SEC 13F Intelligence

HARRIS OAKMARK ETF TRUST

CUSIP 41456U106

Harris Oakmark Etf Trust has 6 institutional holders in Filings Flow’s 13F database, together reporting 26.13M shares worth $711M as of Q1 2026. The largest reported holders are Choate Investment Advisors, Cerity Partners LLC, and Lpl Financial LLC.

Institutional Holders
6
Q1 2026
Reported Value
$27M
Ticker
unmapped
private placement or foreign
Quarters Tracked
3

Ownership Trend

Institutional holders
Q4 ’25: 89Q4 ’25Q1 ’26: 96Q1 ’26Q2 ’26: 6Q2 ’26filingsflow.com
Total reported value
Q4 ’25: $669MQ4 ’25Q1 ’26: $711MQ1 ’26Q2 ’26: $27MQ2 ’26filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
ABOUND FINANCIAL, LLC$229M AUM11.21%$26M931.0KQ1 2026OLDER
Greater Midwest Financial Group, LLC$186M AUM7.80%$15M526.9KQ1 2026OLDER
A&I FINANCIAL SERVICES, LLC$230M AUM7.35%$17M598.9KQ2 2026
Appalachian Capital Management Ltd$125M AUM6.51%$8M295.2KQ1 2026OLDER
Horizon Wealth Management, LLC$682M AUM5.50%$37M1.36MQ1 2026OLDER
Three Magnolias Financial Advisors, LLC$157M AUM3.55%$6M202.7KQ1 2026OLDER
Choate Investment Advisors$5.1B AUM3.29%$168M6.09MQ1 2026OLDER
NavPoint Financial, Inc.$247M AUM2.81%$7M252.5KQ1 2026OLDER
BEAM WEALTH ADVISORS, INC.$402M AUM2.77%$11M404.3KQ1 2026OLDER
CASTLEKEEP INVESTMENT ADVISORS LLC$184M AUM2.77%$5M185.1KQ1 2026OLDER
DKM Wealth Management, Inc.$139M AUM2.50%$3M125.6KQ1 2026OLDER
Alliance Private Wealth, LLC$288M AUM2.03%$6M207.5KQ2 2026
ARQ WEALTH ADVISORS, LLC$555M AUM1.67%$9M335.4KQ1 2026OLDER
Sugar Maple Asset Management, LLC$165M AUM1.66%$3M99.4KQ1 2026OLDER
Smart Portfolios, LLC$100M AUM1.27%$1M46.1KQ1 2026OLDER
KWB Wealth$1.0B AUM1.00%$10M355.5KQ1 2026OLDER
Investment Planning Advisors, Inc.$363M AUM0.92%$3M121.5KQ1 2026OLDER
BARNES PETTEY FINANCIAL ADVISORS, LLC$229M AUM0.85%$2M70.7KQ1 2026OLDER
Nautilus Advisors LLC$146M AUM0.83%$1M44.2KQ1 2026OLDER
Sprinkle Financial Consultants LLC$255M AUM0.77%$2M69.7KQ2 2026
Cascades Capital Asset Management, LLC$239M AUM0.52%$1M45.3KQ1 2026OLDER
Birchwood Financial Partners, Inc.$104M AUM0.50%$514,32718.7KQ1 2026OLDER
Ehrenkranz Partners L.P.$126M AUM0.47%$600,55821.8KQ1 2026OLDER
Cheviot Value Management, LLC$996M AUM0.47%$5M171.1KQ1 2026OLDER
Alpha Advisors, LLC/VA$127M AUM0.45%$566,04620.5KQ1 2026OLDER
TrustWell Financial Advisors, LLC$106M AUM0.44%$468,99117.0KQ1 2026OLDER
Maridea Wealth Management LLC$688M AUM0.39%$3M98.1KQ1 2026OLDER
Millstone Evans Group, LLC$167M AUM0.31%$520,86818.9KQ1 2026OLDER
Dickmeyer Boyce Financial Management, Inc.$170M AUM0.26%$434,83315.8KQ1 2026OLDER
Stone Wealth Partners$111M AUM0.25%$279,04110.1KQ1 2026OLDER
Well Done, LLC$681M AUM0.24%$2M57.6KQ4 2025OLDER
Gateway Wealth Partners, LLC$2.6B AUM0.19%$5M173.2KQ1 2026OLDER
U.S. Capital Wealth Advisors, LLC$4.0B AUM0.18%$7M258.5KQ1 2026OLDER
MAGNOLIA CAPITAL ADVISORS LLC$509M AUM0.17%$818,83928.9KQ4 2025OLDER
SITTNER & NELSON, LLC$274M AUM0.16%$446,38816.2KQ1 2026OLDER
Phil A. Younker & Associates, Ltd.$150M AUM0.16%$234,3028.5KQ1 2026OLDER
SpringVest Wealth Management LLC$146M AUM0.15%$214,5117.8KQ1 2026OLDER
Sage Capital Management, LLC$213M AUM0.14%$297,70310.8KQ1 2026OLDER
Cerity Partners LLC$70.8B AUM0.12%$86M3.12MQ1 2026OLDER
Clarkston Capital Partners, LLC$1.3B AUM0.11%$1M51.1KQ1 2026OLDER
INTEGRITY ALLIANCE, LLC.$2.6B AUM0.10%$2M79.1KQ3 2025OLDER
SOL Capital Management CO$206M AUM0.09%$1,05437.2KQ4 2025OLDER
Next Level Private LLC$511M AUM0.09%$459,42516.3KQ2 2026
Holos Integrated Wealth LLC$198M AUM0.07%$132,4804.8KQ1 2026OLDER
Aprio Wealth Management, LLC$1.8B AUM0.06%$1M42.0KQ1 2026OLDER
Steward Partners Investment Advisory, LLC$19.6B AUM0.06%$11M402.0KQ1 2026OLDER
