SEC 13F Intelligence

FIRST TR EXCH TRD ALPHDX FD

CUSIP 33737J307

First Tr Exch Trd Alphdx Fd has 68 institutional holders in Filings Flow’s 13F database, together reporting 3.25M shares worth $143M as of Q1 2026. The largest reported holders are Morgan Stanley, Wells Fargo & Company/Mn, and Lpl Financial LLC.

Institutional Holders
68
Q1 2026
Reported Value
$143M
Ticker
unmapped
private placement or foreign
Quarters Tracked
10

Ownership Trend

Institutional holders
Q4 ’18: 41Q4 ’18Q1 ’19: 40Q2 ’19: 43Q2 ’19Q3 ’19: 43Q2 ’21: 50Q2 ’21Q4 ’21: 51Q4 ’22: 54Q4 ’22Q4 ’25: 69Q1 ’26: 68Q1 ’26Q2 ’26: 6filingsflow.com
Total reported value
Q4 ’18: $82MQ4 ’18Q1 ’19: $39MQ2 ’19: $32MQ2 ’19Q3 ’19: $40MQ2 ’21: $772MQ2 ’21Q4 ’21: $511MQ4 ’22: $66MQ4 ’22Q4 ’25: $133MQ1 ’26: $143MQ1 ’26Q2 ’26: $25Mfilingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Beta Wealth Group, Inc.$242M AUM3.67%$9M194.7KQ1 2026OLDER
626 Financial, LLC$224M AUM2.85%$6M140.4KQ1 2026OLDER
Quad-Cities Investment Group, LLC$278M AUM0.72%$2M44.1KQ2 2026
Archer Investment Corp$469M AUM0.67%$3M69.1KQ1 2026OLDER
Crusonia Wealth Advisors LLC$485M AUM0.51%$2M54.3KQ1 2026OLDER
LeClair Wealth Partners LLC$289M AUM0.45%$775,09518.4KQ4 2025OLDER
Cornerstone Planning Group LLC$749M AUM0.31%$2M47.9KQ1 2026OLDER
WORLD EQUITY GROUP, INC.$447M AUM0.26%$1M25.8KQ3 2025OLDER
HBW ADVISORY SERVICES LLC$949M AUM0.25%$2M51.2KQ1 2026OLDER
STONEHAVEN WEALTH & TAX SOLUTIONS, LLC$113M AUM0.20%$230,1295.1KQ1 2026OLDER
Arax Advisory Partners$3.5B AUM0.17%$6M135.1KQ1 2026OLDER
Trivium Point Advisory, LLC$553M AUM0.14%$782,26417.2KQ1 2026OLDER
VestGen Advisors, LLC$3.8B AUM0.09%$3M73.2KQ1 2026OLDER
Richmond Investment Services, LLC$619M AUM0.07%$419,3049.2KQ1 2026OLDER
Pinnacle Bancorp, Inc.$339M AUM0.07%$222,2944.9KQ1 2026OLDER
Sankala Group LLC$122M AUM0.06%$78,5131.8KQ1 2026OLDER
RVW Wealth, LLC$1.5B AUM0.04%$621,84413.6KQ2 2026
Independent Advisor Alliance$9.3B AUM0.04%$3M72.4KQ1 2026OLDER
American Financial Advisors, LLC$750M AUM0.03%$212,9574.7KQ1 2026OLDER
Private Advisor Group, LLC$21.3B AUM0.03%$6M121.1KQ1 2026OLDER
SUMMIT WEALTH GROUP LLC / CO$950M AUM0.03%$245,3895.4KQ1 2026OLDER
PRIVATE TRUST CO NA$1.1B AUM0.02%$242,2465.3KQ1 2026OLDER
Indivisible Partners$1.1B AUM0.02%$239,7595.3KQ1 2026OLDER
NATIONS FINANCIAL GROUP INC, /IA/ /ADV$1.9B AUM0.02%$399,9008.8KQ1 2026OLDER
Western Wealth Management, LLC$2.6B AUM0.02%$502,99411.0KQ2 2026
NewEdge Advisors, LLC$27.7B AUM0.01%$4M82.0KQ2 2026
OPPENHEIMER & CO INC$8.2B AUM0.01%$927,45722.0KQ4 2025OLDER
OLD MISSION CAPITAL LLC$6.3B AUM0.01%$770,01116.9KQ1 2026OLDER
Integrated Wealth Concepts LLC$12.5B AUM0.01%$1M28.4KQ1 2026OLDER
Harbor Asset Planning, Inc.$119M AUM0.01%$7,422176Q4 2025OLDER
Spire Wealth Management$3.3B AUM0.01%$181,6154.0KQ1 2026OLDER
