SEC 13F Intelligence

MIDWEST HLDG INC

CUSIP 59833J206

Midwest Hldg Inc has 18 institutional holders in Filings Flow’s 13F database, together reporting 915.7K shares worth $24M as of Q3 2023. The largest reported holders are Knott David M Jr, Raymond James & Associates, and Petiole USA Ltd.

Institutional Holders
18
Q3 2023
Reported Value
$24M
Ticker
unmapped
private placement or foreign
Quarters Tracked
13

Ownership Trend

Institutional holders
Q3 ’20: 1Q3 ’20Q4 ’20: 19Q1 ’21: 27Q1 ’21Q2 ’21: 20Q3 ’21: 18Q3 ’21Q4 ’21: 13Q1 ’22: 11Q1 ’22Q2 ’22: 10Q3 ’22: 9Q3 ’22Q4 ’22: 9Q1 ’23: 11Q1 ’23Q2 ’23: 18Q3 ’23: 18Q3 ’23filingsflow.com
Total reported value
Q3 ’20: $1MQ3 ’20Q4 ’20: $45MQ1 ’21: $39MQ1 ’21Q2 ’21: $29MQ3 ’21: $26MQ3 ’21Q4 ’21: $10MQ1 ’22: $11MQ1 ’22Q2 ’22: $9MQ3 ’22: $5MQ3 ’22Q4 ’22: $4MQ1 ’23: $5MQ1 ’23Q2 ’23: $25MQ3 ’23: $24MQ3 ’23filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Knott David M Jr$168M AUM3.90%$10M390.2KQ3 2023
Petiole USA ltd$143M AUM2.38%$3M99.6KQ3 2023
Crystalline Management Inc.$112M AUM1.20%$2M64.0KQ3 2023
Trium Capital LLP$142M AUM0.39%$2M69.4KQ2 2023OLDER
PenderFund Capital Management Ltd.$639M AUM0.38%$1M35.6KQ3 2023
Gradient Investments LLC$7.2B AUM0.06%$2M82.2KQ3 2023
RBF Capital, LLC$2.0B AUM0.02%$372,63814.3KQ3 2023
RAYMOND JAMES & ASSOCIATES$164.1B AUM0.00%$3M107.7KQ3 2023
CAPTRUST FINANCIAL ADVISORS$57.3B AUM0.00%$315,23812.1KQ3 2023
LPL Financial LLC$376.6B AUM0.00%$975,34337.3KQ3 2023
GTS SECURITIES LLC$2.8B AUM0.00%$308,23011.8KQ3 2023
Tower Research Capital LLC (TRC)$3.8B AUM0.00%$4,550174Q3 2023
GEODE CAPITAL MANAGEMENT, LLC$1.61T AUM0.00%$603,85023.1KQ3 2023
NewEdge Advisors, LLC$27.7B AUM0.00%$1,85771Q3 2023
PITTENGER & ANDERSON INC$2.5B AUM0.00%$532Q3 2023
UBS Group AG$666.3B AUM0.00%$3,347128Q3 2023
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$1054Q3 2023

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.