SEC 13F Intelligence

UBS AG

CUSIP 22542D233

Ubs AG has 34 institutional holders in Filings Flow’s 13F database, together reporting 294.4K shares worth $49M as of Q1 2026. The largest reported holders are Oasis Advisors, LLC, Royal Bank Of Canada, and Lpl Financial LLC.

Institutional Holders
34
Q1 2026
Reported Value
$49M
Ticker
unmapped
private placement or foreign
Quarters Tracked
4

Ownership Trend

Institutional holders
Q4 ’22: 21Q4 ’22Q4 ’25: 29Q4 ’25Q1 ’26: 34Q1 ’26Q2 ’26: 4Q2 ’26filingsflow.com
Total reported value
Q4 ’22: $27MQ4 ’22Q4 ’25: $19MQ4 ’25Q1 ’26: $49MQ1 ’26Q2 ’26: $1MQ2 ’26filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Oasis Advisors, LLC$509M AUM4.37%$22M133.8KQ1 2026OLDER
WINNOW WEALTH LLC$130M AUM1.03%$1M8.1KQ1 2026OLDER
Split Rock Private Trading & Wealth Management, LLC$129M AUM0.74%$951,1875.7KQ1 2026OLDER
Claris Financial LLC$183M AUM0.73%$1M8.1KQ1 2026OLDER
MADDEN SECURITIES Corp$333M AUM0.63%$2M12.6KQ1 2026OLDER
DOVER ADVISORS, LLC$242M AUM0.24%$578,9263.5KQ1 2026OLDER
Tactive Advisors, LLC$406M AUM0.11%$452,4303.2KQ2 2026
Jaffetilchin Investment Partners, LLC$1.7B AUM0.06%$991,4116.0KQ1 2026OLDER
Weaver Consulting Group$420M AUM0.05%$209,4561.3KQ1 2026OLDER
CreativeOne Wealth, LLC$4.3B AUM0.04%$2M10.9KQ1 2026OLDER
Freestone Capital Holdings, LLC$3.3B AUM0.04%$1M8.0KQ1 2026OLDER
Dynamic Advisor Solutions LLC$3.5B AUM0.03%$939,5756.7KQ2 2026
OLD MISSION CAPITAL LLC$6.3B AUM0.01%$576,6013.5KQ1 2026OLDER
Belpointe Asset Management LLC$2.7B AUM0.01%$205,3911.2KQ3 2025OLDER
Mutual Advisors, LLC$4.7B AUM0.01%$327,5662.0KQ1 2026OLDER
Orion Porfolio Solutions, LLC$11.7B AUM0.01%$818,5944.9KQ1 2026OLDER
Aventura Private Wealth, LLC$273M AUM0.01%$18,097109Q1 2026OLDER
Private Advisor Group, LLC$21.3B AUM0.01%$1M6.8KQ1 2026OLDER
Parkside Financial Bank & Trust$1.3B AUM0.00%$52,125300Q4 2025OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$2M14.4KQ1 2026OLDER
Kestra Advisory Services, LLC$26.4B AUM0.00%$582,1813.5KQ1 2026OLDER
Grove Bank & Trust$1.0B AUM0.00%$8,68750Q4 2025OLDER
Advisory Services Network, LLC$7.5B AUM0.00%$55,787336Q1 2026OLDER
LPL Financial LLC$376.6B AUM0.00%$2M14.7KQ1 2026OLDER
ROYAL BANK OF CANADA$570.1B AUM0.00%$3M17.8KQ1 2026OLDER
CoreCap Advisors, LLC$3.4B AUM0.00%$16,163115Q2 2026
Global Retirement Partners, LLC$5.6B AUM0.00%$25,194145Q4 2025OLDER
HARBOUR INVESTMENTS, INC.$6.5B AUM0.00%$24,904150Q1 2026OLDER
Steward Partners Investment Advisory, LLC$19.6B AUM0.00%$74,711450Q1 2026OLDER
Cetera Investment Advisers$94.0B AUM0.00%$303,3021.8KQ1 2026OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$2M12.5KQ1 2026OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$1M9.0KQ1 2026OLDER
PNC FINANCIAL SERVICES GROUP, INC.$173.2B AUM0.00%$148,555855Q4 2025OLDER
Federation des caisses Desjardins du Quebec$27.8B AUM0.00%$12,12073Q1 2026OLDER
MORGAN STANLEY$1.67T AUM0.00%$7,08242Q3 2025OLDER
UBS Group AG$666.3B AUM0.00%$1,4949Q1 2026OLDER
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$1191Q2 2026
JPMORGAN CHASE & CO$1.56T AUM0.00%$1641Q1 2026OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.