SEC 13F Intelligence

HANCOCK JAFFE LABORATORIES I

CUSIP 41015N304

Hancock Jaffe Laboratories I has 8 institutional holders in Filings Flow’s 13F database, together reporting 307.0K shares worth $3M as of Q3 2021. The largest reported holders are Act Capital Management, LLC, Susquehanna International Group, LLP, and Aigh Capital Management LLC.

Institutional Holders
8
Q3 2021
Reported Value
$3M
Ticker
unmapped
private placement or foreign
Quarters Tracked
4

Ownership Trend

Institutional holders
Q4 ’20: 5Q4 ’20Q1 ’21: 12Q1 ’21Q2 ’21: 9Q2 ’21Q3 ’21: 8Q3 ’21filingsflow.com
Total reported value
Q4 ’20: $242,000Q4 ’20Q1 ’21: $5MQ1 ’21Q2 ’21: $4MQ2 ’21Q3 ’21: $3MQ3 ’21filingsflow.com

Holders

··Mixed quarters
Manager% of PortfolioValueSharesQuarter
ACT CAPITAL MANAGEMENT, LLC$127M AUM1.41%$3M262.5KQ3 2021
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$3M258.3KQ3 2021
AIGH Capital Management LLC$733M AUM0.43%$2M346.9KQ2 2021OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$606,00058.4KQ3 2021
Worth Venture Partners, LLC$32M AUM0.21%$569,00082.9KQ2 2021OLDER
Kepos Capital LP$61M AUM0.04%$491,00071.4KQ2 2021OLDER
GEODE CAPITAL MANAGEMENT, LLC$1.61T AUM0.00%$437,00063.8KQ2 2021OLDER
Virtu Financial LLC$2.4B AUM0.02%$226,00026.1KQ4 2020OLDER
SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC$2.7B AUM0.00%$164,00015.8KQ3 2021
JANE STREET GROUP, LLC$777.2B AUM0.00%$145,00021.7KQ1 2021OLDER
NORTHERN TRUST CORP$756.6B AUM0.00%$144,00013.9KQ3 2021
MILLENNIUM MANAGEMENT LLC$240.3B AUM0.00%$113,00010.9KQ3 2021
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$40,0003.9KQ3 2021
Cutler Group LLC / CA$307M AUM0.00%$18,0007.3KQ3 2021
NFSG Corp$608M AUM0.00%$1,00020Q3 2021
Tower Research Capital LLC (TRC)$3.8B AUM0.00%$1,000184Q2 2021OLDER
UBS Group AG$666.3B AUM$01Q3 2021
CONCOURSE FINANCIAL GROUP SECURITIES, INC.$0 AUM$00Q3 2021

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.