SEC 13F Intelligence

DELAWARE INVTS MINN MUN INCO

CUSIP 24610V103

Delaware Invts Minn Mun Inco has 32 institutional holders in Filings Flow’s 13F database, together reporting 2.03M shares worth $27M as of Q4 2021. The largest reported holders are Mackay Shields LLC, Rivernorth Capital Management, LLC, and Bulldog Investors, LLP.

Institutional Holders
32
Q4 2021
Reported Value
$27M
Ticker
unmapped
private placement or foreign
Quarters Tracked
6

Ownership Trend

Institutional holders
Q4 ’18: 24Q4 ’18Q1 ’19: 25Q1 ’19Q2 ’19: 22Q2 ’19Q3 ’19: 22Q3 ’19Q2 ’21: 30Q2 ’21Q4 ’21: 32Q4 ’21filingsflow.com
Total reported value
Q4 ’18: $20MQ4 ’18Q1 ’19: $21MQ1 ’19Q2 ’19: $19MQ2 ’19Q3 ’19: $20MQ3 ’19Q2 ’21: $23MQ2 ’21Q4 ’21: $27MQ4 ’21filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Bulldog Investors, LLP$445M AUM1.00%$4M265.0KQ4 2021
Matisse Capital$234M AUM0.68%$988,00070.0KQ4 2021
ACCESS FINANCIAL SERVICES, INC.$282M AUM0.58%$1M91.7KQ4 2021
Sightline Wealth Advisors, LLC$236M AUM0.42%$474,00033.6KQ4 2021
Wakefield Asset Management LLLP$377M AUM0.34%$995,00070.5KQ4 2021
Paradigm, Strategies in Wealth Management, LLC$147M AUM0.25%$247,00017.5KQ4 2021
RIVERNORTH CAPITAL MANAGEMENT, LLC$2.0B AUM0.17%$4M299.0KQ4 2021
Realta Investment Advisors$288M AUM0.13%$571,00040.4KQ4 2021
Berger Financial Group, Inc$1.8B AUM0.12%$878,00062.2KQ4 2021
HighMark Wealth Management LLC$246M AUM0.11%$179,00012.7KQ4 2021
MACKAY SHIELDS LLC$2.7B AUM0.07%$8M564.4KQ4 2021
Thomas J. Herzfeld Advisors, Inc.$294M AUM0.04%$108,0007.7KQ4 2021
NEXT Financial Group, Inc$1.5B AUM0.01%$203,00014.4KQ4 2021
BOOTHBAY FUND MANAGEMENT, LLC$7.7B AUM0.01%$430,00030.5KQ4 2021
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.$1.7B AUM0.01%$188,00013.3KQ2 2021OLDER
Tradition Wealth Management, LLC$1.4B AUM0.01%$48,0003.4KQ4 2021
AVANTAX ADVISORY SERVICES, INC.$18.2B AUM0.00%$294,00020.8KQ4 2021
AdvisorNet Financial, Inc$1.9B AUM0.00%$38,0002.7KQ4 2021
WOLVERINE ASSET MANAGEMENT LLC$10.4B AUM0.00%$198,00014.0KQ3 2021OLDER
Allspring Global Investments Holdings, LLC$59.7B AUM0.00%$1M76.4KQ4 2021
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.00%$255,00018.0KQ3 2021OLDER
Raymond James Financial Services Advisors, Inc.$75.1B AUM0.00%$173,00013.1KQ1 2021OLDER
Marks Group Wealth Management, Inc$1.0B AUM0.00%$2,000123.3KQ4 2021
STIFEL FINANCIAL CORP$108.8B AUM0.00%$277,00019.6KQ4 2021
AMERIPRISE FINANCIAL INC$431.8B AUM0.00%$869,00059.6KQ4 2021
Geneos Wealth Management Inc.$4.3B AUM0.00%$5,000389Q4 2021
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$93,0006.6KQ4 2021
UBS Group AG$666.3B AUM0.00%$504,00035.7KQ4 2021
LPL Financial LLC$376.6B AUM0.00%$152,00010.7KQ4 2021
US BANCORP \DE\$82.4B AUM0.00%$43,0003.1KQ4 2021

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.