NEUBERGER HIGH YIELD ST FD I
CUSIP 64128C106
Neuberger High Yield St Fd I has 54 institutional holders in Filings Flow’s 13F database, together reporting 6.60M shares worth $41M as of Q1 2026. The largest reported holders are Morgan Stanley, Cable Car Capital, LP, and Guggenheim Capital LLC.
Institutional Holders
54
Q1 2026
Reported Value
$41M
Ticker
unmapped
private placement or foreign
Quarters Tracked
10
Ownership Trend
Institutional holders
Total reported value
Holders
Mixed quarters
| Manager | % of Portfolio | Value | Shares | Quarter |
|---|---|---|---|---|
| GraniteShares Advisors LLC$139M AUM | 1.59% | $2M | 341.5K | Q1 2026OLDER |
| Cable Car Capital, LP$289M AUM | 1.23% | $4M | 550.0K | Q1 2026OLDER |
| Quarry LP$558M AUM | 0.57% | $3M | 487.3K | Q1 2026OLDER |
| Alpine Global Management, LLC$668M AUM | 0.47% | $3M | 481.0K | Q1 2026OLDER |
| MELFA WEALTH MANAGEMENT, INC.$174M AUM | 0.36% | $623,941 | 96.3K | Q1 2026OLDER |
| Uncommon Cents Investing LLC$431M AUM | 0.27% | $1M | 181.2K | Q1 2026OLDER |
| Total Wealth Planning & Management, Inc.$135M AUM | 0.23% | $309,485 | 47.8K | Q1 2026OLDER |
| Yakira Capital Management, Inc.$342M AUM | 0.20% | $675,274 | 104.2K | Q1 2026OLDER |
| Shaker Financial Services, LLC$287M AUM | 0.13% | $401,760 | 54.0K | Q4 2025OLDER |
| ROBINSON CAPITAL MANAGEMENT, LLC$239M AUM | 0.09% | $214,125 | 33.0K | Q1 2026OLDER |
| Bramshill Investments, LLC$1.2B AUM | 0.06% | $642,187 | 99.1K | Q1 2026OLDER |
| MRA Advisory Group$276M AUM | 0.04% | $118,668 | 19.0K | Q2 2026 |
| BOOTHBAY FUND MANAGEMENT, LLC$7.7B AUM | 0.04% | $3M | 487.3K | Q1 2026OLDER |
| J.W. COLE ADVISORS, INC.$3.0B AUM | 0.04% | $2M | 222.8K | Q4 2025OLDER |
| CURA WEALTH ADVISORS, LLC$223M AUM | 0.04% | $79,587 | 12.3K | Q1 2026OLDER |
| SeaCrest Wealth Management, LLC$903M AUM | 0.03% | $284,925 | 45.7K | Q2 2026 |
| GUGGENHEIM CAPITAL LLC$12.9B AUM | 0.03% | $3M | 533.5K | Q1 2026OLDER |
| HARBOUR INVESTMENTS, INC.$6.5B AUM | 0.02% | $1M | 169.3K | Q1 2026OLDER |
| Axiom Investment Management LLC$131M AUM | 0.01% | $16,347 | 2.5K | Q1 2026OLDER |
| Integrity Advisory Solutions, LLC$757M AUM | 0.01% | $86,702 | 13.4K | Q1 2026OLDER |
| CREATIVE FINANCIAL DESIGNS INC /ADV$1.6B AUM | 0.01% | $103,680 | 16.0K | Q1 2026OLDER |
| PFG Investments, LLC$2.1B AUM | 0.01% | $120,000 | 16.0K | Q3 2025OLDER |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C.$1.6B AUM | 0.01% | $75,940 | 10.2K | Q4 2025OLDER |
| Apollon Wealth Management, LLC$6.2B AUM | 0.00% | $297,852 | 46.0K | Q1 2026OLDER |
| AlphaCore Capital LLC$4.2B AUM | 0.00% | $155,520 | 24.0K | Q1 2026OLDER |
| CoreCap Advisors, LLC$3.4B AUM | 0.00% | $119,384 | 19.1K | Q2 2026 |
| Garton & Associates Financial Advisors LLC$122M AUM | 0.00% | $6,118 | 822 | Q4 2025OLDER |
| Equitable Holdings, Inc.$15.5B AUM | 0.00% | $342,240 | 46.0K | Q1 2026OLDER |
