SEC 13F Intelligence

HERCULES CAPITAL INC

CUSIP 427096AF9

Hercules Capital Inc has 25 institutional holders in Filings Flow’s 13F database, together reporting 144.94M shares worth $832M as of Q4 2021.

Institutional Holders
25
Q4 2021
Reported Value
$832M
Ticker
unmapped
private placement or foreign
Quarters Tracked
6

Ownership Trend

Institutional holders
Q4 ’18: 33Q4 ’18Q1 ’19: 34Q1 ’19Q2 ’19: 30Q2 ’19Q3 ’19: 28Q3 ’19Q2 ’21: 28Q2 ’21Q4 ’21: 25Q4 ’21filingsflow.com
Total reported value
Q4 ’18: $31.9BQ4 ’18Q1 ’19: $31.7BQ1 ’19Q2 ’19: $29.6BQ2 ’19Q3 ’19: $30.3BQ3 ’19Q2 ’21: $31.0BQ2 ’21Q4 ’21: $832MQ4 ’21filingsflow.com

Holders

Manager% of PortfolioValueSharesQuarter
Allianz Asset Management GmbH$95.4B AUM0.09%$169,231165.0KQ1 2024

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.