SEC 13F Intelligence

ESS TECH INC

CUSIP 26916J106

Ess Tech Inc has 98 institutional holders in Filings Flow’s 13F database, together reporting 52.85M shares worth $119M as of Q4 2022. The largest reported holders are Softbank Group Corp., Millennium Management LLC, and Geode Capital Management, LLC.

Institutional Holders
98
Q4 2022
Reported Value
$119M
Ticker
unmapped
private placement or foreign
Quarters Tracked
2

Ownership Trend

Institutional holders
Q4 ’21: 44Q4 ’21Q4 ’22: 98Q4 ’22filingsflow.com
Total reported value
Q4 ’21: $55MQ4 ’21Q4 ’22: $119MQ4 ’22filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
SOFTBANK GROUP CORP.$11.4B AUM0.15%$29M35.95MQ2 2024OLDER
Green Alpha Advisors, LLC$102M AUM0.14%$172,855211.3KQ2 2024OLDER
Redmond Asset Management, LLC$366M AUM0.05%$146,053178.6KQ2 2024OLDER
Laird Norton Wetherby Trust Company, LLC$4.6B AUM0.04%$282,955346.0KQ2 2024OLDER
Point72 Asia (Singapore) Pte. Ltd.$646M AUM0.03%$147,525180.4KQ2 2024OLDER
Y-Intercept (Hong Kong) Ltd$5.1B AUM0.01%$170,503208.5KQ2 2024OLDER
CONSILIO WEALTH ADVISORS, LLC$342M AUM0.01%$13,91517.0KQ2 2024OLDER
Freedom Investment Management, Inc.$337M AUM0.00%$41,61650.9KQ2 2024OLDER
XTX Topco Ltd$5.8B AUM0.00%$31,64538.7KQ2 2024OLDER
Centiva Capital, LP$13.6B AUM0.00%$154,501188.9KQ2 2024OLDER
Paloma Partners Management Co$510M AUM0.00%$88,003107.6KQ2 2024OLDER
Cypress Wealth Services, LLC$708M AUM0.00%$8,17910.0KQ2 2024OLDER
Missouri Trust & Investment Co$341M AUM0.00%$4,0905.0KQ2 2024OLDER
Parcion Private Wealth LLC$1.6B AUM0.00%$13,91517.0KQ2 2024OLDER
Point72 (DIFC) Ltd$1.5B AUM0.00%$32,05939.2KQ2 2024OLDER
Baird Financial Group, Inc.$64.0B AUM0.00%$509,246622.6KQ2 2024OLDER
MILLENNIUM MANAGEMENT LLC$240.3B AUM0.00%$1M1.78MQ2 2024OLDER
WOLFF WIESE MAGANA LLC$181M AUM0.00%$8181.0KQ2 2024OLDER
Tower Research Capital LLC (TRC)$3.8B AUM0.00%$36,06444.1KQ2 2024OLDER
Western Wealth Management, LLC$2.6B AUM0.00%$8,17910.0KQ2 2024OLDER
Vanguard Personalized Indexing Management, LLC$10.2B AUM0.00%$27,39833.5KQ2 2024OLDER
BRIGHTON JONES LLC$2.4B AUM0.00%$14,49917.7KQ2 2024OLDER
Pathstone Holdings, LLC$25.1B AUM0.00%$102,822125.7KQ2 2024OLDER
Parkside Financial Bank & Trust$1.3B AUM0.00%$2,8633.5KQ2 2024OLDER
Robertson Stephens Wealth Management, LLC$3.6B AUM0.00%$8,47510.4KQ2 2024OLDER
Dakota Wealth Management$4.6B AUM0.00%$17,40221.3KQ2 2024OLDER
Engineers Gate Manager LP$8.0B AUM0.00%$13,92917.0KQ2 2024OLDER
RENAISSANCE TECHNOLOGIES LLC$63.9B AUM0.00%$166,197203.2KQ2 2024OLDER
Jump Financial, LLC$7.5B AUM0.00%$11,09313.6KQ2 2024OLDER
AVANTAX ADVISORY SERVICES, INC.$18.2B AUM0.00%$29,03535.5KQ2 2024OLDER
Schonfeld Strategic Advisors LLC$14.2B AUM0.00%$31,97939.1KQ2 2024OLDER
TWO SIGMA SECURITIES, LLC$861M AUM0.00%$15,11218.5KQ2 2024OLDER
Global Retirement Partners, LLC$5.6B AUM0.00%$5,6036.8KQ2 2024OLDER
HighTower Advisors, LLC$94.2B AUM0.00%$113,000138.7KQ2 2024OLDER
CWM, LLC$38.1B AUM0.00%$34,00041.1KQ2 2024OLDER
Cerity Partners LLC$70.8B AUM0.00%$58,24971.2KQ2 2024OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$658,936805.6KQ2 2024OLDER
