SEC 13F Intelligence

NEW YORK LIFE INVESTMENTS ET

CUSIP 45409B453

New York Life Investments Et has 18 institutional holders in Filings Flow’s 13F database, together reporting 5.65M shares worth $198M as of Q1 2026. The largest reported holders are New York Life Investment Management LLC, Nyl Investors LLC, and Envestnet Asset Management Inc.

Institutional Holders
18
Q1 2026
Reported Value
$198M
Ticker
unmapped
private placement or foreign
Quarters Tracked
6

Ownership Trend

Institutional holders
Q2 ’21: 7Q2 ’21Q4 ’21: 9Q4 ’21Q4 ’22: 11Q4 ’22Q4 ’25: 21Q4 ’25Q1 ’26: 18Q1 ’26Q2 ’26: 2Q2 ’26filingsflow.com
Total reported value
Q2 ’21: $187MQ2 ’21Q4 ’21: $208MQ4 ’21Q4 ’22: $176MQ4 ’22Q4 ’25: $188MQ4 ’25Q1 ’26: $198MQ1 ’26Q2 ’26: $1MQ2 ’26filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
NYL Investors LLC$265M AUM2.31%$6M173.1KQ1 2026OLDER
NEW YORK LIFE INVESTMENT MANAGEMENT LLC$11.8B AUM1.53%$181M5.13MQ1 2026OLDER
Paul R. Ried Financial Group, LLC$229M AUM0.44%$1M26.3KQ2 2026
SEEDS INVESTOR LLC$735M AUM0.17%$1M33.3KQ1 2026OLDER
Ascentis Independent Advisors$1.3B AUM0.14%$2M52.9KQ1 2026OLDER
Rossby Financial, LCC$489M AUM0.08%$375,47610.5KQ1 2026OLDER
Golden State Wealth Management, LLC$915M AUM0.04%$393,20311.2KQ1 2026OLDER
KWB Wealth$1.0B AUM0.04%$372,26210.6KQ1 2026OLDER
Orion Porfolio Solutions, LLC$11.7B AUM0.01%$1M31.5KQ1 2026OLDER
HARBOUR INVESTMENTS, INC.$6.5B AUM0.00%$120,6343.4KQ1 2026OLDER
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.00%$5M147.4KQ3 2025OLDER
Focus Partners Wealth$89.9B AUM0.00%$1M36.8KQ1 2026OLDER
CAPTRUST FINANCIAL ADVISORS$57.3B AUM0.00%$572,31516.2KQ1 2026OLDER
Kestra Advisory Services, LLC$26.4B AUM0.00%$125,5543.6KQ4 2025OLDER
NewEdge Advisors, LLC$27.7B AUM0.00%$90,5722.6KQ2 2026
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.00%$757,03821.5KQ1 2026OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$127,2593.6KQ1 2026OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$746,92321.2KQ1 2026OLDER
LPL Financial LLC$376.6B AUM0.00%$233,1326.6KQ1 2026OLDER
Wealthspire Advisors, LLC$12.7B AUM0.00%$7,726227Q3 2025OLDER
MORGAN STANLEY$1.67T AUM0.00%$496,63314.1KQ1 2026OLDER
UBS Group AG$666.3B AUM0.00%$14,975440Q3 2025OLDER
BANK OF AMERICA CORP /DE/$1.37T AUM0.00%$5,592159Q4 2025OLDER
FMR LLC$1.90T AUM0.00%$4,182119Q4 2025OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.