SEC 13F Intelligence

HARTFORD FDS EXCHANGE TRADED

CUSIP 41653L701

Hartford Fds Exchange Traded has 23 institutional holders in Filings Flow’s 13F database, together reporting 9.21M shares worth $323M as of Q1 2026. The largest reported holders are Hartford Funds Management Co LLC, Apollon Wealth Management, LLC, and Lpl Financial LLC.

Institutional Holders
23
Q1 2026
Reported Value
$323M
Ticker
unmapped
private placement or foreign
Quarters Tracked
6

Ownership Trend

Institutional holders
Q2 ’21: 5Q2 ’21Q4 ’21: 5Q4 ’21Q4 ’22: 7Q4 ’22Q4 ’25: 20Q4 ’25Q1 ’26: 23Q1 ’26Q2 ’26: 1Q2 ’26filingsflow.com
Total reported value
Q2 ’21: $158MQ2 ’21Q4 ’21: $259MQ4 ’21Q4 ’22: $234MQ4 ’22Q4 ’25: $321MQ4 ’25Q1 ’26: $323MQ1 ’26Q2 ’26: $1MQ2 ’26filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Hartford Funds Management Co LLC$1.2B AUM15.74%$181M5.17MQ1 2026OLDER
Apollon Wealth Management, LLC$6.2B AUM0.88%$54M1.54MQ1 2026OLDER
Apollon Financial, LLC$723M AUM0.69%$5M141.7KQ1 2026OLDER
Gladstone Institutional Advisory LLC$2.7B AUM0.05%$1M35.9KQ1 2026OLDER
Allworth Financial LP$24.7B AUM0.03%$8M231.0KQ1 2026OLDER
Berger Financial Group, Inc$1.8B AUM0.02%$340,2459.7KQ1 2026OLDER
&PARTNERS$20.2B AUM0.01%$2M69.6KQ1 2026OLDER
Mariner, LLC$85.7B AUM0.01%$9M264.0KQ1 2026OLDER
LPL Financial LLC$376.6B AUM0.01%$38M1.09MQ1 2026OLDER
DAVENPORT & Co LLC$20.4B AUM0.01%$1M33.2KQ2 2026
Private Advisor Group, LLC$21.3B AUM0.00%$941,10726.9KQ1 2026OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$3M74.2KQ1 2026OLDER
JONES FINANCIAL COMPANIES LLLP$208.1B AUM0.00%$3M97.2KQ1 2026OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$4M103.1KQ1 2026OLDER
Focus Partners Wealth$89.9B AUM0.00%$378,58310.8KQ1 2026OLDER
Western Wealth Management, LLC$2.6B AUM0.00%$9,989285Q1 2026OLDER
JPMORGAN CHASE & CO$1.56T AUM0.00%$6M159.7KQ1 2026OLDER
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.00%$580,60316.6KQ1 2026OLDER
CoreCap Advisors, LLC$3.4B AUM0.00%$5,258150Q1 2026OLDER
GOLDMAN SACHS GROUP INC$870.9B AUM0.00%$1M40.9KQ1 2026OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$1M30.7KQ1 2026OLDER
MORGAN STANLEY$1.67T AUM0.00%$1M41.8KQ1 2026OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$359,30410.1KQ4 2025OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.