LMP CAP & INCOME FD INC
CUSIP 50208A102
Lmp Cap & Income Fd Inc has 54 institutional holders in Filings Flow’s 13F database, together reporting 7.92M shares worth $70M as of Q1 2026. The largest reported holders are Raymond James Financial Inc, Polar Asset Management Partners Inc., and Morgan Stanley.
Institutional Holders
54
Q1 2026
Reported Value
$70M
Ticker
unmapped
private placement or foreign
Quarters Tracked
10
Ownership Trend
Institutional holders
Total reported value
Holders
Mixed quarters
| Manager | % of Portfolio | Value | Shares | Quarter |
|---|---|---|---|---|
| Z3 Capital Partners, LLC$395M AUM | 1.59% | $6M | 420.3K | Q1 2026OLDER |
| Wealth Care LLC$113M AUM | 0.65% | $735,966 | 49.3K | Q1 2026OLDER |
| Shaker Financial Services, LLC$287M AUM | 0.39% | $1M | 83.8K | Q4 2025OLDER |
| Yakira Capital Management, Inc.$342M AUM | 0.32% | $1M | 73.3K | Q1 2026OLDER |
| Astoria Portfolio Advisors LLC.$470M AUM | 0.27% | $1M | 64.9K | Q3 2025OLDER |
| Logan Stone Capital, LLC$360M AUM | 0.18% | $742,455 | 50.1K | Q4 2025OLDER |
| Second Line Capital, LLC$528M AUM | 0.17% | $842,553 | 53.7K | Q3 2025OLDER |
| ABSOLUTE INVESTMENT ADVISERS, LLC$852M AUM | 0.17% | $1M | 97.5K | Q1 2026OLDER |
| Quarry LP$558M AUM | 0.16% | $867,717 | 58.1K | Q1 2026OLDER |
| Harbour Wealth Management Group, Inc.$133M AUM | 0.15% | $197,257 | 13.2K | Q1 2026OLDER |
| CHAPIN DAVIS, INC.$569M AUM | 0.14% | $820,329 | 52.4K | Q2 2026 |
| Polar Asset Management Partners Inc.$5.0B AUM | 0.10% | $9M | 557.9K | Q3 2025OLDER |
| VISTA INVESTMENT PARTNERS II, LLC$223M AUM | 0.08% | $179,945 | 12.1K | Q1 2026OLDER |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C.$1.6B AUM | 0.05% | $806,638 | 54.0K | Q1 2026OLDER |
| MGB Wealth Management, LLC$350M AUM | 0.05% | $177,705 | 12.0K | Q4 2025OLDER |
| Cornerstone Advisors, LLC$2.7B AUM | 0.05% | $1M | 100.8K | Q4 2025OLDER |
| NWF Advisory Services Inc.$886M AUM | 0.04% | $386,507 | 25.9K | Q1 2026OLDER |
| SUMMIT WEALTH GROUP LLC / CO$950M AUM | 0.04% | $242,975 | 3.7K | Q4 2025OLDER |
| AlphaStar Capital Management, LLC$1.4B AUM | 0.03% | $441,435 | 29.6K | Q1 2026OLDER |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC$1.4B AUM | 0.03% | $458,777 | 30.6K | Q1 2026OLDER |
| ASHTON THOMAS SECURITIES, LLC$797M AUM | 0.03% | $167,353 | 11.3K | Q4 2025OLDER |
| Advisors Asset Management, Inc.$6.0B AUM | 0.03% | $2M | 124.7K | Q1 2026OLDER |
| ECLECTIC ASSOCIATES INC /ADV$878M AUM | 0.03% | $252,356 | 16.1K | Q2 2026 |
| XML Financial, LLC$1.2B AUM | 0.02% | $306,408 | 20.5K | Q1 2026OLDER |
| Steward Partners Investment Advisory, LLC$19.6B AUM | 0.02% | $4M | 250.8K | Q1 2026OLDER |
| PFG Advisors$2.1B AUM | 0.02% | $339,030 | 22.7K | Q1 2026OLDER |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC$696M AUM | 0.01% | $89,013 | 6.0K | Q1 2026OLDER |
| WOLVERINE ASSET MANAGEMENT LLC$10.4B AUM | 0.01% | $1M | 83.1K | Q1 2026OLDER |
| RAYMOND JAMES FINANCIAL INC$324.4B AUM | 0.01% | $26M | 1.77M | Q1 2026OLDER |
| Laird Norton Wetherby Wealth Management, LLC$2.4B AUM | 0.01% | $183,130 | 11.8K | Q3 2025OLDER |
