SEC 13F Intelligence

NEUBERGER BERMAN ETF TRUST

CUSIP 64135A408

Neuberger Berman Etf Trust has 25 institutional holders in Filings Flow’s 13F database, together reporting 9.69M shares worth $271M as of Q1 2026. The largest reported holders are Neuberger Berman Group LLC, Wealth Enhancement Advisory Services, LLC, and Northwestern Mutual Wealth Management Co.

Institutional Holders
25
Q1 2026
Reported Value
$271M
Ticker
unmapped
private placement or foreign
Quarters Tracked
3

Ownership Trend

Institutional holders
Q4 ’22: 12Q4 ’22Q4 ’25: 22Q4 ’25Q1 ’26: 25Q1 ’26filingsflow.com
Total reported value
Q4 ’22: $181MQ4 ’22Q4 ’25: $237MQ4 ’25Q1 ’26: $271MQ1 ’26filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
IAG Wealth Partners, LLC$896M AUM0.38%$3M121.2KQ1 2026
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$49.1B AUM0.19%$94M3.34MQ1 2026
Neuberger Berman Group LLC$131.4B AUM0.08%$110M3.91MQ1 2026
Brookwood Investment Group LLC$810M AUM0.06%$487,54217.4KQ1 2026
Wealth Enhancement Trust Services, Inc.$826M AUM0.04%$309,75211.1KQ1 2026
Private Advisor Group, LLC$21.3B AUM0.03%$6M212.2KQ1 2026
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM0.02%$38M1.37MQ1 2026
World Investment Advisors$6.2B AUM0.02%$1M50.4KQ1 2026
NorthCrest Asset Manangement, LLC$3.2B AUM0.02%$492,73217.4KQ1 2026
Vise Technologies, Inc.$5.1B AUM0.01%$410,77218.2KQ1 2026
STIFEL FINANCIAL CORP$108.8B AUM0.00%$4M147.7KQ1 2026
REGIONS FINANCIAL CORP$15.4B AUM0.00%$247,9109.5KQ1 2026
Golden State Wealth Management, LLC$915M AUM0.00%$14,099503Q1 2026
LPL Financial LLC$376.6B AUM0.00%$5M179.0KQ1 2026
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$757,57427.0KQ1 2026
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.00%$2M77.9KQ1 2026
NBC SECURITIES, INC.$1.3B AUM0.00%$6,194221Q1 2026
Cherry Tree Wealth Management, LLC$473M AUM0.00%$1,90184Q4 2025OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$4M126.8KQ1 2026
MAI Capital Management$17.7B AUM0.00%$16,992751Q4 2025OLDER
BANK OF AMERICA CORP /DE/$1.37T AUM0.00%$383,66113.7KQ1 2026
US BANCORP \DE\$82.4B AUM0.00%$19,729872Q4 2025OLDER
ROYAL BANK OF CANADA$570.1B AUM0.00%$53,0001.9KQ1 2026
Aptus Capital Advisors, LLC$12.7B AUM0.00%$1,00936Q1 2026
IFP Advisors, Inc$4.8B AUM0.00%$1346Q2 2025OLDER
BlackRock, Inc.$5.72T AUM0.00%$141,0446.2KQ4 2025OLDER
MORGAN STANLEY$1.67T AUM0.00%$27,5401.2KQ1 2026
Farther Finance Advisors, LLC$10.6B AUM0.00%$181Q1 2026

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.