2026OLDER
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.01%$6M117.0KQ1 2026OLDER
MORGAN STANLEY$1.67T AUM0.01%$126M2.47MQ1 2026OLDER
Kestra Advisory Services, LLC$26.4B AUM0.01%$2M37.7KQ1 2026OLDER
Gotham Asset Management, LLC$32.7B AUM0.01%$2M39.3KQ1 2026OLDER
Sanctuary Advisors, LLC$18.5B AUM0.01%$964,86019.0KQ1 2026OLDER
Stratos Wealth Partners, LTD.$8.8B AUM0.00%$399,0657.9KQ1 2026OLDER
BANK OF AMERICA CORP /DE/$1.37T AUM0.00%$60M1.19MQ1 2026OLDER
Atria Investments, Inc$8.9B AUM0.00%$282,9475.6KQ1 2026OLDER
HighTower Advisors, LLC$94.2B AUM0.00%$3M56.1KQ1 2026OLDER
UBS Group AG$666.3B AUM0.00%$16M316.0KQ1 2026OLDER
PRIVATE TRUST CO NA$1.1B AUM0.00%$20,284400Q1 2026OLDER
STIFEL FINANCIAL CORP$108.8B AUM0.00%$2M38.7KQ1 2026OLDER
Aptus Capital Advisors, LLC$12.7B AUM0.00%$216,6844.3KQ1 2026OLDER
Western Wealth Management, LLC$2.6B AUM0.00%$45,639900Q1 2026OLDER
JONES FINANCIAL COMPANIES LLLP$208.1B AUM0.00%$3M53.0KQ1 2026OLDER
Geneos Wealth Management Inc.$4.3B AUM0.00%$50,8101.0KQ1 2026OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$6M127.9KQ1 2026OLDER
Rockefeller Capital Management L.P.$56.4B AUM0.00%$491,1299.7KQ1 2026OLDER
COMERICA BANK$25.1B AUM0.00%$143,3152.8KQ4 2025OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$4M86.9KQ1 2026OLDER
Cetera Investment Advisers$94.0B AUM0.00%$459,0219.1KQ1 2026OLDER
Cerity Partners LLC$70.8B AUM0.00%$334,6356.6KQ1 2026OLDER
FIFTH THIRD BANCORP$54.7B AUM0.00%$204,5134.0KQ1 2026OLDER
Global Retirement Partners, LLC$5.6B AUM0.00%$19,194375Q4 2025OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$3M53.1KQ1 2026OLDER
SouthState Bank Corp$2.1B AUM0.00%$2,78955Q1 2026OLDER
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.00%$461,2589.1KQ1 2026OLDER
JPMORGAN CHASE & CO$1.56T AUM0.00%$1M26.1KQ1 2026OLDER
GOLDMAN SACHS GROUP INC$870.9B AUM0.00%$290,3845.7KQ3 2025OLDER
ROYAL BANK OF CANADA$570.1B AUM0.00%$121,0002.4KQ1 2026OLDER
Farther Finance Advisors, LLC$10.6B AUM0.00%$1,47129Q1 2026OLDER
CWM, LLC$38.1B AUM0.00%$3,80375Q1 2026OLDER
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM0.00%$9,888195Q1 2026OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.