SEC 13F Intelligence

NEUBASE THERAPEUTICS INC

CUSIP 64132K102

Neubase Therapeutics Inc has 29 institutional holders in Filings Flow’s 13F database, together reporting 9.03M shares worth $2M as of Q4 2022. The largest reported holders are Greenlight Capital Inc, Point72 Asset Management, L.P., and Polar Asset Management Partners Inc..

Institutional Holders
29
Q4 2022
Reported Value
$2M
Ticker
unmapped
private placement or foreign
Quarters Tracked
4

Ownership Trend

Institutional holders
Q3 ’19: 13Q3 ’19Q2 ’21: 47Q2 ’21Q4 ’21: 37Q4 ’21Q4 ’22: 29Q4 ’22filingsflow.com
Total reported value
Q3 ’19: $8MQ3 ’19Q2 ’21: $41MQ2 ’21Q4 ’21: $55MQ4 ’21Q4 ’22: $2MQ4 ’22filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Decheng Capital Management III (Cayman), LLC$300M AUM0.03%$92,50050.0KQ2 2023OLDER
GREENLIGHT CAPITAL INC$2.0B AUM0.03%$504,5002.73MQ1 2023OLDER
CM Management, LLC$120M AUM0.03%$22120.0KQ1 2023OLDER
PERKINS CAPITAL MANAGEMENT INC$107M AUM0.02%$25132.5KQ1 2023OLDER
PRELUDE CAPITAL MANAGEMENT, LLC$1.3B AUM0.00%$57,535311.0KQ1 2023OLDER
Polar Asset Management Partners Inc.$5.0B AUM0.00%$117,404634.6KQ1 2023OLDER
Kestra Advisory Services, LLC$26.4B AUM0.00%$94,290509.7KQ1 2023OLDER
Point72 Asset Management, L.P.$78.1B AUM0.00%$231,2501.25MQ1 2023OLDER
Waldron Private Wealth LLC$2.6B AUM0.00%$1479.6KQ1 2023OLDER
WEALTHSOURCE PARTNERS, LLC$1.5B AUM0.00%$2,59014.0KQ1 2023OLDER
Tower Research Capital LLC (TRC)$3.8B AUM0.00%$317.8KQ1 2023OLDER
TWO SIGMA SECURITIES, LLC$861M AUM0.00%$4,28523.2KQ1 2023OLDER
DAVENPORT & Co LLC$20.4B AUM0.00%$5,55030.0KQ1 2023OLDER
RENAISSANCE TECHNOLOGIES LLC$63.9B AUM0.00%$32172.6KQ1 2023OLDER
NFSG Corp$608M AUM0.00%$46250Q1 2023OLDER
IFP Advisors, Inc$4.8B AUM0.00%$470200Q2 2023OLDER
FIRST MANHATTAN CO. LLC.$36.1B AUM0.00%$2,61214.1KQ1 2023OLDER
Mariner, LLC$85.7B AUM0.00%$315.5KQ1 2023OLDER
GEODE CAPITAL MANAGEMENT, LLC$1.61T AUM0.00%$43,285234.0KQ1 2023OLDER
NORTHERN TRUST CORP$756.6B AUM0.00%$10,16154.9KQ1 2023OLDER
CHARLES SCHWAB INVESTMENT MANAGEMENT INC$654.5B AUM0.00%$5,49729.7KQ1 2023OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$1,91210.3KQ1 2023OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$3,56419.3KQ1 2023OLDER
Ritter Daniher Financial Advisory LLC / DE$657M AUM0.00%$12Q1 2023OLDER
UBS Group AG$666.3B AUM0.00%$6893.7KQ1 2023OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$83450Q1 2023OLDER
PNC FINANCIAL SERVICES GROUP, INC.$173.2B AUM0.00%$79427Q1 2023OLDER
SIMPLEX TRADING, LLC$149.1B AUM$01.7KQ1 2023OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.