GUGGENHEIM CR ALLOCATION FD
CUSIP 40168G108
Guggenheim Cr Allocation Fd has 17 institutional holders in Filings Flow’s 13F database, together reporting 565.4K shares worth $12M as of Q2 2021. The largest reported holders are Yakira Capital Management, Inc., Ubs Group AG, and Osaic Holdings, Inc..
Institutional Holders
25
Q2 2021
Reported Value
$12M
Ticker
unmapped
private placement or foreign
Quarters Tracked
5
Ownership Trend
Institutional holders
Total reported value
Holders
Mixed quarters
| Manager | % of Portfolio | Value | Shares | Quarter |
|---|---|---|---|---|
| Yakira Capital Management, Inc.$342M AUM | 1.09% | $7M | 339.1K | Q3 2021 |
| Wagner Wealth Management, LLC$495M AUM | 0.90% | $1M | 57.1K | Q2 2021OLDER |
| Parisi Gray Wealth Management$487M AUM | 0.22% | $539,000 | 26.0K | Q3 2021 |
| FSA Wealth Management LLC$273M AUM | 0.07% | $147,000 | 7.4K | Q4 2020OLDER |
| CLOUGH CAPITAL PARTNERS L P$1.0B AUM | 0.05% | $834,000 | 40.2K | Q3 2021 |
| SeaCrest Wealth Management, LLC$903M AUM | 0.04% | $331,000 | 15.2K | Q2 2021OLDER |
| MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV$1.5B AUM | 0.03% | $394,000 | 18.0K | Q2 2021OLDER |
| IHT Wealth Management, LLC$4.3B AUM | 0.02% | $316,000 | 14.5K | Q2 2021OLDER |
| CSS LLC/IL$2.1B AUM | 0.02% | $425,000 | 20.5K | Q3 2021 |
| Koshinski Asset Management, Inc.$1.6B AUM | 0.02% | $175,191 | 8.4K | Q3 2021 |
| Ameritas Investment Company, LLC$2.2B AUM | 0.01% | $118,125 | 5.6K | Q1 2021OLDER |
| Cetera Investment Advisers$94.0B AUM | 0.01% | $414,000 | 20.0K | Q3 2021 |
| Stratos Wealth Partners, LTD.$8.8B AUM | 0.01% | $240,000 | 11.6K | Q3 2021 |
| OSAIC HOLDINGS, INC.$68.3B AUM | 0.00% | $2M | 112.4K | Q3 2021 |
| Spire Wealth Management$3.3B AUM | 0.00% | $167,000 | 8.0K | Q1 2021OLDER |
| Reby Advisors, LLC$382M AUM | 0.00% | $10,000 | 500 | Q4 2020OLDER |
| Baird Financial Group, Inc.$64.0B AUM | 0.00% | $796,000 | 38.4K | Q3 2021 |
| Advisory Services Network, LLC$7.5B AUM | 0.00% | $59,000 | 2.7K | Q2 2021OLDER |
| DAVENPORT & Co LLC$20.4B AUM | 0.00% | $225,000 | 10.8K | Q3 2021 |
| MERCER GLOBAL ADVISORS INC /ADV$67.6B AUM | 0.00% | $221,000 | 10.7K | Q3 2021 |
| Geneos Wealth Management Inc.$4.3B AUM | 0.00% | $31,000 | 1.5K | Q3 2021 |
| UBS Group AG$666.3B AUM | 0.00% | $3M | 160.5K | Q3 2021 |
| COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM | 0.00% | $300,000 | 14.5K | Q3 2021 |
| TRUIST FINANCIAL CORP$74.2B AUM | 0.00% | $293,000 | 14.8K | Q3 2021 |
| COUNTRY TRUST BANK$5.3B AUM | 0.00% | $12,000 | 606 | Q4 2020OLDER |
| LPL Financial LLC$376.6B AUM | 0.00% | $310,000 | 15.7K | Q4 2020OLDER |
| ENVESTNET ASSET MANAGEMENT INC$373.6B AUM | 0.00% | $446,000 | 21.5K | Q3 2021 |
| NEXT Financial Group, Inc$1.5B AUM | 0.00% | $2,000 | 100 | Q3 2021 |
| PNC FINANCIAL SERVICES GROUP, INC.$173.2B AUM | 0.00% | $166,000 | 8.0K | Q3 2021 |
| Rockefeller Capital Management L.P.$56.4B AUM | 0.00% | $20,000 | 1.0K | Q3 2021 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM | 0.00% | $10,000 | 500 | Q3 2021 |
| US BANCORP \DE\$82.4B AUM | 0.00% | $3,000 | 166 | Q3 2021 |
| PANAGORA ASSET MANAGEMENT INC$26.7B AUM | — | $0 | 14 | Q2 2021OLDER |
Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.