| READYSTATE ASSET MANAGEMENT LP$2.2B AUM | 0.01% | $149,300 | 10.0K | Q1 2026OLDER |
| Aptus Capital Advisors, LLC$12.7B AUM | 0.01% | $833,961 | 53.7K | Q3 2025OLDER |
| LEVEL FOUR ADVISORY SERVICES, LLC$3.0B AUM | 0.01% | $182,040 | 12.2K | Q1 2026OLDER |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$49.1B AUM | 0.00% | $2M | 145.6K | Q1 2026OLDER |
| Navalign, LLC$396M AUM | 0.00% | $16,365 | 1.1K | Q4 2025OLDER |
| World Investment Advisors$6.2B AUM | 0.00% | $219,870 | 14.7K | Q1 2026OLDER |
| NewEdge Advisors, LLC$27.7B AUM | 0.00% | $689,452 | 46.2K | Q2 2026 |
| Calamos Advisors LLC$28.2B AUM | 0.00% | $618,162 | 41.4K | Q1 2026OLDER |
| Osbon Capital Management LLC$123M AUM | 0.00% | $2,508 | 168 | Q1 2026OLDER |
| OSAIC HOLDINGS, INC.$68.3B AUM | 0.00% | $1M | 80.4K | Q1 2026OLDER |
| Allspring Global Investments Holdings, LLC$59.7B AUM | 0.00% | $995,786 | 66.7K | Q1 2026OLDER |
| Private Advisor Group, LLC$21.3B AUM | 0.00% | $300,046 | 20.1K | Q1 2026OLDER |
| COMERICA BANK$25.1B AUM | 0.00% | $273,985 | 18.5K | Q4 2025OLDER |
| HIGHLINE WEALTH PARTNERS LLC$392M AUM | 0.00% | $3,733 | 250 | Q1 2026OLDER |
| WELLS FARGO & COMPANY/MN$530.3B AUM | 0.00% | $4M | 300.7K | Q2 2026 |
| CoreCap Advisors, LLC$3.4B AUM | 0.00% | $18,780 | 1.2K | Q2 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM | 0.00% | $367,020 | 24.6K | Q1 2026OLDER |
| MAI Capital Management$17.7B AUM | 0.00% | $89,580 | 6.0K | Q1 2026OLDER |
| FIFTH THIRD BANCORP$54.7B AUM | 0.00% | $276,205 | 18.5K | Q1 2026OLDER |
| MERCER GLOBAL ADVISORS INC /ADV$67.6B AUM | 0.00% | $265,054 | 17.9K | Q4 2025OLDER |
| MORGAN STANLEY$1.67T AUM | 0.00% | $7M | 455.4K | Q1 2026OLDER |
| Cetera Investment Advisers$94.0B AUM | 0.00% | $318,862 | 21.5K | Q4 2025OLDER |
| LPL Financial LLC$376.6B AUM | 0.00% | $1M | 82.0K | Q1 2026OLDER |
| TRUIST FINANCIAL CORP$74.2B AUM | 0.00% | $209,490 | 14.0K | Q1 2026OLDER |
| Geneos Wealth Management Inc.$4.3B AUM | 0.00% | $11,944 | 800 | Q1 2026OLDER |
| Kestra Advisory Services, LLC$26.4B AUM | 0.00% | $55,819 | 3.8K | Q4 2025OLDER |
| Beaird Harris Wealth Management, LLC$1.6B AUM | 0.00% | $3,333 | 225 | Q4 2025OLDER |
| ROYAL BANK OF CANADA$570.1B AUM | 0.00% | $1M | 80.7K | Q1 2026OLDER |
| AMERIPRISE FINANCIAL INC$431.8B AUM | 0.00% | $503,873 | 33.7K | Q1 2026OLDER |
| ENVESTNET ASSET MANAGEMENT INC$373.6B AUM | 0.00% | $320,710 | 21.7K | Q4 2025OLDER |
| Farther Finance Advisors, LLC$10.6B AUM | 0.00% | $9,737 | 650 | Q1 2026OLDER |
| Invesco Ltd.$653.3B AUM | 0.00% | $330,670 | 22.1K | Q1 2026OLDER |
| Blue Trust, Inc.$8.7B AUM | 0.00% | $3,110 | 210 | Q4 2025OLDER |
| Allworth Financial LP$24.7B AUM | 0.00% | $7,510 | 503 | Q1 2026OLDER |
| BANK OF AMERICA CORP /DE/$1.37T AUM | 0.00% | $388,536 | 26.0K | Q1 2026OLDER |
| UBS Group AG$666.3B AUM | 0.00% | $148,777 | 10.0K | Q1 2026OLDER |
| Strategic Wealth Partners, Ltd.$1.5B AUM | 0.00% | $2 | 0 | Q1 2026OLDER |
| JPMORGAN CHASE & CO$1.56T AUM | 0.00% | $659 | 45 | Q1 2026OLDER |
Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.