SEC 13F Intelligence

LEGG MASON ETF INVT

CUSIP 524682309

Legg Mason Etf Invt has 41 institutional holders in Filings Flow’s 13F database, together reporting 1.98M shares worth $107M as of Q1 2026. The largest reported holders are Lpl Financial LLC, Franklin Resources Inc, and Ameriprise Financial Inc.

Institutional Holders
41
Q1 2026
Reported Value
$107M
Ticker
unmapped
private placement or foreign
Quarters Tracked
10

Ownership Trend

Institutional holders
Q4 ’18: 4Q4 ’18Q1 ’19: 6Q2 ’19: 5Q2 ’19Q3 ’19: 8Q2 ’21: 12Q2 ’21Q4 ’21: 15Q4 ’22: 21Q4 ’22Q4 ’25: 35Q1 ’26: 41Q1 ’26Q2 ’26: 5filingsflow.com
Total reported value
Q4 ’18: $835,000Q4 ’18Q1 ’19: $469,000Q2 ’19: $204,000Q2 ’19Q3 ’19: $1MQ2 ’21: $6MQ2 ’21Q4 ’21: $11MQ4 ’22: $13MQ4 ’22Q4 ’25: $75MQ1 ’26: $107MQ1 ’26Q2 ’26: $12Mfilingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Shira Ridge Wealth Management$287M AUM3.66%$10M188.7KQ2 2026
Sonoma Allocations LLC$322M AUM0.26%$846,31115.2KQ2 2026
Alta Wealth Advisors LLC$308M AUM0.16%$499,3269.2KQ1 2026OLDER
Golden State Wealth Management, LLC$915M AUM0.09%$784,25114.5KQ1 2026OLDER
Hamilton Capital, LLC$1.9B AUM0.04%$838,02615.5KQ1 2026OLDER
Stonebridge Financial Group, LLC$1.3B AUM0.03%$460,4328.3KQ2 2026
Ameliora Wealth Management Ltd.$314M AUM0.03%$107,9862.0KQ1 2026OLDER
CALDWELL SUTTER CAPITAL, INC.$246M AUM0.03%$77,2641.4KQ1 2026OLDER
TD PRIVATE CLIENT WEALTH LLC$4.8B AUM0.03%$1M22.8KQ1 2026OLDER
Private Advisor Group, LLC$21.3B AUM0.02%$5M84.9KQ1 2026OLDER
Ritter Daniher Financial Advisory LLC / DE$657M AUM0.02%$138,9422.5KQ2 2026
Arkadios Wealth Advisors$6.1B AUM0.02%$1M23.0KQ1 2026OLDER
OLD MISSION CAPITAL LLC$6.3B AUM0.02%$1M20.3KQ1 2026OLDER
Brookstone Capital Management$8.7B AUM0.01%$1M23.0KQ1 2026OLDER
LPL Financial LLC$376.6B AUM0.01%$49M916.5KQ1 2026OLDER
Rossby Financial, LCC$489M AUM0.01%$61,5141.1KQ1 2026OLDER
PFG Investments, LLC$2.1B AUM0.01%$206,6993.8KQ3 2025OLDER
CWM, LLC$38.1B AUM0.01%$3M63.1KQ1 2026OLDER
Advisory Services Network, LLC$7.5B AUM0.01%$512,3079.5KQ1 2026OLDER
Cetera Investment Advisers$94.0B AUM0.01%$5M96.7KQ1 2026OLDER
FRANKLIN RESOURCES INC$408.3B AUM0.01%$22M409.0KQ4 2025OLDER
D.A. DAVIDSON & CO.$16.5B AUM0.00%$724,20813.4KQ1 2026OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$3M51.0KQ1 2026OLDER
AMERIPRISE FINANCIAL INC$431.8B AUM0.00%$14M259.0KQ1 2026OLDER
Independent Advisor Alliance$9.3B AUM0.00%$264,7264.9KQ1 2026OLDER
PRIVATE TRUST CO NA$1.1B AUM0.00%$25,377470Q1 2026OLDER
Bank of New York Mellon Corp$543.9B AUM0.00%$9M170.0KQ3 2025OLDER
AdvisorNet Financial, Inc$1.9B AUM0.00%$29,534547Q1 2026OLDER
HARBOUR INVESTMENTS, INC.$6.5B AUM0.00%$89,4411.7KQ1 2026OLDER
Kestra Advisory Services, LLC$26.4B AUM0.00%$354,9836.6KQ1 2026OLDER
Sanctuary Advisors, LLC$18.5B AUM0.00%$242,9694.5KQ1 2026OLDER
Western Wealth Management, LLC$2.6B AUM0.00%$21,759403Q1 2026OLDER
Archer Investment Corp$469M AUM0.00%$2,67649Q3 2025OLDER
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.00%$407,3607.5KQ1 2026OLDER
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.00%$2M39.3KQ1 2026OLDER
PNC FINANCIAL SERVICES GROUP, INC.$173.2B AUM0.00%$957,34217.7KQ1 2026OLDER
Sunbelt Securities, Inc.$1.6B AUM0.00%$6,209115Q1 2026OLDER
ROYAL BANK OF CANADA$570.1B AUM0.00%$2M38.1KQ1 2026OLDER
COMERICA BANK$25.1B AUM0.00%$21,783402Q4 2025OLDER
Global Retirement Partners, LLC$5.6B AUM0.00%$4,22778Q4 2025OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$476,0568.8KQ1 2026OLDER
FIFTH THIRD BANCORP$54.7B AUM0.00%$21,705402Q1 2026OLDER
Rockefeller Capital Management L.P.$56.4B AUM0.00%$4,75188Q1 2026OLDER
MORGAN STANLEY$1.67T AUM0.00%$92,7951.7KQ1 2026OLDER
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$21,997407Q2 2026
JPMORGAN CHASE & CO$1.56T AUM0.00%$50,353946Q1 2026OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.