MANCHESTER FINANCIAL INC$521M AUM0.05%$268,4669.7KQ1 2026OLDER
KINTRA WEALTH, LLC$1.4B AUM0.05%$364,24212.8KQ4 2025OLDER
Southeast Asset Advisors, LLC$913M AUM0.05%$463,49016.8KQ1 2026OLDER
Valeo Financial Advisors, LLC$4.7B AUM0.05%$2M82.1KQ2 2026
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$49.1B AUM0.05%$24M871.0KQ1 2026OLDER
IFP Advisors, Inc$4.8B AUM0.05%$2M80.0KQ1 2026OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.04%$30M1.07MQ1 2026OLDER
WPG Advisers, LLC$136M AUM0.04%$50,9951.9KQ1 2026OLDER
EVOKE WEALTH, LLC$5.6B AUM0.03%$2M54.9KQ1 2026OLDER
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.03%$19M700.8KQ1 2026OLDER
&PARTNERS$20.2B AUM0.03%$5M193.5KQ1 2026OLDER
Independent Advisor Alliance$9.3B AUM0.03%$2M87.3KQ1 2026OLDER
Capital Investment Advisory Services, LLC$1.4B AUM0.03%$349,24912.7KQ1 2026OLDER
NATIONS FINANCIAL GROUP INC, /IA/ /ADV$1.9B AUM0.02%$420,64215.3KQ1 2026OLDER
J.W. COLE ADVISORS, INC.$3.0B AUM0.02%$855,51930.2KQ4 2025OLDER
SMITH, MOORE & CO.$1.4B AUM0.02%$277,55210.1KQ1 2026OLDER
GTS SECURITIES LLC$2.8B AUM0.02%$558,82520.3KQ1 2026OLDER
ASSOCIATED BANC-CORP$3.8B AUM0.02%$666,68724.2KQ1 2026OLDER
LPL Financial LLC$376.6B AUM0.02%$58M2.12MQ1 2026OLDER
PRIVATE TRUST CO NA$1.1B AUM0.02%$168,0096.1KQ1 2026OLDER
B. Riley Wealth Advisors, Inc.$1.6B AUM0.01%$216,4808.0KQ1 2026OLDER
WCG Wealth Advisors LLC$3.6B AUM0.01%$366,75213.3KQ1 2026OLDER
Blume Capital Management, Inc.$588M AUM0.01%$55,1302.0KQ1 2026OLDER
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.01%$20M725.4KQ1 2026OLDER
DAVENPORT & Co LLC$18.4B AUM0.01%$1M36.8KQ1 2026OLDER
Sanctuary Advisors, LLC$18.5B AUM0.01%$949,78034.5KQ1 2026OLDER
Global Retirement Partners, LLC$5.6B AUM0.01%$284,84810.0KQ4 2025OLDER
MML INVESTORS SERVICES, LLC$36.1B AUM0.00%$2M63.6KQ1 2026OLDER
Mariner, LLC$85.7B AUM0.00%$4M135.0KQ3 2025OLDER
STIFEL FINANCIAL CORP$108.8B AUM0.00%$5M163.3KQ1 2026OLDER
Prospera Financial Services Inc$6.2B AUM0.00%$234,3028.5KQ1 2026OLDER
ROYAL BANK OF CANADA$570.1B AUM0.00%$18M670.9KQ1 2026OLDER
Concurrent Investment Advisors, LLC$9.2B AUM0.00%$294,46310.7KQ1 2026OLDER
ROTHSCHILD INVESTMENT LLC$1.9B AUM0.00%$55,1302.0KQ1 2026OLDER
FLAGSHIP HARBOR ADVISORS, LLC$2.3B AUM0.00%$56,7202.0KQ4 2025OLDER
MAI Capital Management$17.7B AUM0.00%$464,40516.8KQ1 2026OLDER
BANK OF AMERICA CORP /DE/$1.37T AUM0.00%$33M1.18MQ1 2026OLDER
Pinnacle Bancorp, Inc.$339M AUM0.00%$7,580275Q1 2026OLDER
Kestra Advisory Services, LLC$26.4B AUM0.00%$550,77620.0KQ1 2026OLDER
Corient Private Wealth LLC$69.9B AUM0.00%$1M40.5KQ1 2026OLDER
Focus Partners Wealth$89.9B AUM0.00%$970,17935.2KQ1 2026OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$3M121.5KQ1 2026OLDER
HighTower Advisors, LLC$94.2B AUM0.00%$391,01414.2KQ1 2026OLDER
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM0.00%$379,21213.8KQ1 2026OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$2M63.3KQ1 2026OLDER
1620 INVESTMENT ADVISORS, INC.$148M AUM0.00%$28410Q4 2025OLDER
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.00%$687,86425.0KQ1 2026OLDER
AdvisorNet Financial, Inc$1.9B AUM0.00%$2,949104Q4 2025OLDER
NORTHERN TRUST CORP$756.6B AUM0.00%$1M42.3KQ1 2026OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$847,23830.7KQ1 2026OLDER
Advisory Services Network, LLC$7.5B AUM0.00%$5,513200Q1 2026OLDER
US BANCORP \DE\$82.4B AUM0.00%$46,9431.7KQ1 2026OLDER
CWM, LLC$38.1B AUM0.00%$8,104294Q1 2026OLDER
MORGAN STANLEY$1.67T AUM0.00%$202,9737.2KQ1 2026OLDER
JPMORGAN CHASE & CO$1.56T AUM0.00%$158,4905.9KQ1 2026OLDER
NewEdge Advisors, LLC$27.7B AUM0.00%$2,50891Q2 2026

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.