SEC 13F Intelligence

GUINNESS ATKINSON FDS

CUSIP 402031843

Guinness Atkinson Fds has 6 institutional holders in Filings Flow’s 13F database, together reporting 2.33M shares worth $41M as of Q1 2026. The largest reported holders are Comprehensive Wealth Management, LLC, Rooted Wealth Advisors, Inc., and Citadel Advisors LLC.

Institutional Holders
6
Q1 2026
Reported Value
$41M
Ticker
unmapped
private placement or foreign
Quarters Tracked
5

Ownership Trend

Institutional holders
Q2 ’21: 4Q2 ’21Q4 ’21: 3Q4 ’21Q4 ’22: 6Q4 ’22Q4 ’25: 6Q4 ’25Q1 ’26: 6Q1 ’26filingsflow.com
Total reported value
Q2 ’21: $1MQ2 ’21Q4 ’21: $983,000Q4 ’21Q4 ’22: $692,651Q4 ’22Q4 ’25: $21MQ4 ’25Q1 ’26: $41MQ1 ’26filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Comprehensive Wealth Management, LLC$198M AUM17.21%$34M1.94MQ1 2026
Rooted Wealth Advisors, Inc.$379M AUM1.40%$5M284.5KQ1 2026
Lakeside Advisors, INC.$150M AUM0.14%$226,62512.5KQ4 2025OLDER
Decker Retirement Planning Inc.$221M AUM0.00%$9,554543Q1 2026
CITADEL ADVISORS LLC$618.5B AUM0.00%$1M68.2KQ1 2026
Kestra Advisory Services, LLC$26.4B AUM0.00%$25,1371.4KQ4 2025OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$399,74122.7KQ1 2026
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$380,86121.6KQ1 2026
ROYAL BANK OF CANADA$570.1B AUM0.00%$20,0001.2KQ3 2025OLDER
MORGAN STANLEY$1.67T AUM0.00%$231Q2 2025OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.