Cetera Investment Advisers$94.0B AUM0.00%$3M74.2KQ1 2026OLDER
PRINCIPAL SECURITIES, INC.$6.8B AUM0.00%$243,2145.3KQ1 2026OLDER
Ameritas Advisory Services, LLC$2.6B AUM0.00%$52,7061.2KQ3 2025OLDER
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$18M391.9KQ2 2026
Farther Finance Advisors, LLC$10.6B AUM0.00%$338,5137.4KQ1 2026OLDER
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.00%$10M220.2KQ1 2026OLDER
CWM, LLC$38.1B AUM0.00%$1M24.7KQ1 2026OLDER
LPL Financial LLC$376.6B AUM0.00%$11M242.8KQ1 2026OLDER
Steward Partners Investment Advisory, LLC$19.6B AUM0.00%$572,08812.6KQ1 2026OLDER
Baird Financial Group, Inc.$64.0B AUM0.00%$2M40.9KQ1 2026OLDER
Migdal Insurance & Financial Holdings Ltd.$11.5B AUM0.00%$296,0886.5KQ1 2026OLDER
STIFEL FINANCIAL CORP$108.8B AUM0.00%$2M50.3KQ1 2026OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$1M30.8KQ1 2026OLDER
JONES FINANCIAL COMPANIES LLLP$208.1B AUM0.00%$4M95.3KQ1 2026OLDER
Equitable Holdings, Inc.$15.5B AUM0.00%$299,9337.1KQ1 2026OLDER
MML INVESTORS SERVICES, LLC$36.1B AUM0.00%$610,71013.4KQ1 2026OLDER
Merit Financial Group, LLC$13.5B AUM0.00%$219,7594.8KQ1 2026OLDER
CAPTRUST FINANCIAL ADVISORS$57.3B AUM0.00%$715,69915.7KQ1 2026OLDER
MORGAN STANLEY$1.67T AUM0.00%$21M491.4KQ1 2026OLDER
Geneos Wealth Management Inc.$4.3B AUM0.00%$48,5561.1KQ1 2026OLDER
Global Retirement Partners, LLC$5.6B AUM0.00%$55,1881.3KQ4 2025OLDER
Davis Capital Management$169M AUM0.00%$1,55334Q2 2026
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.00%$535,05011.7KQ1 2026OLDER
ROYAL BANK OF CANADA$570.1B AUM0.00%$2M52.5KQ1 2026OLDER
UBS Group AG$666.3B AUM0.00%$2M50.3KQ1 2026OLDER
Kestra Advisory Services, LLC$26.4B AUM0.00%$68,3591.6KQ4 2025OLDER
Cassaday & Co Wealth Management LLC$4.7B AUM0.00%$11,070243Q1 2026OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$2M41.8KQ1 2026OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$1M24.0KQ1 2026OLDER
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.00%$658,86214.5KQ1 2026OLDER
Hilton Head Capital Partners, LLC$177M AUM0.00%$2736Q1 2026OLDER
COMERICA BANK$25.1B AUM0.00%$38,223908Q4 2025OLDER
IFP Advisors, Inc$4.8B AUM0.00%$6,833150Q1 2026OLDER
FIFTH THIRD BANCORP$54.7B AUM0.00%$41,088902Q1 2026OLDER
HARBOUR INVESTMENTS, INC.$6.5B AUM0.00%$4,45197Q1 2026OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$488,45410.7KQ1 2026OLDER
Trust Co$1.1B AUM0.00%$63814Q1 2026OLDER
Russell Investments Group, Ltd.$93.1B AUM0.00%$42,546934Q1 2026OLDER
BANK OF AMERICA CORP /DE/$1.37T AUM0.00%$424,82310.1KQ4 2025OLDER
AE Wealth Management LLC$18.5B AUM0.00%$4,737104Q1 2026OLDER
Allworth Financial LP$24.7B AUM0.00%$5,683135Q4 2025OLDER
BANK OF MONTREAL /CAN/$268.5B AUM0.00%$50,1071.1KQ1 2026OLDER
JPMORGAN CHASE & CO$1.56T AUM0.00%$10,287231Q1 2026OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.