SEC 13F Intelligence

HARBOR ETF TRUST

CUSIP 41151J703

Harbor Etf Trust has 27 institutional holders in Filings Flow’s 13F database, together reporting 5.11M shares worth $86M as of Q1 2026. The largest reported holders are Sequoia Financial Advisors, LLC, Commonwealth Equity Services, LLC, and Lpl Financial LLC.

Institutional Holders
27
Q1 2026
Reported Value
$86M
Ticker
unmapped
private placement or foreign
Quarters Tracked
3

Ownership Trend

Institutional holders
Q4 ’22: 15Q4 ’22Q4 ’25: 28Q4 ’25Q1 ’26: 27Q1 ’26filingsflow.com
Total reported value
Q4 ’22: $21MQ4 ’22Q4 ’25: $86MQ4 ’25Q1 ’26: $86MQ1 ’26filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Worth Financial Advisory Group, LLC$229M AUM0.52%$1M5.1KQ1 2026
TRANSCEND CAPITAL ADVISORS, LLC$1.2B AUM0.21%$3M156.5KQ1 2026
Sequoia Financial Advisors, LLC$17.9B AUM0.11%$19M1.16MQ1 2026
Equitable Holdings, Inc.$15.5B AUM0.04%$6M385.8KQ1 2026
Ballentine Partners, LLC$7.2B AUM0.04%$3M166.5KQ1 2026
Arkadios Wealth Advisors$6.1B AUM0.03%$2M110.5KQ1 2026
Private Advisor Group, LLC$21.3B AUM0.02%$5M315.3KQ1 2026
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.02%$17M1.03MQ1 2026
GTS SECURITIES LLC$2.8B AUM0.02%$508,68530.5KQ4 2025OLDER
IEQ CAPITAL, LLC$21.5B AUM0.01%$2M152.0KQ2 2025OLDER
Atria Wealth Solutions, Inc.$4.4B AUM0.01%$587,86038.0KQ2 2025OLDER
Good Life Advisors, LLC$1.6B AUM0.01%$201,08613.0KQ2 2025OLDER
Perigon Wealth Management, LLC$5.5B AUM0.01%$296,07919.1KQ2 2025OLDER
LPL Financial LLC$376.6B AUM0.00%$15M897.4KQ1 2026
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC$1.4B AUM0.00%$56,0603.3KQ1 2026
Cerity Partners LLC$70.8B AUM0.00%$2M135.1KQ1 2026
TRUIST FINANCIAL CORP$74.2B AUM0.00%$2M103.7KQ1 2026
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.00%$7M440.1KQ1 2026
AQR CAPITAL MANAGEMENT LLC$218.4B AUM0.00%$2M152.0KQ2 2025OLDER
PRIVATE TRUST CO NA$1.1B AUM0.00%$15,987959Q1 2026
EP Wealth Advisors, LLC$20.3B AUM0.00%$226,28613.6KQ1 2026
IFP Advisors, Inc$4.8B AUM0.00%$44,9922.7KQ1 2026
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.00%$2M106.3KQ1 2026
ASSETMARK, INC$49.0B AUM0.00%$178,40210.7KQ1 2026
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$138,0038.3KQ1 2026
TRUST CO OF VERMONT$2.4B AUM0.00%$3,907241Q3 2025OLDER
Farther Finance Advisors, LLC$10.6B AUM0.00%$15,090895Q1 2026
CWM, LLC$38.1B AUM0.00%$31,9231.9KQ1 2026
ROYAL BANK OF CANADA$570.1B AUM0.00%$476,00028.6KQ1 2026
CITADEL ADVISORS LLC$618.5B AUM0.00%$293,52517.6KQ1 2026
GOLDMAN SACHS GROUP INC$870.9B AUM0.00%$334,32221.6KQ2 2025OLDER
Steward Partners Investment Advisory, LLC$19.6B AUM0.00%$7,085425Q1 2026
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$191,60511.5KQ1 2026
UBS Group AG$666.3B AUM0.00%$57,6283.5KQ1 2026
BlackRock, Inc.$5.72T AUM0.00%$27,2431.8KQ2 2025OLDER
MORGAN STANLEY$1.67T AUM0.00%$281Q1 2026

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.