SEC 13F Intelligence

GABELLI CONV & INC SECS FD I

CUSIP 36240B109

Gabelli Conv & Inc Secs Fd I has 33 institutional holders in Filings Flow’s 13F database, together reporting 3.85M shares worth $16M as of Q1 2026. The largest reported holders are Gamco Investors, Inc. Et Al, Lpl Financial LLC, and Morgan Stanley.

Institutional Holders
33
Q1 2026
Reported Value
$16M
Ticker
unmapped
private placement or foreign
Quarters Tracked
10

Ownership Trend

Institutional holders
Q4 ’18: 32Q4 ’18Q1 ’19: 25Q2 ’19: 20Q2 ’19Q3 ’19: 19Q2 ’21: 25Q2 ’21Q4 ’21: 29Q4 ’22: 31Q4 ’22Q4 ’25: 35Q1 ’26: 33Q1 ’26Q2 ’26: 5filingsflow.com
Total reported value
Q4 ’18: $24MQ4 ’18Q1 ’19: $18MQ2 ’19: $16MQ2 ’19Q3 ’19: $16MQ2 ’21: $22MQ2 ’21Q4 ’21: $19MQ4 ’22: $14MQ4 ’22Q4 ’25: $16MQ1 ’26: $16MQ1 ’26Q2 ’26: $514,130filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
GABELLI & Co INVESTMENT ADVISERS, INC.$674M AUM0.22%$1M340.9KQ1 2026OLDER
Mallini Complete Financial Planning LLC$140M AUM0.20%$279,29859.7KQ2 2026
Arlington Capital Management, Inc.$177M AUM0.11%$175,23842.2KQ4 2025OLDER
Sage Capital Management, LLC$213M AUM0.05%$98,44023.0KQ1 2026OLDER
GAMCO INVESTORS, INC. ET AL$10.2B AUM0.05%$5M1.09MQ1 2026OLDER
Carnegie Lake Advisors LLC$252M AUM0.03%$81,32019.0KQ1 2026OLDER
PFG Advisors$2.1B AUM0.03%$637,379148.9KQ1 2026OLDER
INDEPENDENT FINANCIAL GROUP, LLC$678M AUM0.02%$143,84423.0KQ2 2026
Shaker Financial Services, LLC$287M AUM0.02%$59,48714.3KQ4 2025OLDER
Tactive Advisors, LLC$406M AUM0.02%$68,45414.6KQ2 2026
Windsor Capital Management, LLC$385M AUM0.02%$54,27812.7KQ1 2026OLDER
Integrity Advisory Solutions, LLC$757M AUM0.01%$84,79119.8KQ1 2026OLDER
Herold Advisors, Inc.$455M AUM0.01%$45,37210.6KQ1 2026OLDER
MBL Wealth, LLC$1.3B AUM0.01%$99,27123.2KQ1 2026OLDER
Advisory Services Network, LLC$7.5B AUM0.01%$454,346106.2KQ1 2026OLDER
Cornerstone Advisors, LLC$2.7B AUM0.00%$131,87531.9KQ3 2025OLDER
MGO ONE SEVEN LLC$5.0B AUM0.00%$214,00050.0KQ1 2026OLDER
Equitable Holdings, Inc.$15.5B AUM0.00%$348,60084.0KQ1 2026OLDER
WOLVERINE ASSET MANAGEMENT LLC$10.4B AUM0.00%$287,23769.5KQ3 2025OLDER
BENJAMIN EDWARDS INC$10.1B AUM0.00%$146,08234.1KQ1 2026OLDER
Kestra Advisory Services, LLC$26.4B AUM0.00%$251,77558.8KQ1 2026OLDER
J.W. COLE ADVISORS, INC.$3.0B AUM0.00%$46,87611.3KQ3 2025OLDER
LPL Financial LLC$376.6B AUM0.00%$3M762.0KQ1 2026OLDER
HIGHLINE WEALTH PARTNERS LLC$392M AUM0.00%$2,996700Q1 2026OLDER
CoreCap Advisors, LLC$3.4B AUM0.00%$22,5344.8KQ2 2026
Private Advisor Group, LLC$21.3B AUM0.00%$112,13626.2KQ1 2026OLDER
STIFEL FINANCIAL CORP$108.8B AUM0.00%$361,84484.5KQ1 2026OLDER
GPS Wealth Strategies Group, LLC$117M AUM0.00%$2,755667Q3 2025OLDER
Rockefeller Capital Management L.P.$56.4B AUM0.00%$110,16325.7KQ1 2026OLDER
MORGAN STANLEY$1.67T AUM0.00%$3M651.3KQ1 2026OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$85,97220.1KQ1 2026OLDER
Cetera Investment Advisers$94.0B AUM0.00%$93,42321.8KQ1 2026OLDER
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.00%$78,68618.4KQ1 2026OLDER
Fisher Asset Management, LLC$294.9B AUM0.00%$58,55914.2KQ3 2025OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$127,32030.8KQ3 2025OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$90,61121.8KQ4 2025OLDER
BANK OF AMERICA CORP /DE/$1.37T AUM0.00%$93,78721.9KQ1 2026OLDER
UBS Group AG$666.3B AUM0.00%$1,943454Q1 2026OLDER
PNC FINANCIAL SERVICES GROUP, INC.$173.2B AUM0.00%$10324Q1 2026OLDER
WELLS FARGO & COMPANY/MN$530.3B AUM$00Q2 2026

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.