FIRST TR EXCH TRADED FD III
CUSIP 33740J104
First Tr Exch Traded Fd III has 88 institutional holders in Filings Flow’s 13F database, together reporting 7.96M shares worth $151M as of Q1 2026. The largest reported holders are Lpl Financial LLC, Morgan Stanley, and Wells Fargo & Company/Mn.
Institutional Holders
88
Q1 2026
Reported Value
$151M
Ticker
unmapped
private placement or foreign
Quarters Tracked
10
Ownership Trend
Institutional holders
Total reported value
Holders
Mixed quarters
| Manager | % of Portfolio | Value | Shares | Quarter |
|---|---|---|---|---|
| STEWARDSHIP CONCEPTS FINANCIAL SERVICES LLC$128M AUM | 1.56% | $2M | 99.5K | Q1 2026OLDER |
| Insight Inv LLC$183M AUM | 1.20% | $2M | 108.9K | Q1 2026OLDER |
| CAPITAL FINANCIAL GROUP INC\CO\ /ADV$182M AUM | 0.89% | $2M | 80.9K | Q1 2026OLDER |
| XML Financial, LLC$1.2B AUM | 0.85% | $11M | 526.0K | Q1 2026OLDER |
| White Wing Wealth Management$192M AUM | 0.84% | $2M | 79.9K | Q2 2026 |
| Mainsail Financial Group, LLC$240M AUM | 0.80% | $2M | 95.3K | Q1 2026OLDER |
| Thomas J. Herzfeld Advisors, Inc.$294M AUM | 0.75% | $2M | 110.0K | Q1 2026OLDER |
| Norris Financial Group, LLC$108M AUM | 0.51% | $700,755 | 34.7K | Q1 2026OLDER |
| WealthBridge Capital Management, LLC$434M AUM | 0.25% | $1M | 54.8K | Q1 2026OLDER |
| Schwallier Wealth Management LLC$137M AUM | 0.21% | $282,831 | 14.1K | Q1 2026OLDER |
| Gateway Wealth Partners, LLC$2.6B AUM | 0.20% | $5M | 260.1K | Q1 2026OLDER |
| MCDONALD PARTNERS LLC$424M AUM | 0.20% | $852,125 | 42.5K | Q1 2026OLDER |
| Uniting Wealth Partners, LLC$470M AUM | 0.20% | $832,769 | 41.4K | Q3 2025OLDER |
| CRUX WEALTH ADVISORS$261M AUM | 0.19% | $483,604 | 24.1K | Q3 2025OLDER |
| ONE PLUS ONE WEALTH MANAGEMENT, LLC$237M AUM | 0.17% | $364,029 | 18.1K | Q4 2025OLDER |
| Rothschild Wealth LLC$1.1B AUM | 0.11% | $1M | 62.5K | Q1 2026OLDER |
| INSPIRION WEALTH ADVISORS, LLC$874M AUM | 0.11% | $980,329 | 48.9K | Q2 2026 |
| J.W. COLE ADVISORS, INC.$3.0B AUM | 0.10% | $3M | 153.6K | Q1 2026OLDER |
| JAMES INVESTMENT RESEARCH, INC.$891M AUM | 0.10% | $913,699 | 45.6K | Q1 2026OLDER |
| Westside Investment Management, Inc.$653M AUM | 0.10% | $601,800 | 30.0K | Q4 2025OLDER |
| Security Financial Services, INC.$632M AUM | 0.09% | $549,631 | 27.4K | Q1 2026OLDER |
| GSG Advisors LLC$385M AUM | 0.09% | $330,534 | 16.5K | Q1 2026OLDER |
| Occidental Asset Management, LLC$844M AUM | 0.06% | $504,157 | 25.1K | Q1 2026OLDER |
| Keating Financial Advisory Services, Inc.$619M AUM | 0.06% | $343,436 | 17.1K | Q1 2026OLDER |
| TRANSCEND CAPITAL ADVISORS, LLC$1.2B AUM | 0.05% | $649,348 | 32.4K | Q1 2026OLDER |
| Total Clarity Wealth Management, Inc.$426M AUM | 0.05% | $203,287 | 10.1K | Q1 2026OLDER |
| Capital Investment Advisory Services, LLC$1.4B AUM | 0.04% | $555,886 | 27.7K | Q1 2026OLDER |
| Mattern Wealth Management LLC$513M AUM | 0.04% | $200,035 | 10.0K | Q3 2025OLDER |
| KESTRA PRIVATE WEALTH SERVICES, LLC$8.1B AUM | 0.04% | $3M | 148.7K | Q1 2026OLDER |
| IMG Wealth Management, Inc.$157M AUM | 0.03% | $54,376 | 2.7K | Q1 2026OLDER |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC$1.4B AUM | 0.03% | $451,350 | 22.5K | Q1 2026OLDER |
