SEC 13F Intelligence

NEON THERAPEUTICS INC

CUSIP 64050Y100

Neon Therapeutics Inc has 41 institutional holders in Filings Flow’s 13F database, together reporting 12.05M shares worth $25M as of Q3 2019. The largest reported holders are Trv GP III, LLC, Bnp Paribas Financial Markets, and Arrowmark Colorado Holdings LLC.

Institutional Holders
41
Q3 2019
Reported Value
$25M
Ticker
unmapped
private placement or foreign
Quarters Tracked
4

Ownership Trend

Institutional holders
Q4 ’18: 27Q4 ’18Q1 ’19: 35Q1 ’19Q2 ’19: 36Q2 ’19Q3 ’19: 41Q3 ’19filingsflow.com
Total reported value
Q4 ’18: $75MQ4 ’18Q1 ’19: $113MQ1 ’19Q2 ’19: $76MQ2 ’19Q3 ’19: $25MQ3 ’19filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Anson Funds Management LP$2.3B AUM0.37%$319,000270.1KQ4 2019OLDER
HARVARD MANAGEMENT CO INC$1.8B AUM0.21%$1M505.9KQ1 2020
MEITAV INVESTMENT HOUSE LTD$9.1B AUM0.20%$3M639.5KQ2 2019OLDER
ARMISTICE CAPITAL, LLC$5.6B AUM0.17%$3M1.05MQ1 2020
MYDA Advisors LLC$608M AUM0.12%$267,000155.0KQ3 2019OLDER
Maven Securities LTD$5.2B AUM0.12%$1M381.1KQ1 2020
HILLHOUSE INVESTMENT MANAGEMENT, LTD.$3.1B AUM0.06%$2M399.3KQ2 2019OLDER
ArrowMark Colorado Holdings LLC$3.8B AUM0.03%$3M703.4KQ2 2019OLDER
MONETA GROUP INVESTMENT ADVISORS LLC$13.3B AUM0.03%$271,000102.7KQ1 2020
TERRIL BROTHERS, INC.$366M AUM0.02%$51,00019.3KQ1 2020
PFM Health Sciences, LP$1.1B AUM0.01%$578,000121.8KQ2 2019OLDER
OXFORD ASSET MANAGEMENT LLP$268M AUM0.01%$170,000144.0KQ4 2019OLDER
JACOBS LEVY EQUITY MANAGEMENT, INC$23.8B AUM0.00%$222,000188.3KQ4 2019OLDER
BRIDGEWAY CAPITAL MANAGEMENT, LLC$5.0B AUM0.00%$133,000112.8KQ4 2019OLDER
OPPENHEIMER & CO INC$8.2B AUM0.00%$54,00031.1KQ3 2019OLDER
HHLR ADVISORS, LTD.$1.7B AUM0.00%$103,00060.0KQ3 2019OLDER
MEEDER ASSET MANAGEMENT INC$1.7B AUM0.00%$15,0005.9KQ1 2020
WESTFIELD CAPITAL MANAGEMENT CO LP$23.8B AUM0.00%$149,00031.4KQ2 2019OLDER
UNITED SERVICES AUTOMOBILE ASSOCIATION$851M AUM0.00%$220,00046.4KQ2 2019OLDER
Squarepoint Ops LLC$85.1B AUM0.00%$35,00020.5KQ3 2019OLDER
Berman Capital Advisors, LLC$636M AUM0.00%$1,000684Q3 2019OLDER
MARSHALL WACE, LLP$100.4B AUM0.00%$38,00021.8KQ3 2019OLDER
Tower Research Capital LLC (TRC)$3.8B AUM0.00%$3,0002.5KQ4 2019OLDER
MILLENNIUM MANAGEMENT LLC$240.3B AUM0.00%$197,000167.1KQ4 2019OLDER
Jacobi Capital Management LLC$1.8B AUM0.00%$1,000500Q1 2020
HSBC HOLDINGS PLC$191.6B AUM0.00%$84,00031.6KQ1 2020
PARAMETRIC PORTFOLIO ASSOCIATES LLC$190.2B AUM0.00%$177,00037.4KQ2 2019OLDER
GEODE CAPITAL MANAGEMENT, LLC$1.61T AUM0.00%$559,000212.1KQ1 2020
RENAISSANCE TECHNOLOGIES LLC$63.9B AUM0.00%$138,00052.1KQ1 2020
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM$94.5B AUM0.00%$60,00022.9KQ1 2020
NORTHERN TRUST CORP$756.6B AUM0.00%$445,000168.5KQ1 2020
RHUMBLINE ADVISERS$116.9B AUM0.00%$57,00021.7KQ1 2020
PANAGORA ASSET MANAGEMENT INC$26.7B AUM0.00%$16,0006.0KQ1 2020
DEUTSCHE BANK AG\$302.7B AUM0.00%$101,00038.3KQ1 2020
Ameritas Investment Partners, Inc.$3.3B AUM0.00%$1,000485Q1 2020
Nuveen Asset Management, LLC$354.1B AUM0.00%$114,00043.2KQ1 2020
JANE STREET GROUP, LLC$777.2B AUM0.00%$32,00018.6KQ3 2019OLDER
CHARLES SCHWAB INVESTMENT MANAGEMENT INC$654.5B AUM0.00%$81,00030.3KQ1 2020
Rockefeller Capital Management L.P.$56.4B AUM0.00%$3,0001.0KQ1 2020
Russell Investments Group, Ltd.$93.1B AUM0.00%$21,00019.2KQ4 2019OLDER
BNP PARIBAS FINANCIAL MARKETS$205.8B AUM0.00%$12M4.4KQ1 2020
STRS OHIO$25.2B AUM0.00%$4,0001.8KQ1 2020
VICTORY CAPITAL MANAGEMENT INC$156.1B AUM0.00%$12,0004.9KQ1 2020
UBS Group AG$666.3B AUM0.00%$42,00015.8KQ1 2020
NEW YORK STATE COMMON RETIREMENT FUND$71.6B AUM0.00%$4,0001.5KQ1 2020
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO$30.9B AUM0.00%$1,0001.0KQ4 2019OLDER
Legal & General Group Plc$432.4B AUM0.00%$4,0001.7KQ1 2020
PRELUDE CAPITAL MANAGEMENT, LLC$1.3B AUM$0119Q3 2019OLDER
Compagnie Lombard Odier SCmA$8.1B AUM$00Q2 2019OLDER
GROUP ONE TRADING LLC$52.2B AUM$0100Q1 2020
Ellevest, Inc.$719M AUM$0150Q1 2020

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.