SEC 13F Intelligence

FIRST TR EXCHANGE-TRADED FD

CUSIP 33739Q309

First Tr Exchange-Traded Fd has 35 institutional holders in Filings Flow’s 13F database, together reporting 1.67M shares worth $69M as of Q1 2026. The largest reported holders are Geneos Wealth Management Inc., Lpl Financial LLC, and Commonwealth Equity Services, LLC.

Institutional Holders
35
Q1 2026
Reported Value
$69M
Ticker
unmapped
private placement or foreign
Quarters Tracked
10

Ownership Trend

Institutional holders
Q4 ’18: 30Q4 ’18Q1 ’19: 28Q2 ’19: 32Q2 ’19Q3 ’19: 33Q2 ’21: 29Q2 ’21Q4 ’21: 36Q4 ’22: 26Q4 ’22Q4 ’25: 32Q1 ’26: 35Q1 ’26Q2 ’26: 3filingsflow.com
Total reported value
Q4 ’18: $2.4BQ4 ’18Q1 ’19: $2.5BQ2 ’19: $2.5BQ2 ’19Q3 ’19: $2.5BQ2 ’21: $22MQ2 ’21Q4 ’21: $30MQ4 ’22: $10MQ4 ’22Q4 ’25: $52MQ1 ’26: $69MQ1 ’26Q2 ’26: $921,649filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
tru Independence LLC$202M AUM1.56%$3M71.0KQ1 2026OLDER
Geneos Wealth Management Inc.$4.3B AUM0.72%$31M701.8KQ1 2026OLDER
Proactive Wealth Strategies LLC$532M AUM0.15%$790,85617.8KQ1 2026OLDER
BARRETT & COMPANY, INC.$291M AUM0.13%$387,9818.8KQ1 2026OLDER
Altus Wealth Group LLC$244M AUM0.08%$203,5244.6KQ1 2026OLDER
Perigon Wealth Management, LLC$5.5B AUM0.02%$1M26.8KQ1 2026OLDER
Independent Advisor Alliance$9.3B AUM0.02%$2M40.2KQ1 2026OLDER
Prospera Financial Services Inc$6.2B AUM0.02%$1M25.4KQ1 2026OLDER
CreativeOne Wealth, LLC$4.3B AUM0.01%$538,65911.9KQ4 2025OLDER
Ameritas Advisory Services, LLC$2.6B AUM0.01%$196,6794.4KQ3 2025OLDER
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.01%$6M138.8KQ1 2026OLDER
Arax Advisory Partners$3.5B AUM0.01%$186,6754.2KQ1 2026OLDER
Godfrey Financial Associates, Inc.$117M AUM0.00%$5,764130Q1 2026OLDER
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC$1.4B AUM0.00%$55,4191.3KQ1 2026OLDER
PRIVATE TRUST CO NA$1.1B AUM0.00%$41,769942Q1 2026OLDER
NewEdge Advisors, LLC$27.7B AUM0.00%$892,33520.1KQ2 2026
LPL Financial LLC$376.6B AUM0.00%$11M253.9KQ1 2026OLDER
Equitable Holdings, Inc.$15.5B AUM0.00%$423,4939.4KQ1 2026OLDER
Integrated Wealth Concepts LLC$12.5B AUM0.00%$299,1676.7KQ1 2026OLDER
Cetera Investment Advisers$94.0B AUM0.00%$2M43.8KQ1 2026OLDER
HARBOR INVESTMENT ADVISORY, LLC$1.4B AUM0.00%$29,256660Q2 2026
HARBOUR INVESTMENTS, INC.$6.5B AUM0.00%$100,6302.3KQ1 2026OLDER
Tidemark, LLC$393M AUM0.00%$5,010113Q1 2026OLDER
Global Retirement Partners, LLC$5.6B AUM0.00%$57,1381.3KQ4 2025OLDER
MML INVESTORS SERVICES, LLC$36.1B AUM0.00%$305,9326.8KQ4 2025OLDER
ROYAL BANK OF CANADA$570.1B AUM0.00%$3M63.1KQ1 2026OLDER
HighTower Advisors, LLC$94.2B AUM0.00%$363,6998.1KQ3 2025OLDER
Anchor Investment Management, LLC$1.2B AUM0.00%$4,966110Q3 2025OLDER
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.00%$1M29.4KQ1 2026OLDER
Kestra Advisory Services, LLC$26.4B AUM0.00%$75,3731.7KQ4 2025OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$2M41.2KQ1 2026OLDER
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.00%$1M23.2KQ1 2026OLDER
AE Wealth Management LLC$18.5B AUM0.00%$39,001880Q1 2026OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$143,3043.2KQ1 2026OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$2M36.7KQ1 2026OLDER
Western Wealth Management, LLC$2.6B AUM0.00%$2,40054Q1 2026OLDER
UBS Group AG$666.3B AUM0.00%$4,523102Q1 2026OLDER
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$581Q2 2026
MORGAN STANLEY$1.67T AUM0.00%$461Q1 2026OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.