Kestra Advisory Services, LLC$26.4B AUM0.00%$26,36332.2KQ2 2024OLDER
Savant Capital, LLC$20.7B AUM0.00%$12,87015.7KQ2 2024OLDER
AQR CAPITAL MANAGEMENT LLC$218.4B AUM0.00%$83,640102.3KQ2 2024OLDER
GROUP ONE TRADING LLC$52.2B AUM0.00%$30,38037.1KQ2 2024OLDER
Cubist Systematic Strategies, LLC$21.0B AUM0.00%$16,85020.6KQ2 2024OLDER
Jackson, Grant Investment Advisers, Inc.$300M AUM0.00%$247302Q2 2024OLDER
NORTHERN TRUST CORP$756.6B AUM0.00%$552,701675.8KQ2 2024OLDER
CHARLES SCHWAB INVESTMENT MANAGEMENT INC$654.5B AUM0.00%$465,843569.6KQ2 2024OLDER
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.$73.7B AUM0.00%$37,26045.6KQ2 2024OLDER
VitalStone Financial, LLC$147M AUM0.00%$110135Q2 2024OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$356,316435.5KQ2 2024OLDER
GEODE CAPITAL MANAGEMENT, LLC$1.61T AUM0.00%$712,218870.6KQ2 2024OLDER
Arax Advisory Partners$3.5B AUM0.00%$629768Q2 2024OLDER
BLAIR WILLIAM & CO/IL$34.9B AUM0.00%$17,38021.2KQ2 2024OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$19,41323.7KQ2 2024OLDER
HARBOR INVESTMENT ADVISORY, LLC$1.4B AUM0.00%$409500Q2 2024OLDER
Cetera Investment Advisers$94.0B AUM0.00%$15,85919.4KQ2 2024OLDER
BALYASNY ASSET MANAGEMENT L.P.$77.1B AUM0.00%$20,72125.3KQ2 2024OLDER
SEI INVESTMENTS CO$108.4B AUM0.00%$23,41828.6KQ2 2024OLDER
Family Firm, Inc.$415M AUM0.00%$138169Q2 2024OLDER
Russell Investments Group, Ltd.$93.1B AUM0.00%$18,70522.9KQ2 2024OLDER
ProShare Advisors LLC$67.5B AUM0.00%$9,99612.2KQ2 2024OLDER
Steward Partners Investment Advisory, LLC$19.6B AUM0.00%$2,4543.0KQ2 2024OLDER
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.00%$61,07874.7KQ2 2024OLDER
PNC FINANCIAL SERVICES GROUP, INC.$173.2B AUM0.00%$29,98236.7KQ2 2024OLDER
PRINCIPAL SECURITIES, INC.$6.8B AUM0.00%$702858Q2 2024OLDER
RHUMBLINE ADVISERS$116.9B AUM0.00%$18,31422.4KQ2 2024OLDER
IFP Advisors, Inc$4.8B AUM0.00%$409500Q2 2024OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$76,68993.8KQ2 2024OLDER
BlackRock Finance, Inc.$4.42T AUM0.00%$683,350835.5KQ2 2024OLDER
BARCLAYS PLC$416.3B AUM0.00%$46,00057.3KQ2 2024OLDER
ALBION FINANCIAL GROUP /UT$1.5B AUM0.00%$164200Q2 2024OLDER
LPL Financial LLC$376.6B AUM0.00%$19,97724.4KQ2 2024OLDER
CoreCap Advisors, LLC$3.4B AUM0.00%$82100Q2 2024OLDER
NewEdge Advisors, LLC$27.7B AUM0.00%$9451.2KQ2 2024OLDER
UBS Group AG$666.3B AUM0.00%$24,72430.2KQ2 2024OLDER
HSBC HOLDINGS PLC$191.6B AUM0.00%$8,16410.3KQ2 2024OLDER
MACQUARIE GROUP LTD$16.8B AUM0.00%$3,8204.7KQ2 2024OLDER
Fisher Asset Management, LLC$294.9B AUM0.00%$8,83410.8KQ2 2024OLDER
NISA INVESTMENT ADVISORS, LLC$27.0B AUM0.00%$469573Q2 2024OLDER
Legal & General Group Plc$432.4B AUM0.00%$9,0587.9KQ1 2025
US BANCORP \DE\$82.4B AUM0.00%$1,4321.8KQ2 2024OLDER
NEW YORK STATE COMMON RETIREMENT FUND$71.6B AUM0.00%$1,000755Q2 2024OLDER
Allworth Financial LP$24.7B AUM0.00%$181227Q2 2024OLDER
Gradient Investments LLC$7.2B AUM0.00%$4656Q2 2024OLDER
JONES FINANCIAL COMPANIES LLLP$208.1B AUM0.00%$163200Q2 2024OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.