| Bleakley Financial Group, LLC$6.4B AUM | 0.03% | $1M | 57.2K | Q3 2025OLDER |
| TITLEIST ASSET MANAGEMENT, LLC$1.3B AUM | 0.03% | $305,511 | 15.2K | Q3 2025OLDER |
| Advyzon Investment Management, LLC$1.1B AUM | 0.03% | $295,184 | 14.7K | Q1 2026OLDER |
| Ashton Thomas Private Wealth, LLC$4.2B AUM | 0.03% | $1M | 55.0K | Q1 2026OLDER |
| Meridian Wealth Management, LLC$2.8B AUM | 0.02% | $619,585 | 30.9K | Q1 2026OLDER |
| Tidemark, LLC$393M AUM | 0.02% | $80,200 | 4.0K | Q1 2026OLDER |
| Dynamic Advisor Solutions LLC$3.5B AUM | 0.02% | $710,489 | 35.4K | Q2 2026 |
| NewEdge Advisors, LLC$27.7B AUM | 0.02% | $5M | 273.5K | Q2 2026 |
| OLD MISSION CAPITAL LLC$6.3B AUM | 0.02% | $1M | 54.8K | Q1 2026OLDER |
| Ascentis Independent Advisors$1.3B AUM | 0.02% | $204,229 | 10.2K | Q1 2026OLDER |
| KINGSWOOD WEALTH ADVISORS, LLC$2.1B AUM | 0.01% | $244,476 | 12.2K | Q3 2025OLDER |
| Prospera Financial Services Inc$6.2B AUM | 0.01% | $893,623 | 44.6K | Q1 2026OLDER |
| Independent Advisor Alliance$9.3B AUM | 0.01% | $1M | 66.4K | Q1 2026OLDER |
| Sigma Planning Corp$3.6B AUM | 0.01% | $469,384 | 23.4K | Q3 2025OLDER |
| Summit Financial, LLC$7.8B AUM | 0.01% | $1M | 51.6K | Q1 2026OLDER |
| Modern Wealth Management, LLC$5.8B AUM | 0.01% | $661,550 | 32.9K | Q3 2025OLDER |
| TUCKER ASSET MANAGEMENT LLC$343M AUM | 0.01% | $41,023 | 2.0K | Q4 2025OLDER |
| TD Capital Management LLC$1.1B AUM | 0.01% | $123,441 | 6.2K | Q1 2026OLDER |
| Csenge Advisory Group$2.2B AUM | 0.01% | $230,690 | 11.5K | Q4 2025OLDER |
| STEPHENS INC /AR/$8.0B AUM | 0.01% | $834,717 | 41.6K | Q4 2025OLDER |
| Kestra Advisory Services, LLC$26.4B AUM | 0.01% | $2M | 124.6K | Q1 2026OLDER |
| COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM | 0.01% | $6M | 291.5K | Q1 2026OLDER |
| MGO ONE SEVEN LLC$5.0B AUM | 0.01% | $388,469 | 19.4K | Q1 2026OLDER |
| HARBOUR INVESTMENTS, INC.$6.5B AUM | 0.01% | $498,924 | 24.9K | Q1 2026OLDER |
| Sanctuary Advisors, LLC$18.5B AUM | 0.01% | $1M | 65.0K | Q1 2026OLDER |
| Concurrent Investment Advisors, LLC$9.2B AUM | 0.01% | $522,643 | 26.1K | Q1 2026OLDER |
| OSAIC HOLDINGS, INC.$68.3B AUM | 0.01% | $4M | 181.8K | Q1 2026OLDER |
| NFSG Corp$608M AUM | 0.00% | $31,890 | 1.6K | Q3 2025OLDER |
| LPL Financial LLC$376.6B AUM | 0.00% | $18M | 879.5K | Q1 2026OLDER |
| CoreCap Advisors, LLC$3.4B AUM | 0.00% | $158,314 | 7.9K | Q2 2026 |
| Rockefeller Capital Management L.P.$56.4B AUM | 0.00% | $3M | 130.4K | Q1 2026OLDER |
| World Investment Advisors$6.2B AUM | 0.00% | $286,595 | 14.3K | Q1 2026OLDER |
| Advisory Services Network, LLC$7.5B AUM | 0.00% | $340,282 | 17.0K | Q1 2026OLDER |
| RFG Advisory, LLC$5.4B AUM | 0.00% | $242,630 | 12.1K | Q1 2026OLDER |
| BENJAMIN EDWARDS INC$10.1B AUM | 0.00% | $431,779 | 21.5K | Q1 2026OLDER |
| Private Advisor Group, LLC$21.3B AUM | 0.00% | $868,648 | 43.3K | Q1 2026OLDER |
| NewEdge Wealth, LLC$8.4B AUM | 0.00% | $333,612 | 16.6K | Q1 2026OLDER |
| AMERIFLEX GROUP, INC.$198M AUM | 0.00% | $7,719 | 385 | Q1 2026OLDER |
