SEC 13F Intelligence

LISTED FDS TR

CUSIP 53656H835

Listed Fds Tr has 14 institutional holders in Filings Flow’s 13F database, together reporting 496.5K shares worth $11M as of Q1 2026. The largest reported holders are Horizon Kinetics Asset Management LLC, Hightower Advisors, LLC, and One Charles Private Wealth Services, LLC.

Institutional Holders
14
Q1 2026
Reported Value
$11M
Ticker
unmapped
private placement or foreign
Quarters Tracked
3

Ownership Trend

Institutional holders
Q4 ’25: 14Q4 ’25Q1 ’26: 14Q1 ’26Q2 ’26: 2Q2 ’26filingsflow.com
Total reported value
Q4 ’25: $12MQ4 ’25Q1 ’26: $11MQ1 ’26Q2 ’26: $1MQ2 ’26filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
One Charles Private Wealth Services, LLC$400M AUM0.33%$1M49.2KQ4 2025OLDER
York GP, Ltd.$128M AUM0.18%$226,49910.0KQ1 2026OLDER
Pekin Hardy Strauss, Inc.$957M AUM0.13%$1M53.7KQ1 2026OLDER
HORIZON KINETICS ASSET MANAGEMENT LLC$9.2B AUM0.06%$5M227.8KQ1 2026OLDER
Dynamic Advisor Solutions LLC$3.5B AUM0.02%$609,11927.1KQ2 2026
Hilltop National Bank$468M AUM0.01%$35,7871.6KQ1 2026OLDER
SCOTIA CAPITAL INC.$24.3B AUM0.00%$1M38.5KQ3 2025OLDER
DAVENPORT & Co LLC$20.4B AUM0.00%$443,21019.7KQ2 2026
HighTower Advisors, LLC$94.2B AUM0.00%$2M80.8KQ1 2026OLDER
Quantinno Capital Management LP$59.9B AUM0.00%$249,0078.9KQ3 2025OLDER
TD Waterhouse Canada Inc.$33.7B AUM0.00%$59,0412.6KQ1 2026OLDER
Steward Partners Investment Advisory, LLC$19.6B AUM0.00%$33,8841.5KQ1 2026OLDER
BARCLAYS PLC$416.3B AUM0.00%$441,67319.5KQ1 2026OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$623,46127.5KQ1 2026OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$439,65719.4KQ1 2026OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$15,628690Q1 2026OLDER
UBS Group AG$666.3B AUM0.00%$5,598199Q3 2025OLDER
ROYAL BANK OF CANADA$570.1B AUM0.00%$1,00045Q3 2025OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.