| HIGHLINE WEALTH PARTNERS LLC$493M AUM | 0.00% | $9,360 | 1.5K | Q2 2026 |
| Marex Group Ltd$15.8B AUM | 0.00% | $291,600 | 45.0K | Q1 2026OLDER |
| BAILARD, INC.$4.4B AUM | 0.00% | $70,237 | 10.8K | Q1 2026OLDER |
| Capital Investment Advisors, LLC$6.8B AUM | 0.00% | $81,123 | 12.5K | Q1 2026OLDER |
| NewEdge Advisors, LLC$27.7B AUM | 0.00% | $272,121 | 42.0K | Q2 2026 |
| LPL Financial LLC$376.6B AUM | 0.00% | $3M | 480.6K | Q1 2026OLDER |
| OSAIC HOLDINGS, INC.$68.3B AUM | 0.00% | $555,185 | 85.7K | Q1 2026OLDER |
| Kestra Advisory Services, LLC$26.4B AUM | 0.00% | $139,338 | 18.7K | Q4 2025OLDER |
| Allspring Global Investments Holdings, LLC$59.7B AUM | 0.00% | $315,278 | 48.7K | Q1 2026OLDER |
| NOMURA HOLDINGS INC$37.7B AUM | 0.00% | $162,000 | 25.0K | Q1 2026OLDER |
| Community Financial Services Group, LLC$686M AUM | 0.00% | $2,923 | 470 | Q2 2026 |
| WELLS FARGO & COMPANY/MN$530.3B AUM | 0.00% | $2M | 266.3K | Q2 2026 |
| AMERIPRISE FINANCIAL INC$431.8B AUM | 0.00% | $1M | 172.9K | Q1 2026OLDER |
| MORGAN STANLEY$1.67T AUM | 0.00% | $4M | 552.2K | Q1 2026OLDER |
| Invesco Ltd.$653.3B AUM | 0.00% | $2M | 243.0K | Q1 2026OLDER |
| COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM | 0.00% | $172,050 | 26.6K | Q1 2026OLDER |
| HighTower Advisors, LLC$94.2B AUM | 0.00% | $198,433 | 30.6K | Q1 2026OLDER |
| RAYMOND JAMES FINANCIAL INC$324.4B AUM | 0.00% | $580,748 | 89.6K | Q1 2026OLDER |
| Cetera Investment Advisers$94.0B AUM | 0.00% | $146,834 | 22.7K | Q1 2026OLDER |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$49.1B AUM | 0.00% | $105,738 | 14.1K | Q4 2025OLDER |
| MERCER GLOBAL ADVISORS INC /ADV$67.6B AUM | 0.00% | $85,819 | 13.2K | Q1 2026OLDER |
| Advisory Services Network, LLC$7.5B AUM | 0.00% | $7,500 | 1.0K | Q3 2025OLDER |
| Western Wealth Management, LLC$2.6B AUM | 0.00% | $2,685 | 414 | Q1 2026OLDER |
| COMERICA BANK$25.1B AUM | 0.00% | $21,874 | 2.9K | Q4 2025OLDER |
| JPMORGAN CHASE & CO$1.56T AUM | 0.00% | $1M | 190.0K | Q1 2026OLDER |
| CWM, LLC$38.1B AUM | 0.00% | $18,008 | 2.8K | Q1 2026OLDER |
| Farther Finance Advisors, LLC$10.6B AUM | 0.00% | $5,008 | 772 | Q1 2026OLDER |
| JANE STREET GROUP, LLC$777.2B AUM | 0.00% | $304,625 | 47.0K | Q1 2026OLDER |
| FIFTH THIRD BANCORP$54.7B AUM | 0.00% | $17,703 | 2.7K | Q1 2026OLDER |
| UBS Group AG$666.3B AUM | 0.00% | $162,349 | 25.1K | Q1 2026OLDER |
| ROYAL BANK OF CANADA$570.1B AUM | 0.00% | $90,000 | 13.9K | Q1 2026OLDER |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM | 0.00% | $100,148 | 13.4K | Q3 2025OLDER |
| Allworth Financial LP$24.7B AUM | 0.00% | $2,592 | 400 | Q1 2026OLDER |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM | 0.00% | $1,821 | 281 | Q1 2026OLDER |
| JONES FINANCIAL COMPANIES LLLP$208.1B AUM | 0.00% | $317 | 50 | Q1 2026OLDER |
| BANK OF AMERICA CORP /DE/$1.37T AUM | 0.00% | $862 | 115 | Q3 2025OLDER |
Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.