SEC 13F Intelligence

LATTICE STRATEGIES TR

CUSIP 518416870

Lattice Strategies Tr has 35 institutional holders in Filings Flow’s 13F database, together reporting 2.45M shares worth $155M as of Q1 2026. The largest reported holders are Riverfront Investment Group, LLC, Envestnet Asset Management Inc, and Lpl Financial LLC.

Institutional Holders
35
Q1 2026
Reported Value
$155M
Ticker
unmapped
private placement or foreign
Quarters Tracked
14

Ownership Trend

Institutional holders
Q4 ’22: 2Q4 ’22Q1 ’23: 3Q2 ’23: 15Q2 ’23Q3 ’23: 20Q4 ’23: 18Q4 ’23Q1 ’24: 23Q2 ’24: 27Q2 ’24Q3 ’24: 25Q4 ’24: 30Q4 ’24Q1 ’25: 32Q2 ’25: 37Q2 ’25Q3 ’25: 32Q4 ’25: 36Q4 ’25Q1 ’26: 35filingsflow.com
Total reported value
Q4 ’22: $383,557Q4 ’22Q1 ’23: $1MQ2 ’23: $51MQ2 ’23Q3 ’23: $83MQ4 ’23: $89MQ4 ’23Q1 ’24: $100MQ2 ’24: $109MQ2 ’24Q3 ’24: $106MQ4 ’24: $114MQ4 ’24Q1 ’25: $127MQ2 ’25: $140MQ2 ’25Q3 ’25: $146MQ4 ’25: $150MQ4 ’25Q1 ’26: $155Mfilingsflow.com

Holders

··Mixed quarters
Manager% of PortfolioValueSharesQuarter
RiverFront Investment Group, LLC$6.5B AUM0.80%$52M822.7KQ1 2026
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.01%$42M669.1KQ1 2026
LPL Financial LLC$376.6B AUM0.01%$21M326.9KQ1 2026
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.00%$14M229.0KQ1 2026
ROYAL BANK OF CANADA$570.1B AUM0.00%$9M140.8KQ1 2026
Janney Montgomery Scott LLC$40.4B AUM0.01%$4M69.0KQ1 2026
STIFEL FINANCIAL CORP$108.8B AUM0.00%$2M33.2KQ1 2026
JONES FINANCIAL COMPANIES LLLP$208.1B AUM0.00%$2M30.9KQ1 2026
JPMORGAN CHASE & CO$1.56T AUM0.00%$1M20.1KQ1 2026
TRUIST FINANCIAL CORP$74.2B AUM0.00%$1M16.3KQ1 2026
JANE STREET GROUP, LLC$777.2B AUM0.00%$878,37613.9KQ1 2026
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.00%$807,27012.8KQ1 2026
CITADEL ADVISORS LLC$618.5B AUM0.00%$633,19110.0KQ1 2026
Koshinski Asset Management, Inc.$1.6B AUM0.04%$628,52010.0KQ1 2026
Cetera Investment Advisers$94.0B AUM0.00%$486,0867.7KQ1 2026
&PARTNERS$20.2B AUM0.00%$365,2325.8KQ1 2026
Sowell Financial Services LLC$2.7B AUM0.01%$337,4125.3KQ1 2026
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$49.1B AUM0.00%$333,7425.1KQ4 2025OLDER
Kingsview Wealth Management, LLC$7.3B AUM0.00%$264,4344.2KQ1 2026
Moors & Cabot, Inc.$2.3B AUM0.01%$242,2883.8KQ3 2025OLDER
NICOLET ADVISORY SERVICES, LLC$1.5B AUM0.02%$235,4363.5KQ4 2025OLDER
WEDBUSH SECURITIES INC$3.4B AUM0.01%$229,0003.6KQ1 2026
NICOLET BANKSHARES INC$2.7B AUM0.01%$225,9693.6KQ1 2026
GeoWealth Management, LLC$2.8B AUM0.01%$223,6153.8KQ2 2025OLDER
Savant Capital, LLC$20.7B AUM0.00%$221,6233.5KQ1 2026
COMERICA BANK$25.1B AUM0.00%$207,1433.2KQ4 2025OLDER
FIFTH THIRD BANCORP$54.7B AUM0.00%$200,5583.2KQ1 2026
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$124,5142.0KQ1 2026
PRIVATE TRUST CO NA$1.1B AUM0.01%$117,4491.9KQ1 2026
Annis Gardner Whiting Capital Advisors, LLC$625M AUM0.01%$66,8351.1KQ1 2026
MORGAN STANLEY$1.66T AUM0.00%$59,892949Q1 2026
Advisory Services Network, LLC$7.5B AUM0.00%$47,144747Q1 2026
GAMMA Investing LLC$2.7B AUM0.00%$34,080540Q1 2026
HARBOUR INVESTMENTS, INC.$6.5B AUM0.00%$31,948506Q1 2026
FMR LLC$1.90T AUM0.00%$31,745503Q1 2026
MAI Capital Management$17.7B AUM0.00%$24,992396Q1 2026
TD PRIVATE CLIENT WEALTH LLC$4.8B AUM0.00%$24,298385Q1 2026
Rockefeller Capital Management L.P.$56.4B AUM0.00%$16,100247Q4 2025OLDER
UBS Group AG$666.3B AUM0.00%$15,020238Q1 2026
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$14,862228Q4 2025OLDER
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM0.00%$8,409129Q4 2025OLDER
Spire Wealth Management$3.3B AUM0.00%$6,564104Q1 2026
CAROLINAS WEALTH CONSULTING LLC$0 AUM0.00%$5,955110Q2 2025OLDER
SIGNATUREFD, LLC$6.5B AUM0.00%$4,73279Q2 2025OLDER
Lummis Asset Management, LP$167M AUM0.00%$3,85061Q1 2026
PRINCIPAL SECURITIES, INC.$6.8B AUM0.00%$1,84531Q2 2025OLDER
Allworth Financial LP$24.7B AUM0.00%$78312Q4 2025OLDER
BANK OF AMERICA CORP /DE/$1.37T AUM0.00%$1192Q2 2025OLDER
CONCOURSE FINANCIAL GROUP SECURITIES, INC.$0 AUM$00Q2 2025OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.