SEC 13F Intelligence

GARRISON CAP INC

CUSIP 366554103

Garrison Cap Inc has 19 institutional holders in Filings Flow’s 13F database, together reporting 3.23M shares worth $12M as of Q3 2020. The largest reported holders are Caxton Corp, Almitas Capital LLC, and Bulldog Investors, LLP.

Institutional Holders
19
Q3 2020
Reported Value
$12M
Ticker
unmapped
private placement or foreign
Quarters Tracked
7

Ownership Trend

Institutional holders
Q1 ’19: 24Q1 ’19Q2 ’19: 26Q2 ’19Q3 ’19: 26Q3 ’19Q4 ’19: 25Q4 ’19Q1 ’20: 25Q1 ’20Q2 ’20: 23Q2 ’20Q3 ’20: 19Q3 ’20filingsflow.com
Total reported value
Q1 ’19: $29MQ1 ’19Q2 ’19: $30MQ2 ’19Q3 ’19: $30MQ3 ’19Q4 ’19: $26MQ4 ’19Q1 ’20: $6MQ1 ’20Q2 ’20: $9MQ2 ’20Q3 ’20: $12MQ3 ’20filingsflow.com

Holders

··Mixed quarters
Manager% of PortfolioValueSharesQuarter
CAXTON CORP$4M AUM4.19%$4M1.16MQ3 2020
Almitas Capital LLC$443M AUM3.88%$3M748.0KQ3 2020
Bulldog Investors, LLP$445M AUM0.77%$2M622.5KQ3 2020
DRW Securities, LLC$7.2B AUM0.05%$1M218.1KQ4 2019OLDER
Clear Harbor Asset Management, LLC$1.4B AUM0.10%$559,546146.5KQ3 2020
BOOTHBAY FUND MANAGEMENT, LLC$7.7B AUM0.03%$554,000145.0KQ3 2020
SIGNATUREFD, LLC$6.5B AUM0.02%$388,000101.6KQ3 2020
VIRTUS ADVISERS, LLC$215M AUM0.17%$351,000103.8KQ2 2020OLDER
Stilwell Value LLC$167M AUM0.42%$349,000205.4KQ1 2020OLDER
ROYCE & ASSOCIATES LP$10.1B AUM0.00%$256,00067.1KQ3 2020
Advisors Asset Management, Inc.$6.0B AUM0.00%$219,00064.7KQ2 2020OLDER
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM$162.5B AUM0.00%$164,00043.0KQ3 2020
B. Riley Wealth Advisors, Inc.$1.6B AUM0.01%$158,00027.1KQ4 2019OLDER
OPPENHEIMER & CO INC$8.2B AUM0.00%$142,00037.1KQ3 2020
MILLENNIUM MANAGEMENT LLC$240.3B AUM0.00%$111,00029.0KQ3 2020
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC$1.4B AUM0.02%$86,00022.6KQ3 2020
TWO SIGMA ADVISERS, LP$0 AUM0.00%$82,00021.5KQ3 2020
TWO SIGMA INVESTMENTS, LP$123.9B AUM0.00%$70,00012.0KQ4 2019OLDER
Wealthspire Advisors, LLC$12.7B AUM0.00%$63,00016.5KQ3 2020
Wealthspire Advisors, L.P.$2.8B AUM0.00%$63,00016.5KQ3 2020
UBS Group AG$666.3B AUM0.00%$62,00016.3KQ3 2020
DAVENPORT & Co LLC$20.4B AUM0.00%$53,00014.0KQ3 2020
MARINER INVESTMENT GROUP LLC$346M AUM0.18%$49,00015.0KQ2 2020OLDER
BLAIR WILLIAM & CO/IL$34.9B AUM0.00%$47,00014.0KQ2 2020OLDER
STEPHENS INC /AR/$8.0B AUM0.00%$46,00012.0KQ3 2020
JANE STREET GROUP, LLC$777.2B AUM0.00%$42,00011.1KQ3 2020
FNY Investment Advisers, LLC$278M AUM0.02%$24,00014.5KQ1 2020OLDER
ACADIAN ASSET MANAGEMENT LLC$70.5B AUM0.00%$20,0006.0KQ2 2020OLDER
Janney Montgomery Scott LLC$40.4B AUM0.00%$17,00010.3KQ1 2020OLDER
Tower Research Capital LLC (TRC)$3.8B AUM0.00%$11,0006.3KQ1 2020OLDER
VICTORY CAPITAL MANAGEMENT INC$156.1B AUM0.00%$10,0005.6KQ1 2020OLDER
AdvisorNet Financial, Inc$1.9B AUM0.00%$3,0001.0KQ2 2020OLDER
WOODLEY FARRA MANION PORTFOLIO MANAGEMENT INC$2.1B AUM0.00%$3,0001.0KQ2 2020OLDER
CONCOURSE FINANCIAL GROUP SECURITIES, INC.$0 AUM$00Q3 2020

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.