SEC 13F Intelligence

LAZARD ACTIVE ETF TR

CUSIP 52110K400

Lazard Active Etf Tr has 6 institutional holders in Filings Flow’s 13F database, together reporting 8.53M shares worth $267M as of Q1 2026. The largest reported holders are Lpl Financial LLC, Bank Of New York Mellon Corp, and Raymond James Financial Inc.

Institutional Holders
6
Q1 2026
Reported Value
$29M
Ticker
unmapped
private placement or foreign
Quarters Tracked
3

Ownership Trend

Institutional holders
Q4 ’25: 20Q4 ’25Q1 ’26: 57Q1 ’26Q2 ’26: 6Q2 ’26filingsflow.com
Total reported value
Q4 ’25: $92MQ4 ’25Q1 ’26: $267MQ1 ’26Q2 ’26: $29MQ2 ’26filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Pinnacle Wealth Management, LLC$148M AUM9.69%$14M452.9KQ1 2026OLDER
PROSPERITY BANCSHARES INC$125M AUM6.04%$8M237.5KQ1 2026OLDER
Alliance Wealth Advisors, LLC$308M AUM5.19%$16M455.4KQ2 2026
DENVER WEALTH MANAGEMENT, INC.$291M AUM4.71%$14M431.0KQ1 2026OLDER
Meridian Financial Partners LLC$263M AUM2.99%$8M245.7KQ1 2026OLDER
Payne Capital LLC$109M AUM2.14%$2M73.6KQ1 2026OLDER
Members Advisory Group LLC$292M AUM1.90%$6M174.3KQ1 2026OLDER
Future Financial Wealth Managment LLC$155M AUM1.66%$3M75.7KQ1 2026OLDER
Provident Wealth Management, LLC$331M AUM1.50%$5M156.2KQ1 2026OLDER
Endowment Wealth Management, Inc.$226M AUM1.48%$3M105.6KQ1 2026OLDER
MEMBERS WEALTH LLC$182M AUM1.20%$2M62.4KQ2 2026
SENTINEL PENSION ADVISORS, LLC$676M AUM0.62%$4M133.0KQ1 2026OLDER
Bill Few Associates, Inc.$470M AUM0.55%$3M74.2KQ2 2026
Cornerstone Planning Group LLC$749M AUM0.38%$3M83.9KQ1 2026OLDER
Swisher Financial Concepts, Inc.$179M AUM0.36%$636,58920.1KQ1 2026OLDER
SFG Wealth Management, LLC.$243M AUM0.27%$692,64022.8KQ4 2025OLDER
Redwood Financial Network Corp$153M AUM0.25%$375,65511.8KQ1 2026OLDER
BAKER TILLY WEALTH MANAGEMENT, LLC$411M AUM0.24%$1M31.5KQ1 2026OLDER
Western Wealth Management, LLC$2.6B AUM0.24%$6M200.5KQ2 2026
Coastline Trust Co$1.0B AUM0.22%$2M71.0KQ1 2026OLDER
PlanVest Financial, Inc$131M AUM0.20%$256,5728.1KQ1 2026OLDER
Sigma Planning Corp$3.6B AUM0.13%$5M147.5KQ1 2026OLDER
Sunpointe, LLC$305M AUM0.09%$268,5428.5KQ1 2026OLDER
VICTORY FINANCIAL GROUP, LLC$814M AUM0.08%$677,60921.3KQ1 2026OLDER
Embree Financial Group$849M AUM0.08%$667,06821.0KQ1 2026OLDER
Independent Advisor Alliance$9.3B AUM0.08%$7M227.2KQ1 2026OLDER
Dynamic Advisor Solutions LLC$3.5B AUM0.06%$2M61.1KQ2 2026
United Advisor Group, LLC$811M AUM0.03%$269,2088.5KQ1 2026OLDER
First American Bank$1.6B AUM0.02%$377,60611.9KQ1 2026OLDER
World Investment Advisors$6.2B AUM0.02%$1M42.1KQ1 2026OLDER
D.A. DAVIDSON & CO.$16.5B AUM0.02%$3M86.0KQ1 2026OLDER
LPL Financial LLC$376.6B AUM0.01%$54M1.70MQ1 2026OLDER
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.01%$9M271.1KQ1 2026OLDER
LEAVELL INVESTMENT MANAGEMENT, INC.$2.4B AUM0.01%$262,4468.3KQ1 2026OLDER
Bank of New York Mellon Corp$543.9B AUM0.01%$48M1.51MQ1 2026OLDER
PRIVATE TRUST CO NA$1.1B AUM0.01%$89,0272.8KQ1 2026OLDER
Steward Partners Investment Advisory, LLC$19.6B AUM0.01%$2M47.3KQ1 2026OLDER
Wedmont Private Capital$3.1B AUM0.01%$232,5456.9KQ1 2026OLDER
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.01%$21M663.5KQ1 2026OLDER
TRUIST FINANCIAL CORP$74.2B AUM0.01%$4M141.4KQ1 2026OLDER
CreativeOne Wealth, LLC$4.3B AUM0.01%$259,2668.2KQ1 2026OLDER
JONES FINANCIAL COMPANIES LLLP$208.1B AUM0.00%$9M297.8KQ1 2026OLDER
Cetera Investment Advisers$94.0B AUM0.00%$3M106.3KQ1 2026OLDER
Longview Financial Advisors, Inc.$171M AUM0.00%$5,314167Q1 2026OLDER
JNBA Financial Advisors$1.2B AUM0.00%$24,607775Q1 2026OLDER
Harbor Asset Planning, Inc.$119M AUM0.00%$2,42776Q1 2026OLDER
Medallion Wealth Advisors, LLC$306M AUM0.00%$3,810120Q1 2026OLDER
Hartford Financial Management Inc.$392M AUM0.00%$4,572144Q1 2026OLDER
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.00%$4M126.9KQ1 2026OLDER
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM0.00%$1M44.6KQ1 2026OLDER
NewEdge Advisors, LLC$27.7B AUM0.00%$185,7505.8KQ2 2026
CITADEL ADVISORS LLC$618.5B AUM0.00%$4M115.8KQ1 2026OLDER
STIFEL FINANCIAL CORP$108.8B AUM0.00%$611,41319.3KQ1 2026OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$962,81930.3KQ1 2026OLDER
PNC FINANCIAL SERVICES GROUP, INC.$173.2B AUM0.00%$141,0974.4KQ1 2026OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$554,83117.5KQ1 2026OLDER
US BANCORP \DE\$82.4B AUM0.00%$18,817620Q4 2025OLDER
CWM, LLC$38.1B AUM0.00%$6,350200Q1 2026OLDER
ROYAL BANK OF CANADA$570.1B AUM0.00%$27,000905Q4 2025OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.