SEC 13F Intelligence

HENNESSY FDS TR

CUSIP 42588P692

Hennessy Fds Tr has 22 institutional holders in Filings Flow’s 13F database, together reporting 1.10M shares worth $37M as of Q1 2026. The largest reported holders are Robertson Stephens Wealth Management, LLC, Stance Capital LLC, and Wealth Enhancement Advisory Services, LLC.

Institutional Holders
22
Q1 2026
Reported Value
$37M
Ticker
unmapped
private placement or foreign
Quarters Tracked
4

Ownership Trend

Institutional holders
Q4 ’22: 5Q4 ’22Q4 ’25: 19Q4 ’25Q1 ’26: 22Q1 ’26Q2 ’26: 2Q2 ’26filingsflow.com
Total reported value
Q4 ’22: $21MQ4 ’22Q4 ’25: $19MQ4 ’25Q1 ’26: $37MQ1 ’26Q2 ’26: $230,869Q2 ’26filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
STANCE CAPITAL LLC$206M AUM7.26%$15M440.6KQ1 2026OLDER
Robertson Stephens Wealth Management, LLC$3.6B AUM0.44%$16M462.4KQ1 2026OLDER
HORIZON FINANCIAL SERVICES, LLC$226M AUM0.03%$76,3472.2KQ1 2026OLDER
GTS SECURITIES LLC$2.8B AUM0.03%$749,40522.1KQ1 2026OLDER
Ausdal Financial Partners, Inc.$2.3B AUM0.03%$582,82217.2KQ1 2026OLDER
Mayflower Financial Advisors, LLC$1.2B AUM0.02%$205,4655.3KQ2 2026
NBC SECURITIES, INC.$1.3B AUM0.01%$165,7654.9KQ1 2026OLDER
Mesirow Financial Investment Management, Inc.$6.2B AUM0.01%$339,62510.0KQ1 2026OLDER
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$49.1B AUM0.00%$2M60.7KQ1 2026OLDER
Golden State Wealth Management, LLC$915M AUM0.00%$17,728522Q1 2026OLDER
O'SHAUGHNESSY ASSET MANAGEMENT, LLC$20.1B AUM0.00%$201,5236.1KQ4 2025OLDER
Arax Advisory Partners$3.5B AUM0.00%$19,981588Q1 2026OLDER
Geneos Wealth Management Inc.$4.3B AUM0.00%$22,278656Q1 2026OLDER
Cetera Investment Advisers$94.0B AUM0.00%$423,69112.5KQ1 2026OLDER
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.00%$203,7706.0KQ1 2026OLDER
Wealthspire Advisors, LLC$12.7B AUM0.00%$31,889976Q3 2025OLDER
LPL Financial LLC$376.6B AUM0.00%$600,14217.7KQ1 2026OLDER
CWM, LLC$38.1B AUM0.00%$21,652638Q1 2026OLDER
CIBC Private Wealth Group LLC$59.2B AUM0.00%$33,3321.0KQ4 2025OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$249,3117.5KQ4 2025OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$14,829436Q1 2026OLDER
BlackRock, Inc.$5.72T AUM0.00%$931,44227.4KQ1 2026OLDER
MORGAN STANLEY$1.67T AUM0.00%$168,4505.1KQ1 2026OLDER
FMR LLC$1.90T AUM0.00%$125,4563.7KQ1 2026OLDER
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$25,404748Q2 2026
UBS Group AG$666.3B AUM0.00%$2,37770Q1 2026OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.