SEC 13F Intelligence

INTERCEPT PHARMACEUTICALS IN

CUSIP 45845PAA6

Intercept Pharmaceuticals In has 16 institutional holders in Filings Flow’s 13F database, together reporting 89.25M shares worth $77M as of Q4 2022. The largest reported holders are Deerfield Management Company, L.P., Oaktree Capital Management LP, and Kohlberg Kravis Roberts & Co. L.P..

Institutional Holders
16
Q4 2022
Reported Value
$77M
Ticker
unmapped
private placement or foreign
Quarters Tracked
7

Ownership Trend

Institutional holders
Q4 ’18: 34Q4 ’18Q1 ’19: 40Q1 ’19Q2 ’19: 36Q2 ’19Q3 ’19: 34Q3 ’19Q2 ’21: 29Q2 ’21Q4 ’21: 19Q4 ’21Q4 ’22: 16Q4 ’22filingsflow.com
Total reported value
Q4 ’18: $373MQ4 ’18Q1 ’19: $1.6BQ1 ’19Q2 ’19: $1.9BQ2 ’19Q3 ’19: $322MQ3 ’19Q2 ’21: $31.9BQ2 ’21Q4 ’21: $385MQ4 ’21Q4 ’22: $77MQ4 ’22filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
DEERFIELD MANAGEMENT COMPANY, L.P.$8.5B AUM1.27%$57M57.79MQ1 2023OLDER
PIPER SANDLER & CO.$102M AUM0.79%$1M1.16MQ1 2023OLDER
Kohlberg Kravis Roberts & Co. L.P.$5.3B AUM0.41%$14M13.51MQ1 2023OLDER
Context Capital Management, LLC$4.3B AUM0.31%$4,2804.3KQ4 2022OLDER
OAKTREE CAPITAL MANAGEMENT LP$6.6B AUM0.16%$14M14.23MQ2 2023
ZAZOVE ASSOCIATES LLC$2.1B AUM0.02%$240,000246.0KQ3 2022OLDER
Balboa Wealth Partners$596M AUM0.01%$20,57921.0KQ4 2022OLDER
Russell Investments Group, Ltd.$93.1B AUM0.01%$3M3.38MQ1 2023OLDER
GAMCO INVESTORS, INC. ET AL$10.2B AUM0.00%$247,700250.0KQ1 2023OLDER
Regal Investment Advisors LLC$1.7B AUM0.00%$19,00020.0KQ3 2022OLDER
Merit Financial Group, LLC$13.5B AUM0.00%$9,80010.0KQ1 2023OLDER
Raymond James Financial Services Advisors, Inc.$75.1B AUM0.00%$144,566146.0KQ1 2023OLDER
CW Advisors, LLC$10.3B AUM0.00%$9,99910.0KQ2 2023
RAYMOND JAMES & ASSOCIATES$164.1B AUM0.00%$138,625140.0KQ1 2023OLDER
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC$481.0B AUM0.00%$198,500200.0KQ2 2023
LPL Financial LLC$376.6B AUM0.00%$84,27686.0KQ1 2023OLDER
Rockefeller Capital Management L.P.$56.4B AUM0.00%$3,0004.0KQ3 2022OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.