SEC 13F Intelligence

FIRST TR EXCH TRADED FD III

CUSIP 33739P871

First Tr Exch Traded Fd III has 28 institutional holders in Filings Flow’s 13F database, together reporting 345.7K shares worth $13M as of Q1 2026. The largest reported holders are Kestra Advisory Services, LLC, Osaic Holdings, Inc., and Ascentis Independent Advisors.

Institutional Holders
28
Q1 2026
Reported Value
$13M
Ticker
unmapped
private placement or foreign
Quarters Tracked
28

Ownership Trend

Institutional holders
Q2 ’19: 19Q2 ’19Q3 ’19: 31Q4 ’19: 43Q1 ’20: 44Q2 ’20: 44Q2 ’20Q3 ’20: 34Q4 ’20: 33Q1 ’21: 34Q2 ’21: 35Q2 ’21Q3 ’21: 32Q4 ’21: 33Q1 ’22: 25Q2 ’22: 26Q2 ’22Q3 ’22: 24Q4 ’22: 28Q1 ’23: 28Q2 ’23: 26Q2 ’23Q3 ’23: 30Q4 ’23: 32Q1 ’24: 26Q2 ’24: 28Q2 ’24Q3 ’24: 29Q4 ’24: 32Q1 ’25: 30Q2 ’25: 29Q2 ’25Q3 ’25: 24Q4 ’25: 26Q1 ’26: 28filingsflow.com
Total reported value
Q2 ’19: $77MQ2 ’19Q3 ’19: $89MQ4 ’19: $102MQ1 ’20: $87MQ2 ’20: $96MQ2 ’20Q3 ’20: $61MQ4 ’20: $71MQ1 ’21: $73MQ2 ’21: $70MQ2 ’21Q3 ’21: $69MQ4 ’21: $62MQ1 ’22: $58MQ2 ’22: $38MQ2 ’22Q3 ’22: $25MQ4 ’22: $35MQ1 ’23: $33MQ2 ’23: $33MQ2 ’23Q3 ’23: $35MQ4 ’23: $36MQ1 ’24: $31MQ2 ’24: $33MQ2 ’24Q3 ’24: $38MQ4 ’24: $32MQ1 ’25: $35MQ2 ’25: $19MQ2 ’25Q3 ’25: $19MQ4 ’25: $18MQ1 ’26: $13Mfilingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Ascentis Independent Advisors$1.3B AUM0.10%$1M35.6KQ1 2026
Golden State Wealth Management, LLC$915M AUM0.08%$749,36520.4KQ1 2026
OBSIDIAN CIO, LLC$111M AUM0.03%$240,2806.9KQ3 2025OLDER
United Advisor Group, LLC$811M AUM0.03%$231,1716.3KQ1 2026
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors$903M AUM0.03%$200,0565.7KQ2 2025OLDER
Gladstone Institutional Advisory LLC$2.7B AUM0.01%$308,4308.4KQ1 2026
Kestra Advisory Services, LLC$26.4B AUM0.01%$2M60.2KQ1 2026
FLOW TRADERS U.S. LLC$3.2B AUM0.01%$207,0005.6KQ1 2026
Realta Investment Advisors$288M AUM0.01%$18,405500Q1 2026
OneDigital Investment Advisors LLC$10.2B AUM0.01%$613,53817.7KQ3 2025OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$2M58.3KQ1 2026
Rossby Financial, LCC$489M AUM0.00%$9,281268Q3 2025OLDER
WPG Advisers, LLC$136M AUM0.00%$3,20287Q1 2026
Private Advisor Group, LLC$21.3B AUM0.00%$338,6679.2KQ1 2026
Lido Advisors, LLC$32.7B AUM0.00%$258,1367.0KQ1 2026
Kingdom Financial Group LLC.$349M AUM0.00%$2,24761Q1 2026
Lloyd Advisory Services, LLC.$349M AUM0.00%$2,24761Q1 2026
HARBOUR INVESTMENTS, INC.$6.5B AUM0.00%$27,313742Q1 2026
Arax Advisory Partners$3.5B AUM0.00%$13,620370Q1 2026
TRUIST FINANCIAL CORP$74.2B AUM0.00%$257,6707.0KQ1 2026
LPL Financial LLC$376.6B AUM0.00%$1M27.7KQ1 2026
Global Retirement Partners, LLC$5.6B AUM0.00%$14,133400Q4 2025OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$1M35.1KQ1 2026
Larson Financial Group LLC$3.1B AUM0.00%$5,174141Q1 2026
JANE STREET GROUP, LLC$777.2B AUM0.00%$1M30.6KQ1 2026
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.00%$332,6659.0KQ1 2026
Bank of New York Mellon Corp$543.9B AUM0.00%$339,3109.7KQ2 2025OLDER
GOLDMAN SACHS GROUP INC$870.9B AUM0.00%$487,32613.2KQ1 2026
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$350,1369.5KQ1 2026
AE Wealth Management LLC$18.5B AUM0.00%$6,957189Q1 2026
PRINCIPAL SECURITIES, INC.$6.8B AUM0.00%$1,57345Q2 2025OLDER
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.00%$83,3912.4KQ2 2025OLDER
UBS Group AG$666.3B AUM0.00%$8,135221Q1 2026
MORGAN STANLEY$1.66T AUM0.00%$5,448148Q1 2026
Russell Investments Group, Ltd.$93.1B AUM0.00%$211Q1 2026
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$281Q1 2026

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.