SEC 13F Intelligence

FIRST TR EXCHANGE-TRADED FD

CUSIP 33733E880

First Tr Exchange-Traded Fd has 10 institutional holders in Filings Flow’s 13F database, together reporting 216.2K shares worth $8M as of Q4 2021. The largest reported holders are Commonwealth Equity Services, LLC, Raymond James Financial Services Advisors, Inc., and Susquehanna International Group, LLP.

Institutional Holders
10
Q4 2021
Reported Value
$8M
Ticker
unmapped
private placement or foreign
Quarters Tracked
6

Ownership Trend

Institutional holders
Q4 ’18: 13Q4 ’18Q1 ’19: 13Q1 ’19Q2 ’19: 13Q2 ’19Q3 ’19: 15Q3 ’19Q2 ’21: 12Q2 ’21Q4 ’21: 10Q4 ’21filingsflow.com
Total reported value
Q4 ’18: $22MQ4 ’18Q1 ’19: $30MQ1 ’19Q2 ’19: $37MQ2 ’19Q3 ’19: $37MQ3 ’19Q2 ’21: $5MQ2 ’21Q4 ’21: $8MQ4 ’21filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
American Portfolios Advisors$1.2B AUM0.03%$358,25314.1KQ1 2023
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.00%$2M58.4KQ2 2022OLDER
Raymond James Financial Services Advisors, Inc.$75.1B AUM0.00%$1M42.4KQ2 2022OLDER
CREATIVE FINANCIAL DESIGNS INC /ADV$1.6B AUM0.00%$15,000553Q3 2022OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$212,0008.0KQ3 2022OLDER
LPL Financial LLC$376.6B AUM0.00%$366,00013.9KQ3 2022OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$928,00035.2KQ3 2022OLDER
Tower Research Capital LLC (TRC)$3.8B AUM0.00%$12,000460Q3 2022OLDER
UBS Group AG$666.3B AUM0.00%$56,0002.1KQ3 2022OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.