| Baird Financial Group, Inc.$64.0B AUM | 0.00% | $2M | 124.4K | Q1 2026OLDER |
| Parallel Advisors, LLC$5.6B AUM | 0.00% | $215,818 | 10.8K | Q2 2026 |
| Golden State Wealth Management, LLC$915M AUM | 0.00% | $32,792 | 1.6K | Q1 2026OLDER |
| EVOLUTION WEALTH MANAGEMENT INC.$137M AUM | 0.00% | $4,632 | 231 | Q1 2026OLDER |
| DHJJ Financial Advisors, Ltd.$302M AUM | 0.00% | $10,118 | 505 | Q1 2026OLDER |
| TRUIST FINANCIAL CORP$74.2B AUM | 0.00% | $2M | 110.2K | Q1 2026OLDER |
| Envestnet Portfolio Solutions, Inc.$18.1B AUM | 0.00% | $456,238 | 22.8K | Q1 2026OLDER |
| WELLS FARGO & COMPANY/MN$530.3B AUM | 0.00% | $13M | 649.4K | Q2 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC$2.3B AUM | 0.00% | $50,150 | 2.5K | Q4 2025OLDER |
| Tower Research Capital LLC (TRC)$3.8B AUM | 0.00% | $94,523 | 4.7K | Q4 2025OLDER |
| Cetera Investment Advisers$94.0B AUM | 0.00% | $2M | 91.9K | Q1 2026OLDER |
| Farther Finance Advisors, LLC$10.6B AUM | 0.00% | $202,606 | 10.1K | Q1 2026OLDER |
| Equitable Holdings, Inc.$15.5B AUM | 0.00% | $282,425 | 14.1K | Q1 2026OLDER |
| PRIVATE TRUST CO NA$1.1B AUM | 0.00% | $20,271 | 1.0K | Q1 2026OLDER |
| RAYMOND JAMES FINANCIAL INC$324.4B AUM | 0.00% | $6M | 276.9K | Q1 2026OLDER |
| AE Wealth Management LLC$18.5B AUM | 0.00% | $314,665 | 15.7K | Q1 2026OLDER |
| ROYAL BANK OF CANADA$570.1B AUM | 0.00% | $7M | 346.0K | Q1 2026OLDER |
| IFP Advisors, Inc$4.8B AUM | 0.00% | $56,561 | 2.8K | Q1 2026OLDER |
| COMERICA BANK$25.1B AUM | 0.00% | $259,878 | 13.0K | Q4 2025OLDER |
| MORGAN STANLEY$1.67T AUM | 0.00% | $14M | 720.1K | Q1 2026OLDER |
| Global Retirement Partners, LLC$5.6B AUM | 0.00% | $46,138 | 2.3K | Q4 2025OLDER |
| Ameritas Advisory Services, LLC$2.6B AUM | 0.00% | $12,250 | 609 | Q3 2025OLDER |
| REAP Financial Group, LLC$507M AUM | 0.00% | $3,589 | 179 | Q1 2026OLDER |
| UBS Group AG$666.3B AUM | 0.00% | $4M | 212.2K | Q1 2026OLDER |
| Steward Partners Investment Advisory, LLC$19.6B AUM | 0.00% | $120,781 | 6.0K | Q1 2026OLDER |
| PRINCIPAL SECURITIES, INC.$6.8B AUM | 0.00% | $35,436 | 1.8K | Q3 2025OLDER |
| MML INVESTORS SERVICES, LLC$36.1B AUM | 0.00% | $205,258 | 10.2K | Q1 2026OLDER |
| ENVESTNET ASSET MANAGEMENT INC$373.6B AUM | 0.00% | $2M | 94.0K | Q1 2026OLDER |
| JPMORGAN CHASE & CO$1.56T AUM | 0.00% | $6M | 275.4K | Q1 2026OLDER |
| FIFTH THIRD BANCORP$54.7B AUM | 0.00% | $190,354 | 9.5K | Q1 2026OLDER |
| STIFEL FINANCIAL CORP$108.8B AUM | 0.00% | $378,405 | 18.9K | Q1 2026OLDER |
| JANE STREET GROUP, LLC$777.2B AUM | 0.00% | $1M | 58.1K | Q1 2026OLDER |
| CITADEL ADVISORS LLC$618.5B AUM | 0.00% | $832,817 | 41.5K | Q1 2026OLDER |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM | 0.00% | $717,730 | 35.8K | Q1 2026OLDER |
| GOLDMAN SACHS GROUP INC$870.9B AUM | 0.00% | $491,766 | 24.5K | Q1 2026OLDER |
| CWM, LLC$38.1B AUM | 0.00% | $6,677 | 333 | Q1 2026OLDER |
| JONES FINANCIAL COMPANIES LLLP$208.1B AUM | 0.00% | $7,943 | 395 | Q3 2025OLDER |
| Archer Investment Corp$469M AUM | 0.00% | $15 | 1 | Q4 2025OLDER |
Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.