SEC 13F Intelligence

HERZFELD CREDIT INCOME FUND

CUSIP 42804T106

Herzfeld Credit Income Fund has 1 institutional holders in Filings Flow’s 13F database, together reporting 20.6K shares worth $45,817 as of Q1 2026. The largest reported holders are Thomas J. Herzfeld Advisors, Inc., Envestnet Asset Management Inc, and Choreo, LLC.

Institutional Holders
1
Q1 2026
Reported Value
$45,817
Ticker
unmapped
private placement or foreign
Quarters Tracked
9

Ownership Trend

Institutional holders
Q4 ’18: 18Q4 ’18Q1 ’19: 19Q2 ’19: 20Q2 ’19Q3 ’19: 16Q2 ’21: 13Q2 ’21Q4 ’21: 18Q4 ’22: 19Q4 ’22Q4 ’25: 15Q1 ’26: 1Q1 ’26filingsflow.com
Total reported value
Q4 ’18: $10MQ4 ’18Q1 ’19: $12MQ2 ’19: $13MQ2 ’19Q3 ’19: $12MQ2 ’21: $6MQ2 ’21Q4 ’21: $5MQ4 ’22: $3MQ4 ’22Q4 ’25: $19MQ1 ’26: $45,817Q1 ’26filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Thomas J. Herzfeld Advisors, Inc.$294M AUM4.39%$13M5.84MQ4 2025OLDER
Hunting Hill Global Capital, LLC$129M AUM0.06%$89,69040.4KQ4 2025OLDER
CHOREO, LLC$8.1B AUM0.01%$1M417.5KQ4 2025OLDER
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC$696M AUM0.01%$86,87339.1KQ4 2025OLDER
Bulldog Investors, LLP$445M AUM0.01%$41,82417.6KQ3 2025OLDER
CSS LLC/IL$2.1B AUM0.00%$80,09433.7KQ3 2025OLDER
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC$1.4B AUM0.00%$44,44620.0KQ4 2025OLDER
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.00%$5M2.17MQ4 2025OLDER
AVANTAX ADVISORY SERVICES, INC.$18.2B AUM0.00%$67,05126.5KQ2 2025OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$124,05255.9KQ4 2025OLDER
Kestra Advisory Services, LLC$26.4B AUM0.00%$23,45010.6KQ4 2025OLDER
Corient Private Wealth LLC$69.9B AUM0.00%$61,31527.6KQ4 2025OLDER
Cetera Investment Advisers$94.0B AUM0.00%$54,60824.6KQ4 2025OLDER
CoreCap Advisors, LLC$3.4B AUM0.00%$493222Q4 2025OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$51,42021.6KQ3 2025OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$35,33614.8KQ3 2025OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$44,90818.9KQ3 2025OLDER
MORGAN STANLEY$1.67T AUM0.00%$45,81720.6KQ1 2026
Rockefeller Capital Management L.P.$56.4B AUM0.00%$1,261530Q3 2025OLDER
ROYAL BANK OF CANADA$570.1B AUM0.00%$9,0004.1KQ4 2025OLDER
UBS Group AG$666.3B AUM0.00%$5,5342.3KQ3 2025OLDER
JPMORGAN CHASE & CO$1.56T AUM0.00%$6,3652.9KQ4 2025OLDER
BANK OF AMERICA CORP /DE/$1.37T AUM0.00%$470186Q2 2025OLDER
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$21Q4 2025OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.