SEC 13F Intelligence

LEGG MASON ETF INVT

CUSIP 52468L877

Legg Mason Etf Invt has 13 institutional holders in Filings Flow’s 13F database, together reporting 107.0K shares worth $5M as of Q1 2026. The largest reported holders are Encompass More Asset Management, Commonwealth Equity Services, LLC, and Lpl Financial LLC.

Institutional Holders
13
Q1 2026
Reported Value
$5M
Ticker
unmapped
private placement or foreign
Quarters Tracked
28

Ownership Trend

Institutional holders
Q2 ’19: 5Q2 ’19Q3 ’19: 4Q4 ’19: 4Q1 ’20: 5Q2 ’20: 4Q2 ’20Q3 ’20: 4Q4 ’20: 5Q1 ’21: 5Q2 ’21: 8Q2 ’21Q3 ’21: 8Q4 ’21: 9Q1 ’22: 11Q2 ’22: 9Q2 ’22Q3 ’22: 11Q4 ’22: 12Q1 ’23: 10Q2 ’23: 8Q2 ’23Q3 ’23: 9Q4 ’23: 10Q1 ’24: 7Q2 ’24: 8Q2 ’24Q3 ’24: 8Q4 ’24: 10Q1 ’25: 10Q2 ’25: 10Q2 ’25Q3 ’25: 9Q4 ’25: 12Q1 ’26: 13filingsflow.com
Total reported value
Q2 ’19: $2MQ2 ’19Q3 ’19: $4MQ4 ’19: $5MQ1 ’20: $5MQ2 ’20: $7MQ2 ’20Q3 ’20: $5MQ4 ’20: $7MQ1 ’21: $9MQ2 ’21: $10MQ2 ’21Q3 ’21: $11MQ4 ’21: $11MQ1 ’22: $10MQ2 ’22: $8MQ2 ’22Q3 ’22: $7MQ4 ’22: $10MQ1 ’23: $3MQ2 ’23: $2MQ2 ’23Q3 ’23: $3MQ4 ’23: $8MQ1 ’24: $5MQ2 ’24: $6MQ2 ’24Q3 ’24: $6MQ4 ’24: $3MQ1 ’25: $3MQ2 ’25: $2MQ2 ’25Q3 ’25: $8MQ4 ’25: $4MQ1 ’26: $5Mfilingsflow.com

Holders

··Mixed quarters
Export to Excel
Manager% of PortfolioValueSharesQuarter
Encompass More Asset Management$597M AUM0.30%$2M40.1KQ1 2026
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.00%$895,47020.3KQ1 2026
LPL Financial LLC$376.6B AUM0.00%$692,29615.7KQ1 2026
ROYAL BANK OF CANADA$570.1B AUM0.00%$479,00010.9KQ1 2026
CITADEL ADVISORS LLC$618.5B AUM0.00%$420,6489.5KQ1 2026
Independent Advisor Alliance$9.3B AUM0.00%$266,3166.0KQ1 2026
Cetera Investment Advisers$94.0B AUM0.00%$201,0304.7KQ3 2025OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$111,8922.5KQ1 2026
Kestra Investment Management, LLC$5.8B AUM0.00%$57,4071.5KQ2 2025OLDER
Farther Finance Advisors, LLC$10.6B AUM0.00%$35,967811Q1 2026
Geneos Wealth Management Inc.$4.3B AUM0.00%$19,832450Q1 2026
Glen Eagle Advisors, LLC$714M AUM0.00%$18,157412Q1 2026
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.00%$14,621365Q2 2025OLDER
COMERICA BANK$25.1B AUM0.00%$8,303192Q4 2025OLDER
CWM, LLC$38.1B AUM0.00%$7,183163Q1 2026
UBS Group AG$666.3B AUM0.00%$3,19574Q4 2025OLDER
FIFTH THIRD BANCORP$54.7B AUM0.00%$2,85865Q1 2026
AE Wealth Management LLC$18.5B AUM0.00%$882Q1 2026
MORGAN STANLEY$1.67T AUM0.00%$451Q2 2025OLDER
CONCOURSE FINANCIAL GROUP SECURITIES, INC.$0 AUM—$00Q2 2025OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.