SEC 13F Intelligence

FIRST TR EXCHANGE-TRADED FD

CUSIP 33734X770

First Tr Exchange-Traded Fd has 25 institutional holders in Filings Flow’s 13F database, together reporting 730.9K shares worth $35M as of Q1 2026. The largest reported holders are Newedge Advisors, LLC, Raymond James Financial Inc, and Warner Group LLC.

Institutional Holders
25
Q1 2026
Reported Value
$35M
Ticker
unmapped
private placement or foreign
Quarters Tracked
10

Ownership Trend

Institutional holders
Q4 ’18: 2Q4 ’18Q1 ’19: 3Q2 ’19: 3Q2 ’19Q3 ’19: 4Q2 ’21: 31Q2 ’21Q4 ’21: 31Q4 ’22: 20Q4 ’22Q4 ’25: 29Q1 ’26: 25Q1 ’26Q2 ’26: 3filingsflow.com
Total reported value
Q4 ’18: $525,000Q4 ’18Q1 ’19: $791,000Q2 ’19: $1MQ2 ’19Q3 ’19: $2MQ2 ’21: $5.4BQ2 ’21Q4 ’21: $261MQ4 ’22: $14MQ4 ’22Q4 ’25: $36MQ1 ’26: $35MQ1 ’26Q2 ’26: $20Mfilingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Warner Group LLC$153M AUM2.31%$4M130.0KQ1 2026OLDER
Smart Portfolios, LLC$100M AUM1.46%$1M53.9KQ1 2026OLDER
INDEPENDENT FINANCIAL GROUP, LLC$678M AUM0.21%$1M31.1KQ2 2026
NewEdge Advisors, LLC$27.7B AUM0.07%$18M677.2KQ2 2026
TWIN PEAKS WEALTH ADVISORS, LLC$397M AUM0.04%$145,6425.3KQ1 2026OLDER
OBSIDIAN CIO, LLC$111M AUM0.03%$218,2405.6KQ3 2025OLDER
Signal Advisors Wealth, LLC$1.5B AUM0.02%$242,8856.3KQ3 2025OLDER
OLD MISSION CAPITAL LLC$6.3B AUM0.02%$1M39.0KQ1 2026OLDER
NFSG Corp$608M AUM0.02%$107,2332.8KQ3 2025OLDER
Sigma Planning Corp$3.6B AUM0.02%$543,99716.0KQ4 2025OLDER
Sankala Group LLC$122M AUM0.01%$17,499657Q1 2026OLDER
GTS SECURITIES LLC$2.8B AUM0.01%$324,54911.9KQ1 2026OLDER
ICONIQ Capital, LLC$4.5B AUM0.01%$626,9202.3KQ4 2025OLDER
GILL CAPITAL PARTNERS, LLC$348M AUM0.01%$17,533644Q1 2026OLDER
Advisory Services Network, LLC$7.5B AUM0.00%$170,3876.3KQ1 2026OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$1M51.9KQ1 2026OLDER
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.00%$4M146.2KQ1 2026OLDER
Financial Engines Advisors L.L.C.$49.2B AUM0.00%$307,45211.3KQ1 2026OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$3M82.3KQ4 2025OLDER
Mariner, LLC$85.7B AUM0.00%$351,06612.9KQ1 2026OLDER
Smartleaf Asset Management LLC$2.8B AUM0.00%$10,484307Q4 2025OLDER
MILLENNIUM MANAGEMENT LLC$240.3B AUM0.00%$704,44725.9KQ1 2026OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$2M84.9KQ1 2026OLDER
LPL Financial LLC$376.6B AUM0.00%$954,78035.1KQ1 2026OLDER
ASSETMARK, INC$49.0B AUM0.00%$105,4153.9KQ1 2026OLDER
Perkins Coie Trust Co$603M AUM0.00%$96825Q3 2025OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$981,57036.1KQ1 2026OLDER
HARBOUR INVESTMENTS, INC.$6.5B AUM0.00%$6,507239Q1 2026OLDER
ROYAL BANK OF CANADA$570.1B AUM0.00%$230,0008.5KQ1 2026OLDER
Transamerica Financial Advisors, LLC$1.2B AUM0.00%$2087Q1 2026OLDER
Global Retirement Partners, LLC$5.6B AUM0.00%$54316Q4 2025OLDER
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$45,7781.7KQ2 2026
BANK OF AMERICA CORP /DE/$1.37T AUM0.00%$99,5492.6KQ3 2025OLDER
Farther Finance Advisors, LLC$10.6B AUM0.00%$59822Q1 2026OLDER
MORGAN STANLEY$1.67T AUM0.00%$431Q1 2026OLDER
JPMORGAN CHASE & CO$1.56T AUM0.00%$150Q1 2026OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.